Chongqing Machinery & Electric : Monthly Return of Chongqing Machinery & Electric Co., LTD. on Movements in Securities for the month ended 30 September 2019

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :	30 September 2019
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	Chongqing Machinery & Electric Co., Ltd.
Date Submitted	2 October 2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

N/A

Description :

Domestic shares

No. of ordinary

Par value

Authorised share

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

2,584,452,684

RMB1.00

RMB2,584,452,684

Increase/(decrease)

Nil

Nil

Balance at close of the month

2,584,452,684

RMB1.00

RMB2,584,452,684

(2) Stock code :

2722

Description :

H shares

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

1,100,187,470

RMB1.00

RMB1,100,187,470

Increase/(decrease)

Nil

Nil

Balance at close of the month

1,100,187,470

RMB1.00

RMB1,100,187,470

For Main Board and GEM listed issuers

2. Preference Shares

Stock code :	N/A	Description :		N/A
							Par value	Authorised share
				No. of domestic	(State	capital
				shares	currency)	(State currency)
Balance at close of preceding month	N/A		N/A			N/A
Increase/(decrease)			N/A						N/A
Balance at close of the month		N/A	N/A	N/A
3. Other Classes of Shares
Stock code :	N/A	Description :		N/A
							Par value	Authorised share
				No. of H classes	(State	capital
				of shares	currency)	(State currency)
Balance at close of preceding month	N/A		N/A			N/A
Increase/(decrease)			N/A						N/A
Balance at close of the month		N/A		N/A			N/A
Total authorised share capital at the end of the month (RMB) :		RMB3,684,640,154

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

	No. of ordinary shares	No. of domestic
	(1)	(2)		shares		No. of H shares
Balance at close of
preceding month	2,584,452,684	1,100,187,470
Increase/ (decrease)
during the month	Nil		Nil	Nil		Nil
Balance at close of the
month	2,584,452,684	1,100,187,470

III. Details of Movements in Issued Share Capital (Not Applicable)

Share Options (under Share Option Schemes of the Issuer)
Particulars of share					No. of new shares of	No. of new shares of
option scheme					issuer issued during	issuer which may be
including EGM					the month pursuant	issued pursuant thereto
approval date		Movement during the month		thereto	as at close of the month
(dd/mm/yyyy) and
class of shares
issuable	Granted	Exercised	Cancelled	Lapsed

1.

( /

• )

shares

(Note 1)

2.

( /

• )

shares

(Note 1)

3.

( /

• )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares)

For Main Board and GEM listed issuers

(H class)

Total funds raised during the month from exercise of options (State currency)

				For Main Board and GEM listed issuers
Warrants to Issue Shares of the Issuer which are to be Listed (Not Applicable)
						No. of new	No. of new
						shares of	shares of
						issuer issued	issuer which
						during the	may be issued
						month	pursuant
						pursuant	thereto as at
		Currency of Nominal value at	Exercised	Nominal value	thereto	close of the
Description of warrants	nominal	close of	during the	at close of the		month
(Date of expiry - dd/mm/yyyy)	value	preceding month	month	month
1.

( /

• )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

( /

• )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3.

( /

• )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4.

( /

• )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

/

/

)

			For Main Board and GEM listed issuers
						No. of new	No. of new
						shares of	shares of
						issuer issued	issuer which
						during the	may be issued
						month	pursuant
						pursuant	thereto as at
	Currency of Nominal value at	Exercised	Nominal value	thereto	close of the
Description of warrants	nominal	close of	during the	at close of the			month
(Date of expiry - dd/mm/yyyy)	value	preceding month	month	month
		Total B.	(Ordinary shares)
			(Preference shares)
				(H class)

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (Not Applicable)

						No. of new	No. of new
						shares of	shares of
						issuer issued	issuer which
						during the	may be issued
						month	pursuant
						pursuant	thereto as at
		Currency of	Amount at close	Converted	Amount at	thereto	close of the
		amount	of preceding	during the	close of the		month
Class and description	outstanding	month	month	month
1.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))	(	/	/	)

2.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	(	/	/	)

3.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	(	/	/	)

4.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	(	/	/	)

Total C. (Ordinary shares) (Preference shares)

(H class)

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options

(other than under Share Option Schemes) (Not Applicable)
					No. of new shares of		No. of new shares of
					issuer issued during		issuer which may be
					the month pursuant	issued pursuant thereto
Full particulars including EGM approval date (dd/mm/yyyy),		thereto	as at close of the month
if applicable, and class of shares issuable:
1.
(	/	/	)
			shares (Note 1)
2.
(	/	/	)
			shares (Note 1)
3.
(	/	/	)
			shares (Note 1)
	Total D.	(Ordinary shares)
		(Preference shares)
				(H class)

				For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
							No. of new	No. of new
							shares of	shares of
							issuer issued	issuer which
							during the	may be
							month	issued
							pursuant	pursuant
							thereto	thereto as at
									close of the
Type of Issue									month
				Class of shares issuable	________
				(Note 1)
1. Rights issue	At price :	State		Issue and allotment	(	/
currency		date : (dd/mm/yyyy)	/	)
				EGM approval date:	(	/
				(dd/mm/yyyy)
				/	)		Nil	Nil

				Class of shares issuable	________
				(Note 1)
2. Open offer	At price :	State		Issue and allotment	(	/
currency		date : (dd/mm/yyyy)	/	)
				EGM approval date:	(	/
				(dd/mm/yyyy)
				/	)	Nil	Nil

				Class of shares issuable	________
				(Note 1)
3. Placing	At price :	State		Issue and allotment	(	/
currency		date : (dd/mm/yyyy)	/	)
				EGM approval date:	(	/
				(dd/mm/yyyy)
				/	)	Nil	Nil

Class of shares issuable ________

(Note 1)

4. Bonus issue	Issue and allotment	(	/
/	)
date : (dd/mm/yyyy)
	EGM approval date:	(	/
	(dd/mm/yyyy)
	/	)	Nil	Nil

For Main Board and GEM listed issuers

No. of new	No. of new
shares of	shares of
issuer issued	issuer which
during the	may be
month	issued
pursuant	pursuant
thereto	thereto as at
	close of the
Type of Issue	month

________

Class of shares issuable

(Note 1)

5.

Scrip dividend

At price :

State

Issue and allotment

(

/

currency

date : (dd/mm/yyyy)

/

)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

Class

of

shares

________

repurchased (Note 1)

6.

Repurchase of

Cancellation date :

(

/

shares

(dd/mm/yyyy)

/

)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

Class

of

shares

________

redeemed (Note 1)

7.

Redemption of

Redemption date :

(

/

shares

(dd/mm/yyyy)

/

)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

Class of shares issuable

________

(Note 1)

8.

Consideration issue

At price :

State

Issue and allotment

(

/

currency

date : (dd/mm/yyyy)

/

)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

For Main Board and GEM listed issuers

No. of new

No. of new

shares of

shares of

issuer issued

issuer which

during the

may be

month

issued

pursuant

pursuant

thereto

thereto as at

close of the

Type of Issue

month

Class of shares issuable

________

(Note 1)

9.

Capital

Issue and allotment

(

/

reorganisation

date : (dd/mm/yyyy)

/

)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

Class of shares issuable

________

(Note 1)

10.

Other

State

Issue and allotment

(

/

(Please specify)

At price : currency

/

)

date : (dd/mm/yyyy)

EGM approval date:

(

/

(dd/mm/yyyy)

/

)

Nil

Nil

Total E.

(Ordinary

N/A

shares)

(Preference shares)

N/A

(H class)

Nil

(Domestic Shares)

Nil

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1)

N/A

(2)

N/A

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in H classes of shares during the month (i.e. Total of A to E):

Nil

Total increase / (decrease) in domestic shares during the month (i.e. Total of A to E):

Nil

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by:	_________Yang Quan_____________________________
Title:	______________Director____________________________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.