For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: NOVATTI GROUP LIMITED
ACN 606 556 183
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Peter Pawlowitsch |
Date of last notice | 15 September 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Vault (WA) Pty Ltd (1) |
(including registered holder) | Haven Super Pty Ltd (2) |
Note: Provide details of the circumstances giving | Mosch Pty Ltd (3) |
rise to the relevant interest. | |
(Director / shareholder / Beneficiary) | |
Date of change | 20 December 2021 |
No. of securities held prior to change | 1,229,537 Fully Paid Ordinary Shares (1) |
1,666,667 Options exercisable at $0.19 on or before the 30 | |
November 2022(1) | |
781,250 Fully Paid Ordinary Shares (2) | |
1,571,875 Fully Paid Ordinary Shares (3) | |
500,000 incentive options exercisable at $0.20 and expiring | |
on November 2023 (1) | |
Class | Incentive options exercisable at $0.45, expiring 30 |
November 2025 (1) | |
Number acquired | 2,000,000 |
Number disposed | |
Value/Consideration | Director Incentive $0.188 per option |
Note: If consideration is non-cash, provide | |
details and estimated valuation |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 1,229,537 Fully Paid Ordinary Shares (1) |
1,666,667 Options exercisable at $0.19 on or before the 30 | |
November 2022(1) | |
781,250 Fully Paid Ordinary Shares (2) | |
1,571,875 Fully Paid Ordinary Shares (3) | |
500,000 incentive options exercisable at $0.20 and expiring | |
on November 2023 (1) | |
2,000,000 incentive options exercisable at $0.45, expiring 30 | |
November 2025 (1) | |
Nature of change | Unlisted incentive options approved by shareholders on 24 |
Example: on-market trade, off-market trade, | November 2021 |
exercise of options, issue of securities under | |
dividend reinvestment plan, participation in | |
buy-back | |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: NOVATTI GROUP LIMITED
ACN 606 556 183
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Peter Cook |
Date of last notice | 3 December 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Corangamite Pty Ltd |
(including registered holder) | (Director and shareholder) |
Note: Provide details of the circumstances giving rise to the | |
relevant interest. | |
Date of change | 20 December 2021 |
No. of securities held prior to change | 11,507,904 Fully Paid Ordinary Shares |
1,666,667 options exercisable at $0.19, expiring 30 | |
November 2022 | |
2,500,000 incentive options exercisable at $0.20 and | |
expiring 30 November 2023 | |
2,500,000 incentive options exercisable at $0.27 and | |
expiring 30 November 2024 | |
Class | Incentive options exercisable at $0.45, expiring 30 |
November 2025 | |
Number acquired | 3,000,000 |
Number disposed | |
Value/Consideration | Director Incentive $0.188 per option |
Note: If consideration is non-cash, provide details and | |
estimated valuation |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 11,507,904 Fully Paid Ordinary Shares |
1,666,667 options exercisable at $0.19, expiring 30 | |
November 2022 | |
2,500,000 incentive options exercisable at $0.20 and | |
expiring 30 November 2023 | |
2,500,000 incentive options exercisable at $0.27 and | |
expiring 30 November 2024 | |
3,000,000 incentive options exercisable at $0.45, | |
expiring 30 November 2025 | |
Nature of change | Unlisted incentive options approved by shareholders |
Example: on-market trade, off-market trade, exercise of | on 24 November 2021 |
options, issue of securities under dividend reinvestment | |
plan, participation in buy-back | |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity NOVATTI GROUP LIMITED
ACN 168 751 746
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Steven Zhou |
Date of last notice | 18 December 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct | ||
Nature of indirect interest | |||
(including registered holder) | |||
Note: Provide details of the circumstances giving rise to the | |||
relevant interest. | |||
Date of change | 20 December 2021 | ||
No. of securities held prior to change | 666,667 unlisted options exercisable at 19 cents, | ||
expiring 30 November 2022 | |||
Class | Unlisted options exercisable at 45 cents, expiring 30 | ||
November 2025 | |||
Number acquired | 1,000,000 | ||
Number disposed | |||
Value/Consideration | Director incentive $0.188 per option | ||
Note: If consideration is non-cash, provide details and | |||
estimated valuation | |||
No. of securities held after change | 666,667 unlisted options exercisable at 19 cents, | ||
expiring 30 November 2022 | |||
1,000,000 unlisted options exercisable at 45 cents, | |||
expiring 30 November 2025 | |||
Nature of change | Unlisted incentive options approved by shareholders | ||
Example: on-market trade, off-market trade, exercise of | on 24 November 2021 | ||
options, issue of securities under dividend reinvestment | |||
plan, participation in buy-back | |||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Novatti Group Ltd. published this content on 20 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 December 2021 06:09:00 UTC.