CITIC Securities : ANNOUNCEMENT-APPROVAL ON THE QUALIFICATION FOR SERVING AS SECRETARY TO THE BOARD BY THE REGULATORY AUTHORITIES

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(A joint stock limited company incorporated in the People's Republic of China with limited liability)

(Stock Code: 6030)

ANNOUNCEMENT

APPROVAL ON THE QUALIFICATION FOR SERVING AS SECRETARY TO THE BOARD BY THE REGULATORY AUTHORITIES

Reference is made to the announcement of CITIC Securities Company Limited (the "Company") dated 31 December 2019, in relation to the proposed appointment of Mr. WANG Junfeng as the secretary to the board of directors of the Company.

The board of directors of the Company (the "Board") hereby announces, Mr. WANG Junfeng has obtained the approval by the Shenzhen Bureau of China Securities Regulatory Commission on his qualification for serving as senior management of a securities company (Shenzhengju Xu Ke Zi [2020] No. 11) on 5 March 2020. In addition, in July 2020, Mr. WANG Junfeng participated in the 131st qualification training for secretary to the board of directors held by the Shanghai Stock Exchange (the "SSE") and obtained the qualification certificate for serving as the secretary to the board of directors. He also obtained the approval by the SSE on his qualification for serving as the secretary to the board of directors on 30 July 2020.

Mr. WANG Junfeng formally serves as the secretary to the Board of the Company from 30 July 2020, and Chairman Mr. ZHANG Youjun will cease to perform the duty of the secretary to the Board of the Company.

By order of the Board

CITIC Securities Company Limited

ZHANG Youjun

Chairman

Beijing, the PRC

30 July 2020

As at the date of this announcement, the executive directors of the Company are Mr. ZHANG Youjun and Mr. YANG Minghui; the non-executive director is Mr. WANG Shuhui; and the independent non-executive directors are Mr. LIU Ke, Mr. HE Jia and Mr. ZHOU Zhonghui.