Form 604 | |
Corporations Act 2001 | |
Section 671B | |
Notice of change of interests of substantial holder | |
To: Company Name/Scheme: | SRG GLOBAL LIMITED |
ACN/ARSN | 104 662 259 |
1. Details of substantial holder | |
Name | Mitsubishi UFJ Financial Group, Inc. |
There was a change in the interests of the | 14 December 2020 |
substantial holder on | |
The previous notice was given to the company on | 4 December 2019 |
The previous notice was dated | 4 December 2019 |
The holder became aware on | 16 December 2020 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
Class of securities | Previous notice | Present notice | ||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | |||
Fully Paid ordinary shares | 43,314,409 | 9.72 | 37,986,863 | 8.52 | ||
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Consideration given in | Class and number | Person's votes | |
relevant interest | Nature of change | of securities | |||
change | relation to change | affected | |||
changed | affected | ||||
See annexure A to this notice | |||||
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant | Class and number | ||
relevant | Person's votes | |||||
of securities | registered as holder | interest | of securities | |||
interest | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Mitsubishi UFJ Financial | Citicorp Nominees Pty | Limited has a relevant interest in under | Fully paid | 35,024,237 | ||
section 608(3) of the Corporations Act | 35,024,237 | |||||
Group, Inc. | Limited (Australia) | as Mitsubishi UFJ Financial Group, | ordinary shares | |||
Inc. has voting power of 100% in First | ||||||
Sentier Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
Morgan Stanley Australia | Morgan Stanley has a relevant interest | |||||
Mitsubishi UFJ Financial | in under section 608(3) of the | Fully paid | 2,962,269 | |||
Securities (Nominee) Pty | 2,962,269 | |||||
Group, Inc. | Limited | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting power | ||||||
of over 20% in Morgan Stanley. | ||||||
Relevant interest in securities that | ||||||
Morgan Stanley Australia | Morgan Stanley has a relevant interest | |||||
Mitsubishi UFJ Financial | in under section 608(3) of the | Fully paid | 357 | |||
Securities (Nominee) Pty | 357 | |||||
Group, Inc. | Limited | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting power | ||||||
of over 20% in Morgan Stanley. | ||||||
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5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses | |
The addresses of persons named in this form are as follows: | |
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature |
Dated 17 December 2020
Authorised Signatory
Page 2
Annexure A
This is annexure A of 7 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 17 December 2020.
Authorised Signatory | Dated 17 December 2020 | |||||
Person whose relevant interest | Consideration given in | Class and number of | Person's votes | |||
Date of change | changed | Nature of change | relation to change | securities affected | affected | |
6/12/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First | 180,000.00 | 500,000 Ordinary shares | 500,000 | |
Sentier Investors Holdings Pty Limited | ||||||
22/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First | 38,117.66 | 107,042 Ordinary shares | 107,042 | |
Sentier Investors Holdings Pty Limited | ||||||
23/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 392.40 | 1,090 Ordinary Shares | 1,090 | |
Stanley | ||||||
24/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 38,117.66 | 107,042 Ordinary shares | 107,042 | |
Investors Holdings Pty Limited | ||||||
3/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 77,753.83 | 201,958 Ordinary shares | 201,958 | |
Investors Holdings Pty Limited | ||||||
11/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 580.50 | 1,548 Ordinary Shares | 1,548 | |
Stanley | ||||||
12/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 523.18 | 1,414 Ordinary Shares | 1,414 | |
Stanley | ||||||
13/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 511.37 | 1,401 Ordinary Shares | 1,401 | |
Stanley | ||||||
14/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 502.97 | 1,378 Ordinary Shares | 1,378 | |
Stanley | ||||||
17/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 501.51 | 1,374 Ordinary Shares | 1,374 | |
Stanley | ||||||
28/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 126,097.30 | 360,278 Ordinary Shares | 360,278 | |
Stanley | ||||||
3/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,005.58 | 2,755 Ordinary Shares | 2,755 | |
Stanley | ||||||
6/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 2,466.61 | 7,363 Ordinary Shares | 7,363 | |
Stanley | ||||||
6/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan | N/A | 58 Ordinary Shares | 58 | |
Stanley | ||||||
12/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First | 135,950.00 | 500,000 Ordinary shares | 500,000 | |
Sentier Investors Holdings Pty Limited | ||||||
17/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,104.26 | 4,167 Ordinary Shares | 4,167 | |
Stanley | ||||||
17/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 206.57 | 879 Ordinary Shares | 879 | |
Stanley | ||||||
20/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 8,542.25 | 36,350 Ordinary Shares | 36,350 | |
Stanley | ||||||
23/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 57.40 | 280 Ordinary Shares | 280 | |
Stanley | ||||||
24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First | 370,000.00 | 2,000,000 Ordinary shares | 2,000,000 | |
Sentier Investors Holdings Pty Limited | ||||||
24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 511.52 | 2,224 Ordinary shares | 2,224 | |
Investors Holdings Pty Limited | ||||||
24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 553.38 | 2,406 Ordinary shares | 2,406 | |
Investors Holdings Pty Limited | ||||||
Page 3
24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 740.14 | 3,218 Ordinary shares | 3,218 |
Investors Holdings Pty Limited | |||||
24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,049.69 | 5,383 Ordinary Shares | 5,383 |
Stanley | |||||
25/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,182.85 | 5,770 Ordinary Shares | 5,770 |
Stanley | |||||
15/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 290.75 | 1,163 Ordinary Shares | 1,163 |
Stanley | |||||
17/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 368.94 | 1,419 Ordinary Shares | 1,419 |
Stanley | |||||
20/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 394.16 | 1,516 Ordinary Shares | 1,516 |
Stanley | |||||
21/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 414.68 | 1,455 Ordinary Shares | 1,455 |
Stanley | |||||
22/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 463.65 | 1,686 Ordinary Shares | 1,686 |
Stanley | |||||
23/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 463.59 | 1,818 Ordinary Shares | 1,818 |
Stanley | |||||
24/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 557.50 | 2,230 Ordinary Shares | 2,230 |
Stanley | |||||
28/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 314.60 | 1,144 Ordinary Shares | 1,144 |
Stanley | |||||
28/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan | N/A | 357 Ordinary Shares | 357 |
Stanley | |||||
9/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,200.00 | 5,000 Ordinary Shares | 5,000 |
Stanley | |||||
9/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 1,464.86 | 5,979 Ordinary Shares | 5,979 |
Stanley | |||||
10/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 435.96 | 2,076 Ordinary Shares | 2,076 |
Stanley | |||||
12/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 308.32 | 1,312 Ordinary Shares | 1,312 |
Stanley | |||||
15/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 482.25 | 2,243 Ordinary Shares | 2,243 |
Stanley | |||||
16/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 305.25 | 1,489 Ordinary Shares | 1,489 |
Stanley | |||||
18/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan | 244.02 | 1,162 Ordinary Shares | 1,162 |
Stanley | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 4,148.73 | 21,167 Ordinary shares | 21,167 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 232,042.86 | 1,104,966 Ordinary shares | 1,104,966 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 884.94 | 4,515 Ordinary shares | 4,515 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 13,350.61 | 67,598 Ordinary shares | 67,598 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 14,556.54 | 73,704 Ordinary shares | 73,704 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 68,247.31 | 345,556 Ordinary shares | 345,556 |
Investors Holdings Pty Limited | |||||
30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier | 811.64 | 4,141 Ordinary shares | 4,141 |
Investors Holdings Pty Limited | |||||
1/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan | 703.77 | 3,433 Ordinary Shares | 3,433 |
Stanley | |||||
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SRG Globa Limited published this content on 17 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 17 December 2020 07:50:03 UTC