FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Date of Event Requiring | 3. Issuer Name and Ticker or Trading Symbol | |||||||
Statement (MM/DD/YYYY) | |||||||||
ZOLLAR ALFRED W | 4/9/2019 | Bank of New York Mellon Corp [BK] | |||||||
(Last) | (First) | (Middle) | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | ||||||
240 GREENWICH | __ X __ Director | _____ 10% Owner | |||||||
_____ Officer (give title below) | _____ Other (specify below) | ||||||||
(Street) | 5. If Amendment, Date | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||
NEW YORK, NY 10286 | Original Filed (MM/DD/YYYY) | _ X _ Form filed by One Reporting Person | |||||||
___ Form filed by More than One Reporting Person | |||||||||
(City) | (State) | (Zip) | |||||||
Table I - Non-Derivative Securities Beneficially Owned | |||||||||
1.Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial Ownership | ||||||
(Instr. 4) | Beneficially Owned | Form: Direct | (Instr. 5) | ||||||
(Instr. 4) | (D) or Indirect | ||||||||
(I) | |||||||||
(Instr. 5) | |||||||||
No securities are beneficially owned | 0 | D | |||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Date Exercisable | 3. Title and Amount of | 4. Conversion | 5. Ownership | 6. Nature of Indirect | ||
(Instr. 4) | and Expiration Date | Securities Underlying | or Exercise | Form of | Beneficial Ownership | ||
(MM/DD/YYYY) | Derivative Security | Price of | Derivative | (Instr. 5) | |||
(Instr. 4) | Derivative | Security: | |||||
Security | Direct (D) or | ||||||
Date | Expiration | Title | Amount or Number of | ||||
Indirect (I) | |||||||
Exercisable | Date | Shares | |||||
(Instr. 5) | |||||||
Explanation of Responses:
Remarks:
Exhibit List
Exhibit 24 - Power of Attorney
Reporting Owners
Reporting Owner Name / Address | Relationships | ||||
Director | 10% OwnerOfficerOther | ||||
ZOLLAR ALFRED W | |||||
240 GREENWICH | X | ||||
NEW YORK, NY 10286 | |||||
Signatures | |||||
/s/Blair F. Petrillo, Attorney-in-Fact | 4/19/2019 | ||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Exhibit 24
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Bennett E. Josselsohn, Blair F. Petrillo and J. Kevin McCarthy, and each of them, the undersigned's true and lawful attorneys-in-fact for and in the undersigned's name, place and stead to:
1.prepare, execute, and file with the Securities and Exchange Commission ("SEC"), the New York Stock Exchange ("NYSE") and The Bank of New York Mellon Corporation (the "Company"), for and on behalf of the undersigned, pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, such statements regarding the undersigned's beneficial ownership of securities of the Company as required by law; and
2.prepare, execute and file with the SEC, the NYSE and the Company, for and on behalf of the undersigned, one or more Notices of Proposed Sale of Securities on Form 144 relating to the sale of shares of common stock of the Company; and
3.do and perform any and all acts, for and on behalf of the undersigned,which may be necessary or desirable for the preparation and timely filing of any such reports or documents with the SEC, the NYSE and any other authority; and
4.take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
Said attorneys-in-fact and each of them shall have full power and authority to do and perform, in the name and on behalf of the undersigned, each and every act and thing whatsoever requisite, necessary or proper to
be done in connection with any of the above as fully as the undersigned might or could do if personally present,the undersigned hereby ratifying and confirming all that said attorneys-in-fact and each of them may lawfully do or cause to be done by virtue hereof of this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. The undersigned agrees that each such attorney-in-fact herein may rely entirely on information furnished orally or in writing by the undersigned to such attorney-in-fact.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of this 9th day of April, 2019.
/s/ Alfred Zollar
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Alfred Zollar
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The Bank of New York Mellon Corporation published this content on 19 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 April 2019 02:02:04 UTC