SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
2. Issuer Name and Ticker or Trading Symbol
AVISTA CORP [ AVA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
3. Date of Earliest Transaction (Month/Day/Year)
(Last)
(First)
(Middle)
02/11/2019
X
Director | 10% Owner |
Officer (give title | Other (specify |
below) | below) |
1411 E. MISSION AVENUE
Senior Vice President
4. If Amendment, Date of Original Filed (Month/Day/Year)
(Street)
02/12/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
SPOKANEWA
99202
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Explanation of Responses:
1. Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.
2. No conversion price. Shares awarded if performance measure is met.
3. Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.
/s/Mark T. Thies
03/12/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Disclaimer
Avista Corporation published this content on 12 March 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 12 March 2019 16:02:07 UTC