Apollo Global Management LLC : Form 4

FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF

SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or

Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person *	2. Issuer Name and Ticker or Trading Symbol	5. Relationship of Reporting Person(s) to Issuer
		(Check all applicable)

KLEINMAN SCOTT

Apollo Global Management LLC [ APO ]

(Last)

(First)

(Middle)

3. Date of Earliest Transaction (MM/DD/YYYY)

_____ Director

_____ 10% Owner

__ X __ Officer (give title below)

_____ Other (specify below)

C/O APOLLO GLOBAL

8/1/2019

Co-President

MANAGEMENT, LLC, 9 WEST 57TH

STREET, 43RD FLOOR

(Street)

4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

NEW YORK, NY 10019

_ X _ Form filed by One Reporting Person

(City)

(State)

(Zip)

___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security

2. Trans. Date

2A. Deemed

3. Trans. Code

4. Securities Acquired (A)

5. Amount of Securities Beneficially Owned

6.

7. Nature

(Instr. 3)

Execution

(Instr. 8)

or Disposed of (D)

Following Reported Transaction(s)

Ownership

of Indirect

Date, if any

(Instr. 3, 4 and 5)

(Instr. 3 and 4)

Form:

Beneficial

Direct (D)

Ownership

or Indirect

(Instr. 4)

(A) or

(I) (Instr.

Code

V

Amount

(D)

Price

4)

Class A Shares

8/1/2019

M

182481

A

(1)

831712

(2)

D

Class A Shares

8/1/2019

G

V

182481

D

$0.00

649231

(2)

D

KRT APO

Class A Shares

35157

I

Series

LLC (6)

KRT APO

Series

Class A Shares

56110

I

LLC

(4/30/2015)

(7)

KRT APO

Class A Shares

20834

I

Series

6/30/15

LLC (8)

KRT APO

Class A Shares

20834

I

Series

9/30/15

LLC (9)

KRT APO

Class A Shares

23876

I

Series

12/31/15

LLC (10)

KRT APO

Class A Shares

132398

I

Series

LLC, 9-30-

18 Series

(11)

KRT APO

Series

Class A Shares

136666

I

LLC,

6/30/13

Series

(12)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate

2.

3. Trans.

3A. Deemed

4. Trans.

5. Number of

6. Date Exercisable and

7. Title and Amount of

8. Price of

9. Number of

10.

11. Nature

Security

Conversion

Date

Execution

Code

Derivative Securities

Expiration Date

Securities Underlying

Derivative

derivative

Ownership

of Indirect

(Instr. 3)

or Exercise

Date, if any

(Instr. 8)

Acquired (A) or

Derivative Security

Security

Securities

Form of

Beneficial

Price of

Disposed of (D)

(Instr. 3 and 4)

(Instr. 5)

Beneficially

Derivative

Ownership

Derivative

(Instr. 3, 4 and 5)

Owned

Security:

(Instr. 4)

Security

Following

Direct (D)

Amount or

Date

Expiration

Reported

or Indirect

Code

V

(A)

(D)

Exercisable

Date

Title

Number of

Transaction(s)

(I) (Instr.

Shares

(Instr. 4)

4)

By AP

Apollo Operating

(1)

8/1/2019

M

182481

(3)

(3)

Class A

182481

(4)

2783805

I

Professional

Group units

Shares

Holdings,

L.P. (5)

Explanation of Responses:

1. Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Exchange Agreement").
2. Reported amount includes 649,231 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
3. Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.
4. Pursuant to Instruction 4(c)(iii), this response has been left blank.
5. KRT Investments LLC and Kleinman Children's Trust are limited partners of AP Prof, the direct holder of the AOG units. The manager of KRT Investments LLC is Alan Kleinman, the reporting person's father. The sole member of KRT Investments LLC is The Kleinman Residual Trust and the trustee of The Kleinman Residual Trust is Alan Kleinman. The trustee of Kleinman Children's Trust is Alan Kleinman. The AOG units indirectly held by KRT Investments LLC and Kleinman Children's Trust are the number of AOG units that such entities have a right to receive as limited partners in AP Prof, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Exchange Agreement.
6. By KRT APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
7. By KRT APO Series LLC (4/30/2015), a vehicle over which the reporting person exercises voting and investment control.
8. By KRT APO Series 6/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control.
9. By KRT APO Series 9/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control.
10. By KRT APO Series 12/31/15 LLC, a vehicle over which the reporting person exercises voting and investment control.
11. By KRT APO Series LLC, 9-30-18 Series, a vehicle over which the reporting person exercises voting and investment control.
12. By KRT APO Series LLC, 6/30/13 Series, a vehicle over which the reporting person exercises voting and investment control.

Reporting Owners

Reporting Owner Name / Address				Relationships
		Director	10% Owner	Officer	Other
KLEINMAN SCOTT
C/O APOLLO GLOBAL MANAGEMENT, LLC			Co-President
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019
Signatures
/s/ Scott M. Kleinman	8/5/2019
**Signature of Reporting Person	Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4(b)(v).
• Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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