Bank of New York Mellon : Initial Statement of Beneficial Ownership

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF

SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the

Investment Company Act of 1940

1. Name and Address of Reporting Person *

2. Date of Event Requiring

3. Issuer Name and Ticker or Trading Symbol

Statement (MM/DD/YYYY)

Grupp Ronald Scott

8/14/2014

Bank of New York Mellon Corp [bk]

(Last)

(First)

(Middle)

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

149 GROVE AVE

_____ Director

_____ 10% Owner

_____ Officer (give title below)

___X___ Other (specify below)

/ S-8 shares

(Street)

5. If Amendment, Date

6. Individual or Joint/Group Filing(Check Applicable Line)

PITTSBURGH, PA 15229

Original Filed(MM/DD/YYYY)

_X_ Form filed by One Reporting Person

___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security

2. Amount of Securities

3. Ownership

4. Nature of Indirect Beneficial Ownership

(Instr. 4)

Beneficially Owned

Form: Direct

(Instr. 5)

(Instr. 4)

(D) or Indirect

(I)

(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security

2. Date Exercisable

3. Title and Amount of

4. Conversion

5. Ownership

6. Nature of Indirect

(Instr. 4)

and Expiration Date

Securities Underlying

or Exercise

Form of

Beneficial Ownership

(MM/DD/YYYY)

Derivative Security

Price of

Derivative

(Instr. 5)

(Instr. 4)

Derivative

Security:

Security

Direct (D) or

Date

Expiration

Title

Amount or Number of

Indirect (I)

Exercisable

Date

Shares

(Instr. 5)

Explanation of Responses:

Remarks:

Common Stock Shares Issuable under the 401(k) plan

No securities are beneficially owned.

Reporting Owners

Reporting Owner Name / AddressRelationships

Director 10% OwnerOfficerOther

Grupp Ronald Scott

149 GROVE AVES-8 shares PITTSBURGH, PA 15229

Signatures
Ronald Scott Grupp	12/16/2019
**Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 5(b)(v).
• Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
  Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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