Carillion : Form 8.5 (EPT/RI) - Balfour Beatty Plc

Morgan Stanley Securities Limited



FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	CARILLION PLC
(d) Date dealing undertaken:	08 AUGUST 2014
(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?	Yes

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchases/sales	Total   number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
50P ORDINARY	PURCHASES	712,158	2.3850 GBP	2.3270 GBP
50P ORDINARY	SALES	993,066	2.3860 GBP	2.3260 GBP

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
50P ORDINARY	CFD	LONG	2,002	2.3500 GBP
50P ORDINARY	CFD	LONG	764	2.3510 GBP
50P ORDINARY	CFD	LONG	1,273	2.3520 GBP
50P ORDINARY	CFD	LONG	987	2.3520 GBP
50P ORDINARY	CFD	LONG	93	2.3520 GBP
50P ORDINARY	CFD	LONG	3,614	2.3520 GBP
50P ORDINARY	CFD	LONG	2,599	2.3530 GBP
50P ORDINARY	CFD	LONG	836	2.3530 GBP
50P ORDINARY	CFD	LONG	759	2.3540 GBP
50P ORDINARY	CFD	LONG	767	2.3550 GBP
50P ORDINARY	CFD	LONG	7,726	2.3552 GBP
50P ORDINARY	CFD	LONG	491	2.3555 GBP
50P ORDINARY	CFD	LONG	1,702	2.3560 GBP
50P ORDINARY	CFD	LONG	1,461	2.3570 GBP
50P ORDINARY	CFD	LONG	4,176	2.3570 GBP
50P ORDINARY	CFD	LONG	100	2.3580 GBP
50P ORDINARY	CFD	LONG	1,506	2.3585 GBP
50P ORDINARY	CFD	LONG	73	2.3600 GBP
50P ORDINARY	CFD	LONG	2,769	2.3610 GBP
50P ORDINARY	CFD	LONG	2,070	2.3616 GBP
50P ORDINARY	CFD	LONG	2,839	2.3620 GBP
50P ORDINARY	CFD	LONG	12	2.3625 GBP
50P ORDINARY	CFD	LONG	2,332	2.3630 GBP
50P ORDINARY	CFD	LONG	120,147	2.3657 GBP
50P ORDINARY	CFD	LONG	99,124	2.3657 GBP
50P ORDINARY	CFD	LONG	17	2.3658 GBP
50P ORDINARY	CFD	LONG	140	2.3665 GBP
50P ORDINARY	CFD	LONG	92	2.3708 GBP
50P ORDINARY	CFD	LONG	4,454	2.3720 GBP
50P ORDINARY	CFD	LONG	647	2.3720 GBP
50P ORDINARY	CFD	LONG	76,690	2.3720 GBP
50P ORDINARY	CFD	LONG	336	2.3720 GBP
50P ORDINARY	CFD	LONG	1,607	2.3720 GBP
50P ORDINARY	CFD	LONG	243	2.3720 GBP
50P ORDINARY	CFD	LONG	376	2.3737 GBP
50P ORDINARY	CFD	LONG	2,898	2.3740 GBP
50P ORDINARY	CFD	LONG	1,069	2.3753 GBP
50P ORDINARY	CFD	LONG	5,327	2.3753 GBP
50P ORDINARY	CFD	LONG	17,752	2.3753 GBP
50P ORDINARY	CFD	LONG	3,544	2.3753 GBP
50P ORDINARY	CFD	LONG	35,758	2.3759 GBP
50P ORDINARY	CFD	LONG	28	2.3782 GBP
50P ORDINARY	CFD	LONG	28,726	2.3799 GBP
50P ORDINARY	CFD	SHORT	836	2.3270 GBP
50P ORDINARY	CFD	SHORT	15,659	2.3626 GBP
50P ORDINARY	CFD	SHORT	133,811	2.3626 GBP
50P ORDINARY	CFD	SHORT	730	2.3656 GBP
50P ORDINARY	CFD	SHORT	3,330	2.3723 GBP
50P ORDINARY	CFD	SHORT	2,577	2.3734 GBP
50P ORDINARY	CFD	SHORT	91	2.3740 GBP
50P ORDINARY	CFD	SHORT	459	2.3740 GBP
50P ORDINARY	CFD	SHORT	365	2.3740 GBP
50P ORDINARY	CFD	SHORT	9	2.3766 GBP
50P ORDINARY	CFD	SHORT	5,833	2.3766 GBP
50P ORDINARY	CFD	SHORT	50,000	2.3850 GBP

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 AUGUST 2014
Contact name:	Darren Wickert
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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