Barclays : FORM 8.3 - ABBVIE PLC

LONDON--(BUSINESS WIRE)--

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	06 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		1,853,352	0.13%	4,219,828	0.29%
(2)	Derivatives (other than options):
		1,574,975	0.11%	0	0.00%
(3)	Options and agreements to
	purchase/sell:	2,555,900	0.17%	1,021,700	0.07%
(4)	TOTAL:
		5,984,227	0.40%	5,241,528	0.35%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	10	80.8000 USD
Purchase	35	81.4600 USD
Purchase	100	80.6600 USD
Purchase	100	81.5550 USD
Purchase	100	82.0300 USD
Purchase	100	81.8400 USD
Purchase	100	81.8100 USD
Purchase	100	80.9700 USD
Purchase	100	80.9100 USD
Purchase	130	80.5969 USD
Purchase	132	81.7224 USD
Purchase	134	81.9161 USD
Purchase	158	81.1445 USD
Purchase	158	81.7200 USD
Purchase	200	81.3350 USD
Purchase	200	81.8000 USD
Purchase	200	81.9350 USD
Purchase	200	80.6300 USD
Purchase	297	82.1400 USD
Purchase	300	81.5133 USD
Purchase	300	80.9466 USD
Purchase	300	81.7700 USD
Purchase	351	81.9844 USD
Purchase	357	81.9017 USD
Purchase	360	80.9511 USD
Purchase	382	81.2378 USD
Purchase	500	81.4350 USD
Purchase	500	80.8700 USD
Purchase	600	81.5150 USD
Purchase	600	80.8383 USD
Purchase	700	82.1350 USD
Purchase	772	80.8648 USD
Purchase	773	80.9240 USD
Purchase	800	81.4287 USD
Purchase	800	80.7125 USD
Purchase	827	80.8345 USD
Purchase	901	81.2421 USD
Purchase	910	80.9074 USD
Purchase	961	81.8915 USD
Purchase	1,000	80.8260 USD
Purchase	1,000	81.2545 USD
Purchase	1,000	81.0276 USD
Purchase	1,000	80.7830 USD
Purchase	1,074	81.1961 USD
Purchase	1,200	81.4720 USD
Purchase	1,267	81.2097 USD
Purchase	1,310	81.2329 USD
Purchase	1,330	80.9745 USD
Purchase	2,100	81.2357 USD
Purchase	2,154	81.9363 USD
Purchase	2,217	81.3556 USD
Purchase	2,280	80.8990 USD
Purchase	2,520	81.1382 USD
Purchase	2,539	81.0912 USD
Purchase	2,568	80.8824 USD
Purchase	3,400	81.8620 USD
Purchase	3,865	81.4237 USD
Purchase	4,316	81.7873 USD
Purchase	4,400	80.7035 USD
Purchase	4,498	81.9580 USD
Purchase	6,344	81.1935 USD
Purchase	6,900	81.8850 USD
Purchase	10,600	80.8653 USD
Purchase	11,400	81.2417 USD
Purchase	11,899	81.0598 USD
Purchase	12,200	81.2858 USD
Purchase	13,241	81.0118 USD
Purchase	14,923	81.5608 USD
Purchase	17,537	80.9801 USD
Purchase	28,000	81.1549 USD
Purchase	35,036	81.9405 USD
Purchase	47,974	81.0558 USD
Purchase	49,689	80.9771 USD
Purchase	57,802	81.0715 USD
Purchase	60,837	82.0800 USD
Purchase	272,614	81.7921 USD
Purchase	295,309	81.6668 USD
Sale	10	80.8000 USD
Sale	35	81.4600 USD
Sale	100	80.9650 USD
Sale	100	81.7800 USD
Sale	100	82.1300 USD
Sale	113	81.7100 USD
Sale	118	81.8000 USD
Sale	139	81.5779 USD
Sale	200	80.6425 USD
Sale	200	82.0925 USD
Sale	200	81.8175 USD
Sale	300	81.4083 USD
Sale	300	80.9533 USD
Sale	300	81.5850 USD
Sale	300	81.1833 USD
Sale	350	81.7042 USD
Sale	381	80.8328 USD
Sale	399	81.4245 USD
Sale	400	81.8400 USD
Sale	400	81.5450 USD
Sale	400	81.3987 USD
Sale	436	81.6922 USD
Sale	480	81.0977 USD
Sale	500	81.1500 USD
Sale	500	81.6050 USD
Sale	600	81.4833 USD
Sale	631	81.3937 USD
Sale	634	81.4604 USD
Sale	700	81.5092 USD
Sale	832	81.2292 USD
Sale	961	81.1354 USD
Sale	1,041	81.3985 USD
Sale	1,133	81.1166 USD
Sale	1,200	81.6616 USD
Sale	1,300	81.7569 USD
Sale	1,400	81.9002 USD
Sale	1,600	80.8996 USD
Sale	1,615	81.1100 USD
Sale	1,888	81.5081 USD
Sale	1,900	81.1976 USD
Sale	2,676	81.5771 USD
Sale	2,800	81.6367 USD
Sale	2,900	81.0046 USD
Sale	3,301	81.5836 USD
Sale	3,571	81.3430 USD
Sale	3,741	81.3190 USD
Sale	4,052	81.4800 USD
Sale	4,100	81.8102 USD
Sale	4,724	82.0377 USD
Sale	5,000	80.8681 USD
Sale	5,076	81.4350 USD
Sale	5,187	81.0110 USD
Sale	9,700	81.3195 USD
Sale	11,400	81.2417 USD
Sale	11,423	81.3356 USD
Sale	11,470	81.3635 USD
Sale	11,968	81.6579 USD
Sale	13,096	81.3389 USD
Sale	13,500	81.7661 USD
Sale	13,768	80.9205 USD
Sale	13,831	81.3196 USD
Sale	13,993	81.6176 USD
Sale	17,763	81.8064 USD
Sale	20,464	81.3735 USD
Sale	20,699	81.8844 USD
Sale	20,837	80.7399 USD
Sale	22,100	81.0037 USD
Sale	23,500	81.2949 USD
Sale	27,580	81.0505 USD
Sale	59,667	82.0800 USD
Sale	62,465	81.4289 USD
Sale	94,353	81.4084 USD
Sale	127,951	81.9471 USD
Sale	144,099	81.0454 USD
Sale	182,250	82.0352 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	503	80.5980 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	79 USD	American	8 Nov 2019	3.2000 USD
Call Option	Purchasing	100	81 USD	American	15 Nov 2019	1.0300 USD
Call Option	Purchasing	5,800	82 USD	American	8 Nov 2019	0.4232 USD
Call Option	Purchasing	2,800	82 USD	American	8 Nov 2019	0.5957 USD
Call Option	Purchasing	100	83 USD	American	22 Nov 2019	0.6600 USD
Call Option	Purchasing	300	85 USD	American	6 Dec 2019	0.4500 USD
Call Option	Purchasing	700	85 USD	American	20 Dec 2019	0.9814 USD
Call Option	Selling	1,500	79 USD	American	8 Nov 2019	2.0500 USD
Call Option	Selling	300	80 USD	American	17 Jan 2020	3.5500 USD
Call Option	Selling	500	80 USD	American	15 May 2020	5.4800 USD
Call Option	Selling	600	88 USD	American	20 Dec 2019	0.4666 USD
Call Option	Selling	400	90 USD	American	17 Jan 2020	0.6300 USD
Call Option	Selling	100	90 USD	American	15 May 2020	1.9000 USD
Call Option	Selling	100	105 USD	American	15 Jan 2021	1.6000 USD
Call Option	Selling	1,800	120 USD	American	15 Jan 2021	0.6300 USD
Put Option	Purchasing	200	48 USD	American	17 Jan 2020	0.0200 USD
Put Option	Purchasing	1,000	73 USD	American	20 Dec 2019	0.4300 USD
Put Option	Purchasing	100	75 USD	American	13 Dec 2019	0.5600 USD
Put Option	Purchasing	100	75 USD	American	20 Dec 2019	0.7300 USD
Put Option	Purchasing	200	77 USD	American	22 Nov 2019	0.3700 USD
Put Option	Purchasing	100	77 USD	American	29 Nov 2019	0.4900 USD
Put Option	Purchasing	100	77 USD	American	13 Dec 2019	0.8500 USD
Put Option	Purchasing	5,100	78 USD	American	13 Dec 2019	1.0398 USD
Put Option	Purchasing	4,400	78 USD	American	13 Dec 2019	1.0693 USD
Put Option	Purchasing	400	78 USD	American	20 Dec 2019	1.2650 USD
Put Option	Purchasing	900	79 USD	American	15 Nov 2019	0.1500 USD
Put Option	Purchasing	800	80 USD	American	8 Nov 2019	0.4637 USD
Put Option	Purchasing	100	80 USD	American	6 Dec 2019	1.0500 USD
Put Option	Purchasing	300	80 USD	American	20 Dec 2019	1.8700 USD
Put Option	Purchasing	1,600	81 USD	American	8 Nov 2019	0.7356 USD
Put Option	Purchasing	100	81 USD	American	6 Dec 2019	1.3600 USD
Put Option	Purchasing	400	82 USD	American	8 Nov 2019	0.9975 USD
Put Option	Purchasing	100	82 USD	American	8 Nov 2019	1.4100 USD
Put Option	Purchasing	100	82 USD	American	15 Nov 2019	1.6300 USD
Put Option	Purchasing	100	84 USD	American	8 Nov 2019	2.6600 USD
Put Option	Purchasing	200	85 USD	American	15 Nov 2019	4.5000 USD
Put Option	Purchasing	100	85 USD	American	22 Nov 2019	4.6000 USD
Put Option	Purchasing	500	88 USD	American	20 Dec 2019	6.8400 USD
Put Option	Selling	500	38 USD	American	21 Jan 2022	1.4000 USD
Put Option	Selling	100	40 USD	American	15 Jan 2021	0.7000 USD
Put Option	Selling	200	40 USD	American	21 Jan 2022	1.8400 USD
Put Option	Selling	1,500	48 USD	American	17 Jan 2020	0.0200 USD
Put Option	Selling	200	50 USD	American	17 Jan 2020	0.0500 USD
Put Option	Selling	1,000	60 USD	American	20 Dec 2019	0.0600 USD
Put Option	Selling	100	63 USD	American	17 Jan 2020	0.2000 USD
Put Option	Selling	300	73 USD	American	20 Dec 2019	0.4600 USD
Put Option	Selling	100	74 USD	American	29 Nov 2019	0.1900 USD
Put Option	Selling	300	75 USD	American	19 Jun 2020	4.5000 USD
Put Option	Selling	100	78 USD	American	19 Jun 2020	4.9500 USD
Put Option	Selling	100	79 USD	American	8 Nov 2019	0.1400 USD
Put Option	Selling	100	80 USD	American	19 Jun 2020	6.1000 USD
Put Option	Selling	100	82 USD	American	6 Dec 2019	1.8000 USD
Put Option	Selling	100	83 USD	American	6 Dec 2019	2.2700 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	7 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Put Options	Written	100,300	60.0000	American	Jun 19, 2020
Put Options	Written	800	79.5000	American	Nov 8, 2019
Call Options	Purchased	1,100	81.0000	American	Nov 15, 2019
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	7,900	80.0000	American	Dec 20, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	800	37.5000	American	Jan 21, 2022
Put Options	Written	100	71.0000	American	Dec 6, 2019
Call Options	Purchased	100	87.0000	American	Dec 13, 2019
Call Options	Purchased	3,800	72.5000	American	Feb 21, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	12,500	70.0000	American	Nov 15, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Call Options	Purchased	5,000	82.5000	American	Nov 22, 2019
Put Options	Written	100	77.5000	American	Nov 22, 2019
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Put Options	Written	350,300	65.0000	American	Jan 17, 2020
Put Options	Written	2,800	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	5,400	85.0000	American	Nov 8, 2019
Call Options	Purchased	8,500	82.5000	American	Nov 15, 2019
Call Options	Purchased	13,100	72.5000	American	Nov 15, 2019
Call Options	Purchased	800	78.0000	American	Nov 15, 2019
Call Options	Purchased	500	70.0000	American	Dec 20, 2019
Call Options	Purchased	200	75.0000	American	May 15, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Put Options	Purchased	-500	87.5000	American	Dec 20, 2019
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-400	81.0000	American	Nov 8, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,600	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,900	50.0000	American	Jan 15, 2021
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-19,400	90.0000	American	Jun 19, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	82.5000	American	Feb 21, 2020
Put Options	Purchased	-6,900	73.0000	American	Nov 15, 2019
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	72.5000	American	Jun 19, 2020
Put Options	Written	500	77.5000	American	Nov 15, 2019
Call Options	Purchased	286,900	80.0000	American	Jan 17, 2020
Call Options	Purchased	2,900	85.0000	American	Feb 21, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Written	900	81.5000	American	Nov 8, 2019
Call Options	Purchased	2,400	81.5000	American	Nov 8, 2019
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	1,600	72.5000	American	Feb 21, 2020
Call Options	Purchased	500	95.0000	American	May 15, 2020
Call Options	Purchased	100	77.5000	American	May 15, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	72.5000	American	May 15, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	6,000	75.0000	American	Nov 15, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-100	74.5000	American	Nov 8, 2019
Put Options	Purchased	-300	74.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-11,400	82.5000	American	Nov 15, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,100	82.0000	American	Nov 15, 2019
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-13,200	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-400	83.5000	American	Nov 8, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-700	77.5000	American	Dec 20, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	78.0000	American	Nov 8, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Written	100	79.0000	American	Nov 8, 2019
Call Options	Purchased	300	79.0000	American	Nov 8, 2019
Call Options	Purchased	2,000	86.0000	American	Nov 22, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	83.0000	American	Nov 29, 2019
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Put Options	Written	7,000	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,200	85.0000	American	Dec 20, 2019
Call Options	Purchased	1,100	83.5000	American	Nov 8, 2019
Put Options	Written	900	75.0000	American	May 15, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	100	79.0000	American	Nov 15, 2019
Put Options	Written	500	57.5000	American	Feb 21, 2020
Put Options	Written	300	77.0000	American	Nov 8, 2019
Put Options	Written	100	72.0000	American	Nov 8, 2019
Call Options	Purchased	5,500	84.0000	American	Nov 8, 2019
Put Options	Purchased	-600	76.5000	American	Nov 8, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,600	80.0000	American	Nov 8, 2019
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-3,800	95.0000	American	Feb 21, 2020
Put Options	Purchased	-24,900	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,100	85.0000	American	Feb 21, 2020
Put Options	Purchased	-200	87.0000	American	Nov 15, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Call Options	Written	-11,900	95.0000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	Nov 22, 2019
Put Options	Purchased	-300	80.0000	American	May 15, 2020
Put Options	Purchased	-200	85.0000	American	Nov 15, 2019
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-4,500	85.0000	American	Jun 19, 2020
Call Options	Written	-14,700	87.5000	American	Nov 15, 2019
Put Options	Purchased	-5,300	40.0000	American	Jan 21, 2022
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-3,100	75.0000	American	Jan 15, 2021
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Written	400	80.0000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	90.0000	American	Sep 18, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	900	82.0000	American	Nov 8, 2019
Put Options	Written	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	100	67.5000	American	Nov 15, 2019
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	110,700	77.5000	American	Nov 15, 2019
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	155,500	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,600	85.0000	American	Nov 29, 2019
Call Options	Purchased	200	67.5000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,100	82.5000	American	Feb 21, 2020
Call Options	Purchased	7,600	82.0000	American	Nov 15, 2019
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Put Options	Written	3,500	62.5000	American	Feb 21, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-3,600	82.0000	American	Nov 8, 2019
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-87,200	70.0000	American	Jan 15, 2021
Call Options	Written	-17,200	85.0000	American	Nov 15, 2019
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-13,200	100.0000	American	Jan 15, 2021
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Call Options	Written	-2,500	100.0000	American	Feb 21, 2020
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Call Options	Written	-100	82.5000	American	Jun 19, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-500	82.5000	American	Nov 29, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	1,200	74.5000	American	Nov 15, 2019
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	900	55.0000	American	Feb 21, 2020
Call Options	Purchased	100	73.0000	American	Nov 8, 2019
Put Options	Written	200	75.0000	American	Nov 8, 2019
Put Options	Written	700	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	500	70.0000	American	Feb 21, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	23,500	80.0000	American	Nov 15, 2019
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Put Options	Written	3,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	12,200	90.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-500	77.0000	American	Nov 15, 2019
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-300	80.0000	American	May 15, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	60.0000	American	Feb 21, 2020
Put Options	Purchased	-19,800	65.0000	American	Nov 15, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-71,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	80.0000	American	Nov 8, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-6,200	75.0000	American	Jan 17, 2020
Call Options	Written	-300	84.0000	American	Nov 15, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	17,600	80.0000	American	Feb 21, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	4,400	75.0000	American	Feb 21, 2020
Put Options	Written	28,000	70.0000	American	Jun 19, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	14,300	75.0000	American	Dec 20, 2019
Call Options	Purchased	24,500	75.0000	American	Nov 15, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	2,400	80.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	85.0000	American	Nov 22, 2019
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Written	-100	81.0000	American	Nov 8, 2019
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	78.5000	American	Nov 15, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-200	95.0000	American	Dec 20, 2019
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Call Options	Written	-300	78.5000	American	Nov 15, 2019
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-100	90.0000	American	May 15, 2020
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-1,100	77.0000	American	Nov 8, 2019
Put Options	Purchased	-2,000	40.0000	American	Jan 15, 2021
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Put Options	Purchased	-400	83.0000	American	Nov 8, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-7,000	70.0000	American	Jan 17, 2020
Put Options	Written	100	74.0000	American	Nov 29, 2019
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	300	90.0000	American	Dec 20, 2019
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	900	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	15,800	72.5000	American	Nov 15, 2019
Call Options	Purchased	500	85.0000	American	May 15, 2020
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	200	65.0000	American	Jan 15, 2021
Put Options	Written	14,700	67.5000	American	Jun 19, 2020
Call Options	Purchased	100	90.0000	American	Dec 6, 2019
Call Options	Purchased	600	83.0000	American	Nov 15, 2019
Put Options	Written	100	78.0000	American	Nov 15, 2019
Call Options	Purchased	2,800	82.5000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Purchased	-27,100	62.5000	American	Nov 15, 2019
Call Options	Written	-10,400	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	76.0000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-10,500	100.0000	American	Jun 19, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-11,600	85.0000	American	Jan 17, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-400	87.5000	American	Dec 20, 2019
Put Options	Purchased	-400	80.0000	American	Dec 20, 2019
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Call Options	Written	-2,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-39,200	67.5000	American	Nov 15, 2019
Call Options	Purchased	900	77.5000	American	Nov 8, 2019
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	700	77.5000	American	Nov 8, 2019
Call Options	Purchased	5,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	1,900	78.0000	American	Nov 8, 2019
Call Options	Purchased	1,700	77.5000	American	Feb 21, 2020
Put Options	Written	900	80.0000	American	Feb 21, 2020
Put Options	Written	100	83.0000	American	Dec 6, 2019
Put Options	Written	5,900	82.5000	American	Nov 8, 2019
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	200	73.0000	American	Nov 22, 2019
Call Options	Purchased	5,200	75.0000	American	Jan 17, 2020
Call Options	Purchased	14,800	77.5000	American	Jan 17, 2020
Call Options	Purchased	400	100.0000	American	May 15, 2020
Put Options	Written	8,400	65.0000	American	Feb 21, 2020
Put Options	Written	2,000	47.5000	American	Nov 15, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	400	83.0000	American	Nov 22, 2019
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-400	78.5000	American	Nov 8, 2019
Call Options	Written	-12,400	90.0000	American	Jan 17, 2020
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Put Options	Purchased	-200	79.5000	American	Nov 15, 2019
Call Options	Written	-400	80.0000	American	Jan 15, 2021
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-12,700	70.0000	American	Nov 15, 2019
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-12,300	60.0000	American	Nov 15, 2019
Call Options	Written	-100	86.0000	American	Nov 8, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-1,700	72.5000	American	Jan 17, 2020
Call Options	Written	-3,100	95.0000	American	Jan 15, 2021
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	75.0000	American	Dec 6, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-100	84.0000	American	Nov 8, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20191107005542/en/

BARCLAYS PLC

Source: BARCLAYS PLC