Aumann AG: Correction of a release from 26.05.2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
June 03, 2019 at 10:40 am EDT
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DGAP Voting Rights Announcement: Aumann AG
Aumann AG: Correction of a release from 26.05.2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03.06.2019 / 16:34
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Aumann AG
Street:
Dieselstraße 6
Postal code:
48361
City:
Beelen Germany
Legal Entity Identifier (LEI):
529900GLI93PGU71F690
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: Acquisition and Merger with Oppenheimer Funds Inc.: please see Section 10
3. Details of person subject to the notification obligation
Legal entity: Invesco Ltd. City of registered office, country: Hamilton, Bermuda
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Invesco Oppenheimer Global Opportunities Fund Short Term
5. Date on which threshold was crossed or reached:
24 May 2019
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
6.56 %
0.00 %
6.56 %
15,250,000
Previous notification
n/a %
n/a %
n/a %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000A2DAM03
0
1,000,000
0.00 %
6.56 %
Total
1,000,000
6.56 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
Invesco Ltd.
%
%
%
Invesco Holding Company Limited
%
%
%
Invesco Holding Company(US), Inc.
%
%
%
Invesco Group Services, Inc.
%
%
%
Invesco Advisers, Inc.
6.55 %
%
6.55 %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Acquisition and Merger with Oppenheimer Funds Inc. Please see following link for further information: we will add link
here post acquisition; https://ir.invesco.com/investor-relations/press-releases/default.aspx?_ga=2.
153008441.1018859822.1558359393-832691936.1556037780
Date
29 May 2019
03.06.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Aumann AG is a Germany-based manufacturer of machinery and production lines for components of electrified drive trains and an equipment supplier to the automotive, aerospace, consumer electric and other industries. The Company operates through two segments: E-Mobility and Classic. In the E-Mobility segment, it designs, manufactures and sells specialized machinery and automated production lines for e-mobility solutions for the automotive, aerospace, railway and other mobility industries. In the Classic segment, the Company primarily designs, manufactures and sells specialized machinery and automated production lines for the automotive, aerospace, railway, consumer electric, agricultural and clean-technology industries.
Aumann AG: Correction of a release from 26.05.2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution