TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer | |||||||
of existing shares to which voting rights are | Moss Bros | ||||||
attachedii: | |||||||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | |||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
An acquisition or disposal of voting rights | |||||||
An acquisition or disposal of financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify)iii: Revised disclosure to reflect voting discretion on funds managed | X | ||||||
3. Details of person subject to the notification obligationiv | |||||||
Name | Artemis Investment Management LLP on behalf of | ||||||
discretionary funds under management | |||||||
Cassini House | |||||||
City and country of registered office (if applicable) | 57 St. James's Street | ||||||
London, SW1A 1LD | |||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||
Name | |||||||
City and country of registered office (if applicable) | |||||||
5. Date on which the threshold was crossed or | 03 August 2018 | ||||||
reachedvi: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 06 August 2018 | ||||||
7. Total positions of person(s) subject to the notification obligation | |||||||
% of voting rights | % of voting rights | Total number of | |||||
through financial in- | Total of both in % | ||||||
attached to shares | voting rights of | ||||||
struments | (8.A + 8.B) | ||||||
(total of 8. A) | issuervii | ||||||
(total of 8.B 1 + 8.B 2) | |||||||
Resulting situation | |||||||
on the date on which | 10.74% | 10.74% | 100,799,873 | ||||
threshold was | |||||||
crossed or reached | |||||||
1 |
Position of previous | 13.02% | 13.02% | ||
notification (if | ||||
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
Direct | Indirect | Direct | Indirect | |
ISIN code (if possible) | ||||
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) |
GB0006056104 | 0 | 10,821,425 | 0 | 10.74% |
SUBTOTAL 8. A | 10,821,425 | 10.74% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights | ||||
Type of financial | Expiration | Exercise/ | that may be acquired if | % of voting rights |
instrument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
SUBTOTAL 8. B 1 | ||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
instrument | datex | voting rights | |||
Period xi | settlementxii | ||||
SUBTOTAL | |||||
8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legalX entityxiv (please add additional rows as necessary)
% of voting rights if it | % of voting rights | Total of both if it | |
through financial in- | |||
equals or is higher | equals or is higher | ||
Namexv | struments if it equals | ||
than the notifiable | than the notifiable | ||
or is higher than the | |||
threshold | threshold | ||
notifiable threshold | |||
Artemis Investment | 10.74% | 10.74% | |
Management LLP | |||
Artemis Fund Managers | 8.88% | 8.88% | |
Limited | |||
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Corrected disclosure. The position of Artemis Investment Management LLP has been corrected to 10.74% from 15.01%.
Cassini House | |
Place of completion | 57 St. James's Street |
London, SW1A 1LD | |
Date of completion | 20th August 2019 |
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Annex: Notification of major holdings (to be filed with the FCA only)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities) | Artemis Investment Management LLP |
Cassini House | |
Contact address (registered office for legal entities) | 57 St. James's Street |
London, SW1A 1LD | |
Investmentoperations@artemisfunds.com | |
Phone number / Fax number | 0207 399 6067 |
Other useful information | |
(at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | Ashley Lee |
Contact address | |
0207 399 6067 | |
Phone number / Fax number | |
Other useful information (e.g. functional relationship with | |
the person or legal entity subject to the notification obli- | |
gation) | |
C: Additional information | |
Please send the completed form together with this annex to the FCA at the following email address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.
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Notes
- Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.
- Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.
- Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
-
This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC;
(c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1), un- der letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those sit- uations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or le- gal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).
- Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 10 of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies).
- The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.
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Moss Bros Group plc published this content on 22 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 August 2019 16:02:04 UTC