Barclays : Form 8.3 - ABBVIE INC

October 07, 2019 at 07:52 am EDT

LONDON--(BUSINESS WIRE)--

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	04 Oct 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,366,516	0.16%	3,618,932	0.24%

(2)	Derivatives (other than options):
		1,532,385	0.10%	16,500	0.00%

(3)	Options and agreements to
	purchase/sell:	2,178,400	0.15%	1,074,300	0.07%

	TOTAL:
		6,077,301	0.41%	4,709,732	0.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long		Short
	Number	(%)	Number	(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	2	74.7800 USD
Purchase	15	74.2500 USD
Purchase	36	74.0200 USD
Purchase	39	74.7000 USD
Purchase	50	74.6200 USD
Purchase	72	74.4830 USD
Purchase	100	74.5700 USD
Purchase	100	74.5800 USD
Purchase	100	74.6900 USD
Purchase	100	74.2700 USD
Purchase	100	74.4900 USD
Purchase	125	74.0940 USD
Purchase	178	74.6596 USD
Purchase	184	74.3900 USD
Purchase	200	74.5525 USD
Purchase	300	74.4933 USD
Purchase	375	74.3621 USD
Purchase	455	74.2973 USD
Purchase	575	74.3548 USD
Purchase	600	74.6450 USD
Purchase	600	74.5841 USD
Purchase	619	74.5310 USD
Purchase	700	74.4678 USD
Purchase	800	74.5000 USD
Purchase	900	74.8283 USD
Purchase	900	74.6000 USD
Purchase	900	74.4150 USD
Purchase	1,089	74.6367 USD
Purchase	1,400	74.5892 USD
Purchase	2,100	74.5805 USD
Purchase	2,487	74.5521 USD
Purchase	2,700	74.5600 USD
Purchase	2,757	74.1285 USD
Purchase	3,013	74.4745 USD
Purchase	4,015	74.5246 USD
Purchase	7,519	74.5311 USD
Purchase	8,507	74.4732 USD
Purchase	13,011	74.5162 USD
Purchase	19,722	74.6536 USD
Purchase	19,737	74.6534 USD
Purchase	19,851	74.6546 USD
Purchase	27,000	74.6010 USD
Purchase	32,817	74.6532 USD
Purchase	39,500	74.6335 USD
Purchase	41,051	74.5619 USD
Purchase	41,552	74.5792 USD
Purchase	48,063	74.6600 USD
Purchase	71,755	74.6494 USD
Purchase	179,963	74.6538 USD
Purchase	200,421	73.8500 USD
Sale	15	74.2500 USD
Sale	58	74.6400 USD
Sale	74	74.4910 USD
Sale	75	74.3200 USD
Sale	77	74.5400 USD
Sale	91	74.6200 USD
Sale	100	74.5000 USD
Sale	100	74.5100 USD
Sale	100	74.6900 USD
Sale	100	74.3000 USD
Sale	100	74.5550 USD
Sale	100	74.4300 USD
Sale	101	74.2798 USD
Sale	139	74.7000 USD
Sale	186	74.5700 USD
Sale	200	74.3800 USD
Sale	200	74.3400 USD
Sale	200	74.5500 USD
Sale	200	74.3600 USD
Sale	224	74.4944 USD
Sale	253	74.4552 USD
Sale	256	74.5168 USD
Sale	276	74.5008 USD
Sale	300	74.2666 USD
Sale	300	74.2116 USD
Sale	300	74.8400 USD
Sale	303	74.6162 USD
Sale	303	74.6168 USD
Sale	400	74.5950 USD
Sale	400	74.7500 USD
Sale	500	74.6560 USD
Sale	619	74.5310 USD
Sale	800	74.7425 USD
Sale	900	74.8283 USD
Sale	1,089	74.6367 USD
Sale	1,200	74.6300 USD
Sale	1,207	74.5057 USD
Sale	1,259	74.6879 USD
Sale	1,600	74.6617 USD
Sale	2,600	74.5600 USD
Sale	2,723	74.6374 USD
Sale	2,857	74.1415 USD
Sale	2,897	74.6969 USD
Sale	2,900	74.5413 USD
Sale	3,072	74.6909 USD
Sale	3,300	74.5465 USD
Sale	3,400	74.6170 USD
Sale	3,617	74.7318 USD
Sale	3,800	74.5811 USD
Sale	3,975	74.7924 USD
Sale	4,421	74.6979 USD
Sale	4,971	74.7847 USD
Sale	4,984	74.7751 USD
Sale	6,500	74.5390 USD
Sale	6,622	74.5897 USD
Sale	7,182	74.5560 USD
Sale	7,519	74.6611 USD
Sale	9,300	74.7282 USD
Sale	9,603	74.8197 USD
Sale	10,200	74.6765 USD
Sale	12,291	74.5570 USD
Sale	12,467	74.6161 USD
Sale	19,722	74.6536 USD
Sale	21,650	74.6509 USD
Sale	22,351	74.6948 USD
Sale	22,696	74.5410 USD
Sale	23,700	74.6015 USD
Sale	26,900	74.6098 USD
Sale	32,017	74.5710 USD
Sale	32,155	74.6559 USD
Sale	61,374	74.5902 USD
Sale	61,627	74.6523 USD
Sale	75,585	74.5448 USD
Sale	108,564	74.6600 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	1,937	74.2388 USD

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	73 USD	American	4 Oct 2019	1.2000 USD
Call Option	Purchasing	800	74 USD	American	11 Oct 2019	0.9600 USD
Call Option	Purchasing	300	75 USD	American	4 Oct 2019	0.2800 USD
Call Option	Purchasing	200	75 USD	American	11 Oct 2019	0.5100 USD
Call Option	Purchasing	400	75 USD	American	18 Oct 2019	0.8300 USD
Call Option	Purchasing	100	75 USD	American	15 Nov 2019	2.0200 USD
Call Option	Purchasing	300	76 USD	American	11 Oct 2019	0.2633 USD
Call Option	Purchasing	100	76 USD	American	18 Oct 2019	0.4300 USD
Call Option	Purchasing	1,000	77 USD	American	11 Oct 2019	0.1900 USD
Call Option	Purchasing	400	78 USD	American	18 Sep 2020	5.1500 USD
Call Option	Purchasing	500	83 USD	American	18 Sep 2020	3.3500 USD
Call Option	Selling	200	74 USD	American	4 Oct 2019	0.3700 USD
Call Option	Selling	300	74 USD	American	18 Oct 2019	1.7133 USD
Call Option	Selling	200	75 USD	American	18 Oct 2019	0.8300 USD
Call Option	Selling	200	80 USD	American	18 Oct 2019	0.0600 USD
Call Option	Selling	100	80 USD	American	25 Oct 2019	0.1400 USD
Put Option	Purchasing	100	70 USD	American	15 Nov 2019	1.3800 USD
Put Option	Purchasing	500	75 USD	American	4 Oct 2019	0.0900 USD
Put Option	Purchasing	100	85 USD	American	21 Feb 2020	13.1000 USD
Put Option	Selling	500	58 USD	American	19 Jun 2020	1.9400 USD
Put Option	Selling	100	73 USD	American	4 Oct 2019	0.0200 USD
Put Option	Selling	500	75 USD	American	4 Oct 2019	0.3200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	07 Oct 2019
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	67.5000	American	Oct 4, 2019
Call Options	Purchased	16,200	70.0000	American	Nov 15, 2019
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Call Options	Purchased	1,400	74.0000	American	Oct 4, 2019
Call Options	Purchased	1,000	66.5000	American	Oct 11, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	99,500	60.0000	American	Jun 19, 2020
Call Options	Purchased	13,300	72.5000	American	Nov 15, 2019
Call Options	Purchased	800	74.0000	American	Oct 11, 2019
Call Options	Purchased	6,000	82.5000	American	Nov 15, 2019
Put Options	Written	5,200	77.5000	American	Jan 17, 2020
Call Options	Purchased	3,700	72.5000	American	Feb 21, 2020
Put Options	Written	100	72.5000	American	Oct 11, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Oct 25, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Written	18,200	62.5000	American	Oct 18, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	8,000	68.0000	American	Oct 25, 2019
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	200	75.0000	American	May 15, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	65.0000	American	Jan 17, 2020
Call Options	Written	-8,500	70.0000	American	Feb 21, 2020
Call Options	Written	-300	78.0000	American	Oct 18, 2019
Put Options	Purchased	-1,100	37.5000	American	Jan 21, 2022
Call Options	Written	-19,500	90.0000	American	Jun 19, 2020
Call Options	Written	-100	69.5000	American	Oct 4, 2019
Call Options	Written	-1,100	68.0000	American	Oct 4, 2019
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-300	66.5000	American	Oct 4, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,400	75.0000	American	Nov 15, 2019
Put Options	Purchased	-4,500	57.5000	American	Jan 17, 2020
Call Options	Written	-7,300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-500	70.0000	American	Oct 11, 2019
Call Options	Written	-1,000	77.5000	American	Oct 4, 2019
Put Options	Purchased	-1,300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-100	72.0000	American	Oct 18, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-600	82.5000	American	Feb 21, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	900	72.5000	American	Oct 25, 2019
Call Options	Purchased	700	73.0000	American	Oct 4, 2019
Call Options	Purchased	36,900	80.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	100	65.0000	American	Nov 1, 2019
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	3,300	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	1,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	900	72.5000	American	Oct 4, 2019
Call Options	Purchased	500	67.5000	American	Feb 21, 2020
Call Options	Purchased	5,400	77.5000	American	Oct 18, 2019
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Put Options	Written	200	68.5000	American	Oct 4, 2019
Put Options	Written	100	65.0000	American	Oct 4, 2019
Call Options	Purchased	7,700	73.5000	American	Oct 4, 2019
Call Options	Purchased	200	85.0000	American	Feb 21, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	2,600	50.0000	American	Jan 17, 2020
Put Options	Written	300	62.5000	American	Sep 18, 2020
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,100	72.0000	American	Oct 4, 2019
Put Options	Written	100	67.5000	American	Oct 4, 2019
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	100	80.0000	American	Oct 11, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-700	72.5000	American	Nov 15, 2019
Put Options	Purchased	-1,100	68.0000	American	Oct 18, 2019
Put Options	Purchased	-100	73.5000	American	Oct 4, 2019
Put Options	Purchased	-4,500	67.0000	American	Oct 25, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-14,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-900	77.5000	American	Nov 15, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-11,400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-7,000	76.0000	American	Oct 4, 2019
Call Options	Purchased	9,800	75.0000	American	Oct 4, 2019
Call Options	Purchased	400	62.5000	American	May 15, 2020
Call Options	Purchased	200	75.0000	American	Nov 1, 2019
Call Options	Purchased	18,600	72.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	100	80.0000	American	Oct 25, 2019
Put Options	Written	7,200	76.0000	American	Oct 4, 2019
Put Options	Written	1,800	74.0000	American	Oct 4, 2019
Put Options	Written	6,600	62.5000	American	Jan 17, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	70.0000	American	Oct 4, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Put Options	Written	200	87.5000	American	Nov 15, 2019
Put Options	Purchased	-700	66.0000	American	Nov 1, 2019
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-3,300	74.5000	American	Oct 4, 2019
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Put Options	Purchased	-28,900	60.0000	American	Jan 17, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-14,700	87.5000	American	Nov 15, 2019
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	85.0000	American	Feb 21, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Purchased	4,500	69.0000	American	Oct 25, 2019
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	82.5000	American	Feb 21, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Call Options	Purchased	600	87.5000	American	Feb 21, 2020
Call Options	Purchased	200	67.5000	American	Jan 15, 2021
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Put Options	Written	800	42.5000	American	Jan 21, 2022
Call Options	Purchased	103,800	77.5000	American	Nov 15, 2019
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	25,600	67.5000	American	Nov 15, 2019
Put Options	Written	3,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Written	-2,200	100.0000	American	Feb 21, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-1,300	72.5000	American	Oct 18, 2019
Put Options	Purchased	-500	68.5000	American	Oct 25, 2019
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-13,400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Oct 11, 2019
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-400	82.5000	American	Jun 19, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-300	73.5000	American	Oct 18, 2019
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Call Options	Written	-100	80.0000	American	Oct 18, 2019
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-18,400	85.0000	American	Nov 15, 2019
Call Options	Purchased	30,400	80.0000	American	Nov 15, 2019
Call Options	Purchased	6,500	65.0000	American	Nov 15, 2019
Put Options	Written	1,100	71.0000	American	Oct 4, 2019
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	100	76.0000	American	Oct 18, 2019
Call Options	Purchased	18,600	70.0000	American	Jan 17, 2020
Call Options	Purchased	400	77.5000	American	Sep 18, 2020
Call Options	Purchased	18,700	60.0000	American	Jan 17, 2020
Call Options	Purchased	1,400	76.0000	American	Oct 11, 2019
Call Options	Purchased	200	73.0000	American	Oct 11, 2019
Call Options	Purchased	400	60.0000	American	Jan 15, 2021
Call Options	Purchased	11,000	75.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Feb 21, 2020
Put Options	Written	9,900	74.0000	American	Oct 18, 2019
Call Options	Purchased	200	70.0000	American	Oct 11, 2019
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	800	55.0000	American	Feb 21, 2020
Put Options	Written	500	67.5000	American	Jan 17, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Put Options	Written	100	59.5000	American	Oct 25, 2019
Call Options	Purchased	5,000	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Call Options	Purchased	900	76.5000	American	Oct 4, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	200	77.0000	American	Oct 4, 2019
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	1,600	68.5000	American	Oct 4, 2019
Call Options	Purchased	400	47.5000	American	Jun 19, 2020
Put Options	Written	3,200	85.0000	American	Jan 17, 2020
Put Options	Written	400	70.0000	American	Feb 21, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	72.5000	American	Jun 19, 2020
Put Options	Purchased	-13,100	69.0000	American	Oct 25, 2019
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Put Options	Purchased	-73,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-400	72.0000	American	Oct 4, 2019
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-2,000	78.0000	American	Oct 4, 2019
Put Options	Purchased	-8,200	75.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-600	72.5000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-3,100	57.5000	American	Oct 18, 2019
Call Options	Written	-900	90.0000	American	Sep 18, 2020
Call Options	Written	-400	73.5000	American	Nov 1, 2019
Put Options	Purchased	-600	60.0000	American	Feb 21, 2020
Call Options	Written	-300	75.0000	American	Oct 11, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-22,300	65.0000	American	Nov 15, 2019
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Call Options	Purchased	4,300	75.0000	American	Feb 21, 2020
Call Options	Purchased	9,500	80.0000	American	Feb 21, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	500	71.5000	American	Oct 4, 2019
Call Options	Purchased	10,200	75.0000	American	Oct 18, 2019
Call Options	Purchased	1,000	77.0000	American	Oct 11, 2019
Call Options	Purchased	300	75.5000	American	Nov 1, 2019
Call Options	Purchased	25,600	75.0000	American	Nov 15, 2019
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	400	60.0000	American	Oct 18, 2019
Call Options	Purchased	6,600	72.5000	American	Oct 18, 2019
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	26,200	70.0000	American	Jun 19, 2020
Call Options	Purchased	200	71.0000	American	Nov 1, 2019
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	200	75.0000	American	Oct 4, 2019
Call Options	Purchased	4,100	74.0000	American	Oct 25, 2019
Put Options	Written	100	62.5000	American	Oct 4, 2019
Put Options	Purchased	-200	70.5000	American	Oct 4, 2019
Put Options	Purchased	-1,600	68.0000	American	Oct 25, 2019
Put Options	Purchased	-9,000	69.5000	American	Oct 25, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-9,500	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Feb 21, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-2,300	76.5000	American	Oct 18, 2019
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-1,600	69.5000	American	Oct 11, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-6,700	70.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	100	71.0000	American	Oct 25, 2019
Call Options	Purchased	9,000	68.5000	American	Oct 25, 2019
Put Options	Written	2,800	67.5000	American	Jun 19, 2020
Put Options	Written	500	72.5000	American	Oct 4, 2019
Call Options	Purchased	16,800	70.0000	American	Oct 18, 2019
Call Options	Purchased	500	85.0000	American	May 15, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	3,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	6,800	85.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	200	45.0000	American	Jan 21, 2022
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	2,000	50.0000	American	Jan 17, 2020
Call Options	Purchased	400	74.5000	American	Oct 4, 2019
Put Options	Written	300	67.0000	American	Oct 11, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	100	78.0000	American	Oct 11, 2019
Put Options	Purchased	-11,300	70.0000	American	Oct 18, 2019
Put Options	Purchased	-39,800	67.5000	American	Nov 15, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Put Options	Purchased	-300	68.0000	American	Oct 11, 2019
Call Options	Written	-15,500	87.5000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-27,500	62.5000	American	Nov 15, 2019
Put Options	Purchased	-100	67.5000	American	Feb 21, 2020
Call Options	Written	-11,400	85.0000	American	Jan 17, 2020
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Written	-3,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-300	71.0000	American	Oct 11, 2019
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Put Options	Purchased	-2,600	73.0000	American	Oct 4, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	15,800	65.0000	American	Oct 18, 2019
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	100	62.5000	American	Oct 25, 2019
Call Options	Purchased	4,400	67.5000	American	Oct 18, 2019
Put Options	Written	2,300	47.5000	American	Nov 15, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	8,500	65.0000	American	Feb 21, 2020
Put Options	Written	100	63.0000	American	Oct 11, 2019
Call Options	Purchased	200	74.0000	American	Oct 18, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	4,600	75.0000	American	Jan 17, 2020
Put Options	Written	200	73.0000	American	Nov 22, 2019
Call Options	Purchased	14,300	77.5000	American	Jan 17, 2020
Put Options	Written	5,100	69.0000	American	Oct 4, 2019
Call Options	Purchased	4,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,500	77.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	77.0000	American	Oct 4, 2019
Put Options	Written	100	69.0000	American	Oct 18, 2019
Put Options	Written	300	70.0000	American	Oct 4, 2019
Put Options	Written	4,000	59.5000	American	Oct 11, 2019
Call Options	Purchased	800	77.5000	American	Oct 11, 2019
Call Options	Written	-100	72.5000	American	Oct 11, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-400	80.0000	American	Jan 15, 2021
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-100	62.5000	American	Nov 15, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-12,700	60.0000	American	Nov 15, 2019
Call Options	Written	-500	62.5000	American	Oct 18, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-14,600	70.0000	American	Nov 15, 2019
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Call Options	Written	-3,100	95.0000	American	Jan 15, 2021
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Call Options	Written	-200	69.0000	American	Oct 4, 2019
Put Options	Purchased	-2,200	72.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-15,700	67.5000	American	Jan 0, 1900

Notes

Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20191007005428/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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Barclays plc published this content on 07 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 October 2019 11:51:03 UTC

Market Closed - London S.E. Other stock markets 11:35:10 2024-04-19 am EDT			5-day change	1st Jan Change
185.8 ^GBX	+1.01%		+1.20%	+20.85%

04:54pm	Week Ahead for FX, Bonds : U.S. Economic Data, BOJ -2-	DJ
04:27pm	Evercore consumer dealmaker Taetle is leaving the bank, sources say	RE

Week Ahead for FX, Bonds : U.S. Economic Data, BOJ -2-	10:54am	DJ
Evercore consumer dealmaker Taetle is leaving the bank, sources say	10:27am	RE
Peel Hunt Starts Barclays Coverage with Buy Rating	07:47am	MT
Stocks down on Israel attack on Isfahan, Iran	07:04am	AN
Malaysia's Economy Grows in First Quarter as Exports Jump -- Update	04:47am	DJ
Peel Hunt starts NatWest and Barclays at 'buy'	04:28am	AN
The LSE reacts to escalating tensions in the Middle East	04:12am
European stocks slump amid Middle East escalation	03:50am	AN
Take Five: Dancing to the dollar's beat	03:07am	RE
China's Geely to Divest SEK14.5 Billion of Volvo AB Shares	12:15am	MT
DIARY-Top Economic Events to June 27	08:01pm	RE
European Equities Close Mostly Higher in Thursday Trading, Bank Stocks Rally; German GDP Rises Slightly in Q1	Apr. 18	MT
CAC40: back above 8,000Pts with support from Wall Street	Apr. 18	CF
CAC40: the 8,000 mark is crossed again with WStreet support	Apr. 18	CF
CAC40: clinging to 8,000, US figures still very robust	Apr. 18	CF
SHELL PLC: PIPER SANDLER RAISES TARGET PRICE TO $85 FROM $76…	Apr. 18	RE
CAC40: up slightly before numerous US indicators	Apr. 18	CF
HSBC likes Haleon, cuts Flutter to 'hold'	Apr. 18	AN
DIARY-Top Economic Events to June 27	Apr. 17	RE
Interactive Brokers Shares Climb After Q1 Results, Price Target Increases	Apr. 17	MT
North American Morning Briefing : Stock Futures -2-	Apr. 17	DJ
Severfield plots GBP10 million buyback	Apr. 17	AN
European Luxury Stocks Get Lift After LVMH Update Soothes Concerns	Apr. 17	DJ
BofA cuts Ashmore; JPMorgan lifts Fresnillo	Apr. 17	AN
DIARY-Top Economic Events to June 27	Apr. 16	RE

	1st Jan change	Capi.
BARCLAYS PLC	+20.85%	34.43B
JPMORGAN CHASE & CO.	+9.23%	523B
BANK OF AMERICA CORPORATION	+9.80%	281B
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED	+7.59%	251B
WELLS FARGO & COMPANY	+22.61%	206B
BANK OF CHINA LIMITED	+12.75%	172B
CHINA CONSTRUCTION BANK CORPORATION	+4.73%	159B
HSBC HOLDINGS PLC	+1.68%	149B
ROYAL BANK OF CANADA	+0.43%	137B
HDFC BANK LIMITED	-10.41%	136B

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