Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :31/08/2019
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | China Railway Construction Corporation Limited | |
Date Submitted | 04/09/2019 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : | 1186 | Description : | H Shares | ||||||
Par value | Authorised share | ||||||||
No. of ordinary | (State | capital | |||||||
shares | currency) | (State currency) | |||||||
Balance at close of preceding month | 2,076,296,000 | RMB1.00 | RMB2,076,296,000 | ||||||
Increase/(decrease) | 0 | 0 | |||||||
Balance at close of the month | 2,076,296,000 | RMB1.00 | RMB2,076,296,000 | ||||||
(2) Stock code : | 601186 | Description : | A Shares | ||||||
Par value | Authorised share | ||||||||
No. of ordinary | (State | capital | |||||||
shares | currency) | (State currency) | |||||||
Balance at close of preceding month | 11,503,245,500 | RMB1.00 | RMB11,503,245,500 | ||||||
Increase/(decrease) | 0 | 0 | |||||||
Balance at close of the month | 11,503,245,500 | RMB1.00 | RMB11,503,245,500 | ||||||
March 2019
2. Preference Shares
Stock code : | N/A | Description : | N/A | ||||||||
No. of | Par value | Authorised share | |||||||||
preference | (State | capital | |||||||||
shares | currency) | (State currency) | |||||||||
Balance at close of preceding month | N/A | N/A | |||||||||
Increase/(decrease) | N/A | N/A | |||||||||
Balance at close of the month | N/A | N/A | |||||||||
3. Other Classes of Shares | |||||||||||
Stock code : | N/A | Description : | N/A | ||||||||
No. of other | Par value | Authorised share | |||||||||
classes of | (State | capital | |||||||||
shares | currency) | (State currency) | |||||||||
Balance at close of preceding month | N/A | N/A | |||||||||
Increase/(decrease) | N/A | N/A | |||||||||
Balance at close of the month | N/A | N/A | |||||||||
Total authorised share capital at the end of the month | RMB13,579,541,500 | ||||||||||
(State currency) : |
March 2019
II. Movements in Issued Share Capital
No. of ordinary shares | No of preference | No. of other | |||
(1) | (2) | shares | classes of shares | ||
Balance at close of | |||||
preceding month | 2,076,296,000 | 11,503,245,500 | N/A | N/A | |
Increase/ (decrease) | |||||
during the month | 0 | 0 | N/A | N/A | |
Balance at close of | |||||
the month | 2,076,296,000 | 11,503,245,500 | N/A | N/A | |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of | No. of new | No. of new shares | ||||
share option | shares of issuer of issuer which may | |||||
scheme | issued during | be issued pursuant | ||||
including EGM | Movement during the month | the month | thereto as at close | |||
approval date | pursuant thereto | of the month | ||||
(dd/mm/yyyy) and | ||||||
class of shares | ||||||
issuable | Granted | Exercised | Cancelled | Lapsed | ||
1. N/A | ||||||
( / / | ) |
shares
(Note 1)
2. N/A
( | / | / | ) |
shares
(Note 1)
3. N/A
( / / | ) | |||||
shares | ||||||
(Note 1) | ||||||
Total A. | (Ordinary shares) | N/A | ||||
(Preference shares) | N/A | |||||
(Other class) | N/A | |||||
Total funds raised during the month from exercise | ||||||
of options (State currency) | N/A | |||||
March 2019
Warrants to Issue Shares of the Issuer which are to be Listed
No. of | No. of new | |||||
new | shares of | |||||
shares of | issuer which | |||||
issuer | may be | |||||
issued | issued | |||||
Nominal value | Nominal | during the | pursuant | |||
Currency | at close of | Exercised | value at | month | thereto as at | |
Description of warrants | of nominal | preceding | during the | close of the | pursuant | close of the |
(Date of expiry - dd/mm/yyyy) | value | month | month | month | thereto | month |
1. N/A |
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( | / | / | ) | ||
( | / | / | ) | ||
( | / | / | ) | ||
( | / | / | ) |
Total B. | (Ordinary shares) | N/A |
(Preference shares) | N/A | |
(Other class) | N/A | |
March 2019
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of | |||||||||||||||
new | |||||||||||||||
shares of | No. of new | ||||||||||||||
issuer | shares of issuer | ||||||||||||||
issued | which may be | ||||||||||||||
Amount at | Converte | during the | issued pursuant | ||||||||||||
Currency of | close of | d during | Amount at | month | thereto as at | ||||||||||
amount | preceding | the | close of the | pursuant | close of the | ||||||||||
Class and description | outstanding | month | month | month | thereto | month | |||||||||
1. | |||||||||||||||
ZERO COUPON | Approximately | ||||||||||||||
CONVERTIBLE BONDS | 403,854,922 H | ||||||||||||||
DUE 2021 | shares | ||||||||||||||
(Term of convertible bonds: | (assuming full | ||||||||||||||
From 29 January 2016 to 29 | conversion of | ||||||||||||||
January 2021) | the bonds at the | ||||||||||||||
(Conversion period of | adjusted | ||||||||||||||
convertible bonds: Commences | conversion price | ||||||||||||||
from 10 March 2016 and ends | USD | USD | of HKD9.65 per | ||||||||||||
on 29 January 2021) | USD | 500,000,000 | NIL | 500,000,000 | NIL | H share) | |||||||||
Listed on The Stock | |||||||||||||||
Exchange of Hong Kong | |||||||||||||||
Limited, convertible | |||||||||||||||
Stock code (if listed) | bonds code: 5610 | ||||||||||||||
Class of shares | |||||||||||||||
issuable (Note 1) | H shares | ||||||||||||||
Adjusted conversion price | |||||||||||||||
Conversion price | is HKD9.65 per H share | ||||||||||||||
EGM approval date | |||||||||||||||
(if applicable) | |||||||||||||||
(dd/mm/yyyy)) | 29 | / 10 / 2015 | |||||||||||||
2. | |||||||||||||||
USD SETTLED 1.5% | Approximately | ||||||||||||||
COUPON CONVERTIBLE | 295,975,251 H | ||||||||||||||
BONDS DUE 2021 | shares | ||||||||||||||
(Term of convertible bonds: | (assuming full | ||||||||||||||
From 21 December 2016 to on | conversion of | ||||||||||||||
or about 21 December 2021) | the bonds at the | ||||||||||||||
(Conversion period of | adjusted | ||||||||||||||
convertible bonds: Commences | conversion price | ||||||||||||||
from 31 January 2017 and ends | RMB | RMB | of HKD13.10 | ||||||||||||
on 21 December 2021) | RMB | 3,450,000,000 | NIL | 3,450,000,000 | NIL | per H share) | |||||||||
Listed on The Stock | |||||||||||||||
Exchange of Hong Kong | |||||||||||||||
Limited, convertible | |||||||||||||||
Stock code (if listed) | bonds code: 5338 | ||||||||||||||
Class of shares | |||||||||||||||
issuable (Note 1) | H shares | ||||||||||||||
Adjusted conversion price | |||||||||||||||
Conversion price | is HKD13.10 per H share | ||||||||||||||
EGM approval date | |||||||||||||||
(if applicable) | |||||||||||||||
(dd/mm/yyyy) | 29 / 10 / 2015 | ||||||||||||||
3. | |||||||||||||||
N/A | |||||||||||||||
Stock code (if listed) | |||||||||||||||
Class of shares | |||||||||||||||
issuable (Note 1) | |||||||||||||||
Subscription price | |||||||||||||||
EGM approval date | |||||||||||||||
(if applicable) | |||||||||||||||
(dd/mm/yyyy) | ( | / / | ) |
March 2019
No. of | |||||||||||
new | |||||||||||
shares of | No. of new | ||||||||||
issuer | shares of issuer | ||||||||||
issued | which may be | ||||||||||
Amount at | Converte | during the | issued pursuant | ||||||||
Currency of | close of | d during | Amount at | month | thereto as at | ||||||
amount | preceding | the | close of the | pursuant | close of the | ||||||
Class and description | outstanding | month | month | month | thereto | month | |||||
4. | |||||||||||
N/A | |||||||||||
Stock code (if listed) | |||||||||||
Class of shares | |||||||||||
issuable (Note 1) | |||||||||||
Subscription price | |||||||||||
EGM approval date | |||||||||||
(if applicable) | |||||||||||
(dd/mm/yyyy) | ( / / | ) | |||||||||
Total C. (Ordinary shares) | N/A | ||||||||||
(Preference | |||||||||||
shares) | N/A | ||||||||||
(Other class) | N/A | ||||||||||
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
No. of new shares | No. of new shares | ||||
of issuer issued | of issuer which may | ||||
during the month | be issued pursuant | ||||
pursuant thereto | |||||
thereto as at close | |||||
Full particulars including EGM approval date (dd/mm/yyyy), | of the month | ||||
if applicable, and class of shares issuable: | |||||
1. | N/A | ||||
( / / | ) | ||||
shares (Note 1) | |||||
2. | N/A | ||||
( / / )
shares (Note 1)
3. N/A
( / / | ) | ||||
shares (Note 1) | |||||
N/A | |||||
Total D. (Ordinary shares) | |||||
(Preference shares) | N/A | ||||
(Other class) | N/A | ||||
March 2019
Other Movements in Issued Share Capital
No. of new | No. of new | ||
shares of | shares of | ||
issuer | issuer which | ||
issued | may be | ||
during the | issued | ||
month | pursuant | ||
pursuant | thereto as at | ||
thereto | close of the | ||
Type of Issue | month | ||
Class | of | shares ________ |
1. Rights issue | At price : | State |
currency | ||
issuable (Note 1) | ||||
Issue and allotment | ( | / | / | ) |
date : (dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy) |
N/A N/A
2. Open offer | At price : | State |
currency | ||
Class | of | shares ________ | ||
issuable (Note 1) | ||||
Issue and allotment | ( | / | / | ) |
date : (dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy)
N/A N/A
3. Placing | At price : | State |
currency | ||
Class | of | shares ________ | ||
issuable (Note 1) | ||||
Issue and allotment | ( | / | / | ) |
date : (dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy)
N/A N/A
Class | of | shares ________ | |||
issuable (Note 1) | |||||
4. Bonus issue | Issue and allotment | ( | / | / | ) |
date : (dd/mm/yyyy) | |||||
EGM approval date: | ( | / | / | ) | |
(dd/mm/yyyy)
N/A N/A
March 2019
No. of new | No. of new | ||||||||
shares of | shares of | ||||||||
issuer | issuer which | ||||||||
issued | may be | ||||||||
during the | issued | ||||||||
month | pursuant | ||||||||
pursuant | thereto as at | ||||||||
thereto | close of the | ||||||||
Type of Issue | month | ||||||||
Class | of | shares | ________ | ||||||
State | issuable (Note 1) | ( | / | / | ) | ||||
5. Scrip dividend At price : | Issue and allotment | ||||||||
currency | date : (dd/mm/yyyy) | ||||||||
EGM approval date: | ( | / | / | ) | |||||
(dd/mm/yyyy) | N/A | N/A | |||||||
Class of shares ________
6. Repurchase of shares
repurchased (Note 1) | ||||
Cancellation date : | ( | / | / | ) |
(dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy) |
N/A N/A
Class of shares ________
7. Redemption of shares
redeemed (Note 1) | ||||
Redemption date : | ( | / | / | ) |
(dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy) |
N/A N/A
Class of shares ________
8. Consideration | At price : | State |
issue | currency | |
issuable (Note 1) | ||||
Issue and allotment | ( | / | / | ) |
date : (dd/mm/yyyy) | ||||
EGM approval date: | ( | / | / | ) |
(dd/mm/yyyy) |
N/A N/A
March 2019
No. of new | No. of new | |||||||
shares of | shares of | |||||||
issuer | issuer which | |||||||
issued | may be | |||||||
during the | issued | |||||||
month | pursuant | |||||||
pursuant | thereto as at | |||||||
thereto | close of the | |||||||
Type of Issue | month | |||||||
Class | of | shares | ________ | |||||
issuable (Note 1) | ||||||||
9. Capital | Issue and allotment | ( | / | / | ) | |||
reorganisation | date : (dd/mm/yyyy) | |||||||
EGM approval date: | ( | / | / | ) | ||||
(dd/mm/yyyy) | N/A | N/A | ||||||
Class | of | shares | ________ | ||||||
issuable (Note 1) | |||||||||
10. Other | At price : | State | Issue and allotment | ( | / | / | ) | ||
(Please specify) | currency | ||||||||
date : (dd/mm/yyyy) | |||||||||
EGM approval date: | ( | / | / | ) | |||||
(dd/mm/yyyy) | N/A | N/A |
Total E. (Ordinary | |
shares) | N/A |
(Preference shares) | N/A |
(Other class) | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) | N/A |
(2) | N/A |
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A |
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to | N/A |
E): |
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)
IV. Confirmations
We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:
(Note 2)
- all money due to the listed issuer in respect of the issue of securities has been received by it;
- all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
- all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
March 2019
- all the securities of each class are in all respects identical (Note 3);
- all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
- all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
- completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
- the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.
Remarks (if any):
- As the Company is incorporated in the PRC, the concept of "authorised share capital" is not applicable. The information under section I is the "issued share capital" of the Company.
- Confirmations under section IV are not applicable because no new security was issued by the issuer during the month.
Submitted by: __ Law Chun Biu ____________________________________
Title: __ Joint Company Secretary______________________________________
(Director, Secretary or other duly authorised officer)
Notes :
- State the class of shares (e.g. ordinary, preference or other).
- Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
- "Identical" means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
- If there is insufficient space, please append the prescribed continuation sheet.
March 2019
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CRCC - China Railway Construction Corporation Limited published this content on 04 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 September 2019 23:06:05 UTC