Form 604
Corporations Act 2001
Section 671B
Notice of Change of Interests of Substantial Holder
To: BASE RESOURCES LIMITED
ACN/ARSN:
1. Details of substantial holder (1)
Name: FIL Limited and the entities listed in Annexure A ("FIL")
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on | 10 | February 2020 |
The previous notice was given to the company on | 19 | November 2019 |
The previous notice was dated | 19 | November 2019 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of | Previous Notice | Previous Notice | Present Notice | Present Notice |
Securities (4) | Person's votes | Voting Power (5) | Person's votes | Voting Power (5) |
COMMON | 99,585,687 | 8.50% | 117,160,977 | 10.00% |
STOCK |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person | Nature of | Consideration | Class and | Person's votes |
Change | whose | change (6) | given in relation | number of | affected |
relevant | to change (7) | securities | |||
interest | affected | ||||
changed | |||||
COMMON | COMMON | ||||
STOCK | STOCK | ||||
11/26/2019 | FIL | BUY | 0.2350 AUD | 1,561 | 1,561 |
11/26/2019 | FIL | BUY | 0.2370 AUD | 121,904 | 121,904 |
12/06/2019 | FIL | BUY | 0.2200 AUD | 33,259 | 33,259 |
12/06/2019 | FIL | BUY | 0.2200 AUD | 44,767 | 44,767 |
12/06/2019 | FIL | BUY | 0.2200 AUD | 47,502 | 47,502 |
12/06/2019 | FIL | BUY | 0.2200 AUD | 552,449 | 552,449 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 33,116 | 33,116 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 33,116 | 33,116 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 33,116 | 33,116 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 33,116 | 33,116 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 36,915 | 36,915 |
12/12/2019 | FIL | BUY | 0.2200 AUD | 54,384 | 54,384 |
12/13/2019 | FIL | BUY | 0.2200 AUD | 78,668 | 78,668 |
12/13/2019 | FIL | BUY | 0.2200 AUD | 117,845 | 117,845 |
12/13/2019 | FIL | BUY | 0.2200 AUD | 142,164 | 142,164 |
12/13/2019 | FIL | BUY | 0.2200 AUD | 1,753,197 | 1,753,197 |
12/17/2019 | FIL | BUY | 0.2200 AUD | 32,998 | 32,998 |
12/17/2019 | FIL | BUY | 0.2200 AUD | 32,998 | 32,998 |
12/17/2019 | FIL | BUY | 0.2200 AUD | 39,008 | 39,008 |
12/20/2019 | FIL | BUY | 0.2200 AUD | 18,231 | 18,231 |
12/20/2019 | FIL | BUY | 0.2200 AUD | 34,104 | 34,104 |
12/20/2019 | FIL | BUY | 0.2200 AUD | 37,306 | 37,306 |
12/20/2019 | FIL | BUY | 0.2200 AUD | 503,540 | 503,540 |
12/23/2019 | FIL | BUY | 0.2200 AUD | 357 | 357 |
12/23/2019 | FIL | BUY | 0.2200 AUD | 668 | 668 |
12/23/2019 | FIL | BUY | 0.2200 AUD | 731 | 731 |
12/23/2019 | FIL | BUY | 0.2200 AUD | 9,863 | 9,863 |
12/27/2019 | FIL | BUY | 0.2200 AUD | 32,756 | 32,756 |
12/27/2019 | FIL | BUY | 0.2200 AUD | 32,756 | 32,756 |
12/27/2019 | FIL | BUY | 0.2200 AUD | 32,756 | 32,756 |
12/27/2019 | FIL | BUY | 0.2200 AUD | 250,200 | 250,200 |
12/30/2019 | FIL | BUY | 0.2200 AUD | 32,572 | 32,572 |
12/30/2019 | FIL | BUY | 0.2200 AUD | 32,572 | 32,572 |
12/30/2019 | FIL | BUY | 0.2200 AUD | 33,356 | 33,356 |
01/02/2020 | FIL | BUY | 0.2200 AUD | 3,975 | 3,975 |
01/06/2020 | FIL | BUY | 0.2200 AUD | 32,645 | 32,645 |
01/06/2020 | FIL | BUY | 0.2200 AUD | 38,459 | 38,459 |
01/08/2020 | FIL | BUY | 0.2198 AUD | 33,158 | 33,158 |
01/08/2020 | FIL | BUY | 0.2198 AUD | 33,158 | 33,158 |
01/08/2020 | FIL | BUY | 0.2198 AUD | 33,158 | 33,158 |
01/08/2020 | FIL | BUY | 0.2198 AUD | 492,629 | 492,629 |
01/09/2020 | FIL | BUY | 0.2200 AUD | 28,503 | 28,503 |
02/04/2020 | FIL | BUY | 0.2400 AUD | 120,000 | 120,000 |
02/05/2020 | FIL | BUY | 0.2449 AUD | 595,640 | 595,640 |
02/06/2020 | FIL | BUY | 0.2491 AUD | 583,726 | 583,726 |
02/06/2020 | FIL | BUY | 0.2500 AUD | 216,161 | 216,161 |
02/10/2020 | FIL | BUY | 0.2471 AUD | 62,500 | 62,500 |
02/10/2020 | FIL | BUY | 0.2471 AUD | 126,896 | 126,896 |
02/10/2020 | FIL | BUY | 0.2500 AUD | 3,597,275 | 3,597,275 |
02/10/2020 | FIL | BUY | 0.2500 AUD | 7,303,556 | 7,303,556 |
Total Buys | 17,575,290 | 17,575,290 |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Refer to Annexure A
5. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature
of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
Sign Here ____________________________________
Dated: 12 February 2020 Jen Li
Head of Regulatory Reporting, Asia Pacific
Duly authorized under Powers of Attorney by and on behalf of FIL Limited
Annexure A
Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares |
FIL INVESTMENTS | Oakhill House, 130 | BROWN BROS HARRIMN | 32,702,957 | |
INTERNATIONAL | Tonbridge Road, | LTD LUX (C) | ||
Hildenborough, | BROWN BROTHERS | 3,957,867 | ||
Tonbridge, Kent, TN11 | HARRIMAN AND CO | |||
9DZ, United Kingdom | JP MORGAN, | Investment Discretion / | 69,881,600 | |
BOURNEMOUTH (C) | Voting Power | |||
FIL LIMITED | Pembroke Hall, 42 | BROWN BROS HARRIMN | 7,430,452 | |
Crow Lane, Pembroke, | LTD LUX (C) | |||
Bermuda | BROWN BROTHERS | 3,188,101 | ||
HARRIMAN AND CO | ||||
Grand Total | 117,160,977 | |||
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Disclaimer
Base Resources Limited published this content on 13 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 February 2020 03:50:05 UTC