Barclays : Form 8.3 - ABBVIE INC- Amendment

August 15, 2019 at 06:07 am EDT

LONDON--(BUSINESS WIRE)--

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	12 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,971,329	0.20%	3,159,631	0.21%

(2)	Derivatives (other than options):
		2,332,649	0.16%	131,902	0.01%

(3)	Options and agreements to
	purchase/sell:	1,630,000	0.11%	1,721,600	0.12%

(4)	TOTAL:
		6,933,978	0.47%	5,013,133	0.34%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long		Short
	Number	(%)	Number	(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	30	64.9600 USD
Purchase	41	64.8700 USD
Purchase	67	65.5800 USD
Purchase	100	64.2200 USD
Purchase	100	64.3000 USD
Purchase	100	64.4950 USD
Purchase	100	65.0250 USD
Purchase	184	64.7297 USD
Purchase	201	64.5062 USD
Purchase	300	64.7450 USD
Purchase	300	64.5166 USD
Purchase	300	64.4866 USD
Purchase	300	64.4933 USD
Purchase	300	64.5133 USD
Purchase	300	64.5066 USD
Purchase	300	64.3500 USD
Purchase	369	64.6634 USD
Purchase	369	64.7223 USD
Purchase	386	64.9888 USD
Purchase	415	64.5175 USD
Purchase	427	65.0400 USD
Purchase	432	64.6694 USD
Purchase	452	64.9715 USD
Purchase	500	64.4280 USD
Purchase	500	64.3800 USD
Purchase	500	64.5140 USD
Purchase	600	64.6050 USD
Purchase	600	64.5250 USD
Purchase	658	64.4542 USD
Purchase	690	64.8450 USD
Purchase	701	64.4900 USD
Purchase	720	64.5036 USD
Purchase	785	64.5200 USD
Purchase	794	64.5218 USD
Purchase	816	64.8424 USD
Purchase	842	65.3126 USD
Purchase	900	64.5211 USD
Purchase	452	64.9716 USD
Purchase	930	64.9345 USD
Purchase	1,000	64.4870 USD
Purchase	1,113	64.8690 USD
Purchase	1,200	64.7666 USD
Purchase	1,300	64.6115 USD
Purchase	1,800	64.8055 USD
Purchase	2,681	64.5900 USD
Purchase	3,100	64.5189 USD
Purchase	3,499	64.4313 USD
Purchase	3,756	64.4816 USD
Purchase	4,100	64.8472 USD
Purchase	4,876	64.9990 USD
Purchase	5,000	64.4535 USD
Purchase	6,030	64.5678 USD
Purchase	6,900	64.5075 USD
Purchase	8,159	64.8584 USD
Purchase	20,670	64.6557 USD
Purchase	21,000	64.6158 USD
Purchase	21,200	64.5714 USD
Purchase	26,762	64.8655 USD
Purchase	27,596	64.9414 USD
Purchase	41,860	64.6345 USD
Purchase	45,222	64.9037 USD
Purchase	68,996	64.5300 USD
Sale	1	64.2500 USD
Sale	16	65.0900 USD
Sale	32	64.9500 USD
Sale	100	65.1900 USD
Sale	100	65.1400 USD
Sale	100	65.1000 USD
Sale	100	65.0600 USD
Sale	100	65.0036 USD
Sale	100	64.9200 USD
Sale	100	64.6500 USD
Sale	100	64.6300 USD
Sale	100	64.5400 USD
Sale	101	65.0301 USD
Sale	103	65.1020 USD
Sale	118	65.2567 USD
Sale	120	64.5083 USD
Sale	152	64.9592 USD
Sale	200	64.5175 USD
Sale	200	64.5200 USD
Sale	200	64.5000 USD
Sale	200	64.5150 USD
Sale	200	65.0400 USD
Sale	232	64.9948 USD
Sale	261	65.2087 USD
Sale	261	65.1032 USD
Sale	300	64.9433 USD
Sale	300	64.9700 USD
Sale	300	65.3300 USD
Sale	369	64.7223 USD
Sale	369	64.6634 USD
Sale	373	64.5011 USD
Sale	381	64.8549 USD
Sale	400	64.5250 USD
Sale	400	64.5825 USD
Sale	433	64.5501 USD
Sale	452	64.9715 USD
Sale	490	64.5122 USD
Sale	500	64.5050 USD
Sale	500	64.6700 USD
Sale	500	64.4840 USD
Sale	502	64.5026 USD
Sale	526	64.3372 USD
Sale	589	64.5067 USD
Sale	595	64.5115 USD
Sale	600	65.0516 USD
Sale	600	65.1725 USD
Sale	600	65.0416 USD
Sale	700	65.0692 USD
Sale	800	64.9862 USD
Sale	900	64.5211 USD
Sale	900	64.8483 USD
Sale	931	64.5089 USD
Sale	999	65.1295 USD
Sale	1,044	65.0100 USD
Sale	1,100	64.6081 USD
Sale	1,230	64.9383 USD
Sale	1,300	64.5773 USD
Sale	1,600	64.5143 USD
Sale	1,619	64.6660 USD
Sale	1,746	64.5164 USD
Sale	1,800	64.7733 USD
Sale	1,866	65.0363 USD
Sale	2,000	64.4500 USD
Sale	2,200	64.9822 USD
Sale	2,259	64.5679 USD
Sale	2,948	64.2979 USD
Sale	3,056	64.8682 USD
Sale	3,500	64.5623 USD
Sale	3,805	64.3287 USD
Sale	4,200	64.6054 USD
Sale	4,500	64.6501 USD
Sale	6,720	64.5223 USD
Sale	8,248	65.0079 USD
Sale	8,590	64.7542 USD
Sale	11,458	64.4447 USD
Sale	12,401	64.4151 USD
Sale	14,900	64.5895 USD
Sale	16,357	64.6946 USD
Sale	17,987	64.4052 USD
Sale	19,900	64.5833 USD
Sale	27,562	64.8669 USD
Sale	29,415	64.8803 USD
Sale	31,506	64.5748 USD
Sale	60,625	64.5300 USD
Sale	63,632	64.7642 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	55 USD	American	17 Jan 2020	10.4500 USD
Call Option	Purchasing	1,000	65 USD	American	13 Sep 2019	1.6200 USD
Call Option	Purchasing	100	65 USD	American	17 Jan 2020	4.0700 USD
Call Option	Selling	400	65 USD	American	23 Aug 2019	1.5300 USD
Call Option	Selling	1,200	66 USD	American	16 Aug 2019	0.4300 USD
Call Option	Selling	300	66 USD	American	23 Aug 2019	0.7000 USD
Call Option	Selling	8,800	66 USD	American	23 Aug 2019	0.8277 USD
Call Option	Selling	1,700	67 USD	American	16 Aug 2019	0.2105 USD
Call Option	Selling	500	67 USD	American	16 Aug 2019	0.3100 USD
Call Option	Selling	600	67 USD	American	23 Aug 2019	0.3800 USD
Call Option	Selling	100	68 USD	American	17 Jan 2020	2.9700 USD
Call Option	Selling	1,500	69 USD	American	16 Aug 2019	0.0600 USD
Call Option	Selling	100	69 USD	American	23 Aug 2019	0.2200 USD
Call Option	Selling	400	70 USD	American	16 Aug 2019	0.0450 USD
Call Option	Selling	200	70 USD	American	30 Aug 2019	0.1700 USD
Call Option	Selling	100	75 USD	American	16 Aug 2019	0.0200 USD
Call Option	Selling	300	88 USD	American	15 Jan 2021	1.2000 USD
Call Option	Selling	600	90 USD	American	18 Sep 2020	0.6166 USD
Call Option	Selling	200	93 USD	American	15 Jan 2021	0.8000 USD
Call Option	Selling	200	105 USD	American	15 Jan 2021	0.3600 USD
Put Option	Purchasing	300	58 USD	American	18 Oct 2019	0.7100 USD
Put Option	Purchasing	100	60 USD	American	20 Sep 2019	0.6100 USD
Put Option	Purchasing	100	60 USD	American	18 Oct 2019	1.3000 USD
Put Option	Purchasing	100	60 USD	American	15 Nov 2019	2.1300 USD
Put Option	Purchasing	100	65 USD	American	16 Aug 2019	0.5900 USD
Put Option	Purchasing	100	65 USD	American	18 Oct 2019	3.1500 USD
Put Option	Purchasing	1,000	68 USD	American	17 Jan 2020	6.6500 USD
Put Option	Selling	600	63 USD	American	21 Feb 2020	4.8500 USD
Put Option	Selling	1,000	64 USD	American	13 Sep 2019	1.8700 USD
Put Option	Selling	700	65 USD	American	23 Aug 2019	1.5000 USD
Put Option	Selling	15,700	65 USD	American	18 Oct 2019	3.5159 USD
Put Option	Selling	3,000	67 USD	American	16 Aug 2019	1.8500 USD
Put Option	Selling	100	75 USD	American	16 Aug 2019	9.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	15 Aug 2019
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Purchased	-200	73.0000	American	Nov 15, 2019
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-300	75.0000	American	Nov 15, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-800	65.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	60.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	70.0000	American	Aug 16, 2019
Put Options	Purchased	-1,400	62.0000	American	Aug 16, 2019
Put Options	Purchased	-1,600	67.0000	American	Aug 16, 2019
Put Options	Purchased	-2,200	55.0000	American	Sep 20, 2019
Put Options	Purchased	-2,400	73.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	65.0000	American	Jan 17, 2020
Put Options	Purchased	-5,100	48.0000	American	Jun 19, 2020
Put Options	Purchased	-10,100	50.0000	American	Jan 17, 2020
Put Options	Purchased	-100	66.0000	American	Aug 30, 2019
Put Options	Purchased	-100	69.0000	American	Aug 16, 2019
Put Options	Written	250,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,000	65.0000	American	Jan 15, 1919
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	500	50.0000	American	Nov 15, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Call Options	Purchased	221,200	73.0000	American	Aug 16, 2019
Call Options	Purchased	1,900	70.0000	American	Nov 15, 2019
Call Options	Purchased	1,300	58.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	71.0000	American	Aug 16, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	78.0000	American	Nov 15, 2019
Call Options	Purchased	300	72.0000	American	Aug 16, 2019
Call Options	Purchased	100	73.0000	American	Sep 18, 2020
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Call Options	Written	-600	68.0000	American	Nov 15, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,000	68.0000	American	Sep 6, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Call Options	Written	-3,600	80.0000	American	Aug 16, 2019
Call Options	Written	-4,300	93.0000	American	Jan 17, 2020
Call Options	Written	-5,000	90.0000	American	Jun 19, 2020
Call Options	Written	-8,800	83.0000	American	Sep 20, 2019
Call Options	Written	-100	60.0000	American	Nov 15, 2019
Call Options	Written	-200	60.0000	American	Oct 18, 2019
Call Options	Written	-200	72.0000	American	Aug 30, 2019
Call Options	Written	-200	72.0000	American	Aug 23, 2019
Put Options	Purchased	-700	43.0000	American	Jan 15, 2021
Put Options	Purchased	-1,200	73.0000	American	Oct 18, 2019
Put Options	Purchased	-201,200	63.0000	American	Aug 16, 2019
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	65.0000	American	Aug 30, 2019
Put Options	Purchased	-7,100	60.0000	American	Aug 16, 2019
Put Options	Purchased	-10,900	83.0000	American	Nov 15, 2019
Put Options	Purchased	-11,400	55.0000	American	Jan 17, 2020
Put Options	Purchased	-29,200	63.0000	American	Nov 15, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	78.0000	American	Nov 15, 2019
Put Options	Written	150,900	60.0000	American	Jan 15, 2021
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 15, 1919
Put Options	Written	25,000	57.5000	American	Jan 17, 2020
Put Options	Written	5,300	78.0000	American	Jan 17, 2020
Put Options	Written	1,500	68.0000	American	Jun 19, 2020
Put Options	Written	1,000	58.0000	American	Jan 15, 2021
Put Options	Written	900	83.0000	American	Jan 17, 2020
Put Options	Written	600	66.0000	American	Sep 6, 2019
Put Options	Written	400	45.0000	American	Jan 17, 2020
Call Options	Purchased	5,800	75.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	55.0000	American	Jan 17, 2020
Call Options	Purchased	1,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	48.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	700	68.0000	American	Sep 13, 2019
Call Options	Purchased	400	58.0000	American	Sep 18, 2020
Call Options	Purchased	300	68.0000	American	Sep 6, 2019
Call Options	Purchased	300	66.0000	American	Aug 23, 2019
Call Options	Written	-400	93.0000	American	Jan 15, 2021
Call Options	Written	-1,000	83.0000	American	Feb 21, 2020
Call Options	Written	-1,100	66.0000	American	Aug 16, 2019
Call Options	Written	-1,800	70.0000	American	Aug 30, 2019
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-2,400	80.0000	American	Feb 21, 2020
Call Options	Written	-2,500	67.0000	American	Aug 23, 2019
Call Options	Written	-7,200	93.0000	American	Aug 16, 2019
Call Options	Written	-7,300	98.0000	American	Jan 17, 2020
Call Options	Written	-8,800	66.0000	American	Aug 23, 2019
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Call Options	Written	-11,200	130.0000	American	Jan 17, 2020
Call Options	Written	-11,400	83.0000	American	Jan 17, 2020
Call Options	Written	-13,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-500	48.0000	American	Nov 15, 2019
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-700	65.0000	American	Aug 23, 2019
Put Options	Purchased	-800	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-2,800	58.0000	American	Oct 18, 2019
Put Options	Purchased	-5,000	43.0000	American	Jun 19, 2020
Put Options	Purchased	-5,900	50.0000	American	Jun 19, 2020
Put Options	Purchased	-17,700	50.0000	American	Aug 16, 2019
Put Options	Written	37,800	75.0000	American	Aug 16, 2019
Put Options	Written	13,400	43.0000	American	Feb 21, 2020
Put Options	Written	3,700	63.0000	American	Jan 17, 2020
Put Options	Written	3,600	63.0000	American	Jun 19, 2020
Put Options	Written	2,300	63.0000	American	Feb 21, 2020
Put Options	Written	500	68.0000	American	Aug 30, 2019
Put Options	Written	400	40.0000	American	Sep 20, 2019
Put Options	Written	300	78.0000	American	Sep 18, 2020
Put Options	Written	100	73.0000	American	Sep 18, 2020
Call Options	Purchased	6,000	73.0000	American	Jan 17, 2020
Call Options	Purchased	3,100	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	70.0000	American	Feb 21, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	200	73.0000	American	Aug 23, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	100	67.0000	American	Aug 30, 2019
Call Options	Purchased	100	80.0000	American	Aug 23, 2019
Call Options	Purchased	100	70.0000	American	Aug 23, 2019
Call Options	Written	-300	68.0000	American	Jan 15, 2021
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-500	83.0000	American	Jun 19, 2020
Call Options	Written	-500	70.0000	American	Sep 6, 2019
Call Options	Written	-800	73.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,000	75.0000	American	Jan 15, 2021
Call Options	Written	-1,000	78.0000	American	Jun 19, 2020
Call Options	Written	-1,000	67.0000	American	Aug 30, 2019
Call Options	Written	-1,500	85.0000	American	Jun 19, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-7,800	70.0000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-14,600	88.0000	American	Nov 15, 2019
Call Options	Written	-100	68.0000	American	Sep 18, 2020
Call Options	Written	-100	70.0000	American	Sep 13, 2019
Put Options	Purchased	-200	64.0000	American	Aug 23, 2019
Put Options	Purchased	-300	60.0000	American	Oct 18, 2019
Put Options	Purchased	-400	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Put Options	Purchased	-2,000	58.0000	American	Jan 17, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-2,700	55.0000	American	Nov 15, 2019
Put Options	Purchased	-17,800	68.0000	American	Aug 16, 2019
Put Options	Purchased	-26,700	68.0000	American	Nov 15, 2019
Put Options	Purchased	-100	58.0000	American	Aug 30, 2019
Put Options	Written	152,100	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	1,100	48.0000	American	Aug 16, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Put Options	Written	100	63.0000	American	Sep 6, 2019
Call Options	Purchased	8,100	73.0000	American	Nov 15, 2019
Call Options	Purchased	5,300	68.0000	American	Jan 17, 2020
Call Options	Purchased	3,700	68.0000	American	Sep 20, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,500	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,100	85.0000	American	Aug 16, 2019
Call Options	Purchased	1,000	69.0000	American	Aug 23, 2019
Call Options	Purchased	900	58.0000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	100	67.0000	American	Sep 13, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-1,100	75.0000	American	Aug 23, 2019
Call Options	Written	-1,200	73.0000	American	Aug 23, 2019
Call Options	Written	-1,700	73.0000	American	Oct 18, 2019
Call Options	Written	-201,700	68.0000	American	Aug 16, 2019
Call Options	Written	-2,100	98.0000	American	Jun 19, 2020
Call Options	Written	-3,300	95.0000	American	Sep 20, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-10,700	80.0000	American	Sep 20, 2019
Call Options	Written	-12,100	88.0000	American	Aug 16, 2019
Call Options	Written	-12,400	75.0000	American	Jan 17, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-14,200	88.0000	American	Jan 17, 2020
Call Options	Written	-16,800	85.0000	American	Nov 15, 2019
Call Options	Written	-17,400	75.0000	American	Aug 30, 2019
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-200	75.0000	American	Jun 19, 2020
Put Options	Purchased	-300	78.0000	American	Feb 21, 2020
Put Options	Purchased	-400	73.0000	American	Jan 17, 2020
Put Options	Purchased	-600	64.0000	American	Sep 6, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	43.0000	American	Jan 17, 2020
Put Options	Purchased	-4,300	60.0000	American	Sep 18, 2020
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,400	75.0000	American	Jan 17, 2020
Put Options	Purchased	-6,000	70.0000	American	Sep 20, 2019
Put Options	Purchased	-10,700	55.0000	American	Aug 16, 2019
Put Options	Purchased	-11,600	65.0000	American	Nov 15, 2019
Put Options	Purchased	-46,000	60.0000	American	Sep 20, 2019
Put Options	Purchased	-100	66.0000	American	Sep 6, 2019
Put Options	Written	5,300	73.0000	American	Aug 16, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Put Options	Written	1,300	58.0000	American	Sep 20, 2019
Put Options	Written	1,200	66.0000	American	Aug 16, 2019
Put Options	Written	1,100	45.0000	American	Sep 20, 2019
Put Options	Written	1,000	48.0000	American	Sep 20, 2019
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Put Options	Written	300	70.0000	American	Feb 21, 2020
Put Options	Written	200	88.0000	American	Nov 15, 2019
Put Options	Written	100	58.0000	American	Jun 19, 2020
Call Options	Purchased	20,300	68.0000	American	Aug 16, 2019
Call Options	Purchased	18,800	80.0000	American	Nov 15, 2019
Call Options	Purchased	11,800	70.0000	American	Aug 16, 2019
Call Options	Purchased	7,700	70.0000	American	Jan 17, 2020
Call Options	Purchased	6,600	60.0000	American	Jan 17, 2020
Call Options	Purchased	6,000	63.0000	American	Aug 16, 2019
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	900	63.0000	American	Nov 15, 2019
Call Options	Purchased	400	68.0000	American	Oct 18, 2019
Call Options	Purchased	300	74.0000	American	Aug 23, 2019
Call Options	Purchased	300	98.0000	American	Aug 16, 2019
Call Options	Purchased	200	65.0000	American	Nov 15, 2019
Call Options	Purchased	200	69.0000	American	Sep 6, 2019
Call Options	Purchased	100	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	63.0000	American	Sep 18, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-500	63.0000	American	Oct 18, 2019
Call Options	Written	-600	95.0000	American	Aug 16, 2019
Call Options	Written	-700	68.0000	American	Jun 19, 2020
Call Options	Written	-900	78.0000	American	Aug 16, 2019
Call Options	Written	-1,100	93.0000	American	Jun 19, 2020
Call Options	Written	-1,100	70.0000	American	Aug 16, 2019
Call Options	Written	-1,100	69.0000	American	Aug 16, 2019
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Call Options	Written	-1,400	93.0000	American	Nov 15, 2019
Call Options	Written	-2,100	78.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Call Options	Written	-3,700	93.0000	American	Sep 20, 2019
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Call Options	Written	-10,800	83.0000	American	Aug 16, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	78.0000	American	Sep 18, 2020
Put Options	Purchased	-200	62.0000	American	Aug 23, 2019
Put Options	Purchased	-600	43.0000	American	Sep 18, 2020
Put Options	Purchased	-800	68.0000	American	Aug 23, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-2,500	63.0000	American	Sep 20, 2019
Put Options	Purchased	-3,000	68.0000	American	Jan 15, 2021
Put Options	Purchased	-5,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-6,700	58.0000	American	Nov 15, 2019
Put Options	Purchased	-13,400	65.0000	American	Sep 20, 2019
Put Options	Purchased	-100	48.0000	American	Jan 17, 2020
Put Options	Purchased	-100	66.0000	American	Aug 23, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	3,100	65.0000	American	Aug 16, 2019
Put Options	Written	1,900	63.0000	American	Aug 30, 2019
Put Options	Written	1,800	73.0000	American	Sep 20, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	1,000	68.0000	American	Feb 21, 2020
Put Options	Written	100	78.0000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	100	68.0000	American	Oct 18, 2019
Put Options	Written	100	60.0000	American	Aug 30, 2019
Call Options	Purchased	4,600	75.0000	American	Oct 18, 2019
Call Options	Purchased	3,600	75.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	78.0000	American	Oct 18, 2019
Call Options	Purchased	1,000	65.0000	American	Sep 13, 2019
Call Options	Purchased	600	75.0000	American	Feb 21, 2020
Call Options	Purchased	300	72.0000	American	Sep 6, 2019
Call Options	Purchased	200	70.0000	American	Sep 6, 2019
Call Options	Purchased	200	105.0000	American	Aug 16, 2019
Call Options	Purchased	100	69.0000	American	Aug 16, 2019
Call Options	Written	-800	74.0000	American	Sep 6, 2019
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Call Options	Written	-1,000	67.0000	American	Aug 16, 2019
Call Options	Written	-1,100	115.0000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	83.0000	American	Jan 15, 2021
Call Options	Written	-4,100	73.0000	American	Sep 20, 2019
Call Options	Written	-7,500	80.0000	American	Jan 17, 2020
Call Options	Written	-11,200	95.0000	American	Jun 19, 2020
Call Options	Written	-24,000	78.0000	American	Sep 20, 2019
Call Options	Written	-25,000	82.5000	American	Jan 17, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	65.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-100	85.0000	American	Sep 20, 2019
Call Options	Written	-100	63.0000	American	Sep 20, 2019
Call Options	Written	-100	66.0000	American	Sep 13, 2019
Call Options	Written	-100	115.0000	American	Aug 16, 2019
Call Options	Written	-200	70.0000	American	Aug 23, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-500	48.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,200	68.0000	American	Jan 17, 2020
Put Options	Purchased	-24,300	68.0000	American	Sep 20, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	3,000	67.0000	American	Aug 16, 2019
Put Options	Written	1,000	83.0000	American	Jan 15, 2021
Put Options	Written	300	63.0000	American	Aug 23, 2019
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Call Options	Purchased	700	70.0000	American	Oct 18, 2019
Call Options	Purchased	600	83.0000	American	Nov 15, 2019
Call Options	Written	-300	93.0000	American	Sep 18, 2020
Call Options	Written	-400	88.0000	American	Jun 19, 2020
Call Options	Written	-500	65.0000	American	Jan 17, 2020
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Call Options	Written	-1,900	98.0000	American	Jan 15, 2021
Call Options	Written	-2,200	63.0000	American	Feb 21, 2020
Call Options	Written	-4,900	110.0000	American	Aug 16, 2019
Call Options	Written	-6,000	100.0000	American	Aug 16, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-11,200	85.0000	American	Jan 17, 2020
Call Options	Written	-13,500	90.0000	American	Nov 15, 2019
Call Options	Written	-15,100	71.0000	American	Aug 23, 2019
Call Options	Written	-68,400	100.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-200	74.0000	American	Aug 23, 2019
Put Options	Purchased	-300	43.0000	American	Nov 15, 2019
Put Options	Purchased	-300	66.0000	American	Aug 16, 2019
Put Options	Purchased	-400	69.0000	American	Aug 23, 2019
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-800	93.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	48.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	64.0000	American	Aug 16, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-6,900	70.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,500	73.0000	American	Jan 15, 2021
Put Options	Purchased	-14,000	60.0000	American	Nov 15, 2019
Put Options	Purchased	-29,100	65.0000	American	Aug 16, 2019
Put Options	Purchased	-100	68.0000	American	Sep 18, 2020
Put Options	Purchased	-200	88.0000	American	Jan 17, 2020
Put Options	Written	25,200	75.0000	American	Sep 20, 2019
Put Options	Written	25,000	58.0000	American	Jan 15, 1919
Put Options	Written	16,100	65.0000	American	Oct 18, 2019
Put Options	Written	14,800	63.0000	American	Oct 18, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	300	65.0000	American	Aug 30, 2019
Put Options	Written	100	58.0000	American	Aug 16, 2019
Call Options	Purchased	11,000	65.0000	American	Sep 20, 2019
Call Options	Purchased	3,100	73.0000	American	Feb 21, 2020
Call Options	Purchased	2,700	65.0000	American	Aug 16, 2019
Call Options	Purchased	2,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	62.0000	American	Aug 16, 2019
Call Options	Purchased	300	68.0000	American	Aug 30, 2019
Call Options	Purchased	200	63.0000	American	Jan 17, 2020
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Call Options	Written	-500	88.0000	American	Jan 15, 2021
Call Options	Written	-1,400	65.0000	American	Aug 23, 2019
Call Options	Written	-1,700	80.0000	American	Jun 19, 2020
Call Options	Written	-2,900	78.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-5,300	88.0000	American	Sep 20, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-13,200	75.0000	American	Aug 16, 2019
Call Options	Written	-14,000	90.0000	American	Jan 17, 2020
Call Options	Written	-25,000	83.0000	American	Jan 15, 1919
Call Options	Written	-38,000	90.0000	American	Aug 16, 2019
Call Options	Written	-100	68.0000	American	Jan 0, 1900

Notes

Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20190815005288/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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Barclays plc published this content on 15 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 August 2019 10:06:10 UTC

Market Closed - London S.E. Other stock markets 11:35:06 2024-04-23 am EDT			5-day change	1st Jan Change
192.2 ^GBX	+1.62%		+7.71%	+25.01%

10:23am	SAP: share price rises, good start to the year in the cloud	CF
10:06am	AB Foods ups payout 46% as Primark boosts strong first-half	AN

SAP: share price rises, good start to the year in the cloud	04:23am	CF
AB Foods ups payout 46% as Primark boosts strong first-half	04:06am	AN
Factbox-Global investment banks upgrade China equities, brace for weaker yuan	03:11am	RE
DIARY-Top Economic Events to June 27	09:01pm	RE
UBS Hires Barclays Banker Sean Lynch for Tech Deals	Apr. 22	MT
Barclays Announces Board Appointments	Apr. 22	CI
Banca MPS: Barclays raises its price target	Apr. 22	CF
MOVES-Barclays hires Credit Suisse banker Pick as new EMEA M&A head	Apr. 22	RE
JPMorgan Keeps Barclays at Overweight, Raises PT	Apr. 22	MT
Buy Any US Dollar Dips as Bull Run Should Extend Further Says Barclays	Apr. 22	MT
MORNING BID AMERICAS-Big Tech swoons as Q1s lurk, Nvidia decimated	Apr. 22	RE
RWE very weak - Negative news from the USA	Apr. 22	DP
Europe's STOXX edges higher with bank earnings in focus; Galp glows	Apr. 22	RE
Jefferies raises B&M to 'hold'	Apr. 22	AN
Europe's STOXX climbs with bank earnings in focus; Galp jumps	Apr. 22	RE
Take Five: Dancing to the dollar's beat	Apr. 22	RE
Europe's bank earnings to offer interest rate reality check	Apr. 22	RE
DIARY-Top Economic Events to June 27	Apr. 21	RE
Week Ahead for FX, Bonds : U.S. Economic Data, BOJ -2-	Apr. 21	DJ
DIARY-Top Economic Events to June 27	Apr. 19	RE
Business Lookahead: Dancing to the dollar's beat	Apr. 19	RE
Week Ahead for FX, Bonds : U.S. Economic Data, BOJ -2-	Apr. 19	DJ
Evercore consumer dealmaker Taetle is leaving the bank, sources say	Apr. 19	RE
Peel Hunt Starts Barclays Coverage with Buy Rating	Apr. 19	MT
Stocks down on Israel attack on Isfahan, Iran	Apr. 19	AN

	1st Jan change	Capi.
BARCLAYS PLC	+25.01%	35.01B
JPMORGAN CHASE & CO.	+12.60%	544B
BANK OF AMERICA CORPORATION	+13.57%	297B
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED	+7.85%	249B
WELLS FARGO & COMPANY	+25.12%	214B
BANK OF CHINA LIMITED	+15.44%	172B
CHINA CONSTRUCTION BANK CORPORATION	+5.59%	160B
HSBC HOLDINGS PLC	+5.07%	153B
ROYAL BANK OF CANADA	+1.90%	140B
HDFC BANK LIMITED	-11.80%	138B

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