RELEASE, 30 MAY 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of | Antofagasta PLC |
existing shares to which voting rights are attachedii: | (LEI: 213800MY6QVH4FVLD628) |
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | ||
Non-UK issuer | |||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify)iii: | |||
3. Details of person subject to the notification obligationiv | |||
Name | Royal Bank of Canada | ||
City and country of registered office (if applicable) | Toronto, Ontario, Canada | ||
4. Full name of shareholder(s) (if different from 3.)v | |||
RBC Global Asset Management Inc. ("RBC GAM") | |||
RBC Phillips, Hager & North Investment Counsel Inc. | |||
Name | ("PH&N IC") | ||
RBC Private Counsel (USA) Inc. ("RBC Private | |||
Counsel") | |||
Royal Trust Corporation of Canada ("Royal Trust") | |||
City and country of registered office (if applicable) | Toronto, Canada | ||
5. Date on which the threshold was crossed or | 24/05/2019 | ||
reachedvi: | |||
6. Date on which issuer notified (DD/MM/YYYY): | 29/05/2019 | ||
7. Total positions of person(s) subject to the notification obligation
% of voting rights | % of voting rights | Total number of | ||
through financial | Total of both in % | |||
attached to shares | voting rights of | |||
instruments | (8.A + 8.B) | |||
(total of 8. A) | issuervii | |||
(total of 8.B 1 + 8.B 2) | ||||
Resulting situation | ||||
on the date on which | 3.002% | N/A | 3.002% | 29,611,089 |
threshold was | ||||
crossed or reached | ||||
Position of previous | ||||
notification (if | N/A | N/A | N/A | |
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||||||
shares | ||||||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect | ||||
(Art 9 of Directive | (Art 10 of | (Art 9 of Directive | (Art 10 of Directive | |||||
2004/109/EC) | Directive | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |||||
(DTR5.1) | 2004/109/EC) | (DTR5.2.1) | ||||||
(DTR5.2.1) | ||||||||
Common Stock (ISIN: | 29,570,536 | |||||||
(RBC GAM) | 2.998% | |||||||
GB0000456144) | ||||||||
38,133 | ||||||||
(PH&N IC) | 0.004% | |||||||
1,770 | ||||||||
(RBC Private Counsel) | 0.000% | |||||||
650 | ||||||||
(Royal Trust) | 0.000% | |||||||
SUBTOTAL 8. A | 29,611,089 | 3.002% | ||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
Number of voting rights | ||||||||
Type of financial | Expiration | Exercise/ | that may be acquired if | % of voting rights | ||||
instrument | datex | Conversion Periodxi | the instrument is | |||||
exercised/converted. | ||||||||
N/A | ||||||||
SUBTOTAL 8. B 1 | ||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
instrument | datex | voting rights | |||
Period xi | settlementxii | ||||
N/A | |||||
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxivX (please add additional rows as necessary)
% of voting rights | |||
% of voting rights if it | through financial | Total of both if it equals | |
Namexv | equals or is higher than | instruments if it equals | or is higher than the |
the notifiable threshold | or is higher than the | notifiable threshold | |
notifiable threshold | |||
RBC GAM | 2.998% | N/A | 2.998% |
Capital Funding Alberta | |||
Limited (controlling entity | |||
holding 100% of RBC | 2.998% | N/A | 2.998% |
GAM) | |||
Royal Bank Holding Inc. | |||
(controlling entity holding | |||
100% of Capital Funding | 2.998% | N/A | 2.998% |
Alberta Limited) | |||
Royal Bank of Canada | |||
(controlling entity holding | |||
100% of Royal Bank | 2.998% | N/A | 2.998% |
Holding Inc.) |
PH&N IC | 0.004% | N/A | 0.004% |
Royal Bank Holding Inc. | |||
(controlling entity holding | 0.004% | N/A | 0.004% |
100% of PH&N IC) |
Royal Bank of Canada | |||
(controlling entity holding | 0.004% | N/A | 0.004% |
100% of Royal Bank | |||
Holding Inc.) | |||
RBC Private Counsel | 0% | N/A | 0% |
Royal Bank Holding Inc. | |||
(controlling entity holding | 0% | N/A | 0% |
100% of RBC Private | |||
Counsel) | |||
Royal Bank of Canada | |||
(controlling entity holding | 0% | N/A | 0% |
100% of Royal Bank | |||
Holding Inc.) | |||
Royal Trust | 0% | N/A | 0% |
Royal Bank Of Canada | |||
(controlling entity holding | 0% | N/A | 0% |
100% of Royal Trust) | |||
10. In case of proxy voting, please identify: | |||
Name of the proxy holder | N/A | ||
The number and % of voting rights held | N/A | ||
The date until which the voting rights will be held | N/A | ||
11. Additional informationxvi
Place of completion | Toronto, Ontario, Canada |
Date of completion | 29/05/2019 |
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Antofagasta plc published this content on 30 May 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 30 May 2019 09:43:02 UTC