Form 8.5 (EPT/NON-RI) Acacia Mining Plc
Released : 14 Jun 2019 02:40:00
RNS Number : 3663C
Royal Bank of Canada
14 June 2019
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT
APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |
(a) Name of exempt principal trader: | RBC Capital Markets Arbitrage, | |
S.A. | ||
(b) Name of offeror/offeree in relation to whose | Acacia Mining Plc (ACA:LN) | |
relevant securities this form relates: | ||
Use a separate form for each offeror/offeree | ||
(c) Name of the party to the offer with which | Offeree Concert Party | |
exempt principal trader is connected: | ||
(d) Date position held/dealing undertaken: | 13th June 2019 | |
For an opening position disclosure, state the latest | ||
practicable date prior to the disclosure | ||
(e) In addition to the company in 1(b) above, is the | YES / NO / N/A | |
exempt principal trader making disclosures in | If YES, specify which: | |
respect of any other party to the offer? | ||
If it is a cash offer or possible cash offer, state | ||
"N/A" |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
- Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | |||||
Interests | Short positions | ||||
Number | % | Number | % | ||
(1) Relevant securities owned | Nil | Nil | 0 | ||
and/or controlled: | |||||
(2) Cash-settled derivatives: | |||||
(3) Stock-settled derivatives | |||||
(including options) and | |||||
agreements to purchase/sell: | |||||
Nil | Nil | 0 | |||
TOTAL: |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
- Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
- Purchases and sales
Class of | Purchases/ | Total number | Highest price | Lowest price |
relevant | sales | of securities | per unit | per unit |
security | paid/received | paid/received | ||
(USD) | (USD) | |||
- Cash-settledderivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | e.g. opening/closing a | reference | unit GBP |
security | e.g. CFD | long/short position, | securities | |
increasing/reducing a | ||||
long/short position | ||||
CFD | Short | 7,741 | 1.726 | |
- Stock-settledderivative transactions (including options)
- Writing, selling, purchasing or varying
Class of | Product | Writing, | Number | Exercise | Type | Expiry | Option |
relevant | description | purchasing, | of | price | e.g. | date | money |
security | e.g. call | selling, | securities | per unit | American, | paid/ | |
option | varying etc. | to which | European | received | |||
option | etc. | per unit | |||||
relates | |||||||
- Exercise
Class of | Product | Exercising/ | Number of | Exercise price |
relevant | description | exercised | securities | per unit |
security | e.g. call option | against | ||
- Other dealings (including subscribing for new securities)
Class of relevant | Nature of dealing | Details | Price per unit (if |
security | e.g. subscription, | applicable) | |
conversion | |||
4. OTHER INFORMATION
- Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
none
- Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
- the voting rights of any relevant securities under any option; or
- the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
none
(c) | Attachments | ||
Is a Supplemental Form 8 (Open Positions) attached? | YES/NO | ||
Date of disclosure: | 14th June 2019 | ||
Contact name: | Damian Batchelor | ||
Telephone number: | +44-2074298827 | ||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.comor visit www.rns.com.
END
FEOEADKLFDFNEFF
Attachments
- Original document
- Permalink
Disclaimer
Acacia Mining plc published this content on 14 June 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 June 2019 14:03:04 UTC