CITIC Securities : SECOND PROXY FORM

(A joint stock limited company incorporated in the People's Republic of China with limited liability)

(Stock Code: 6030)

SECOND PROXY FORM

For 2020 First Extraordinary General Meeting of CITIC Securities Company Limited postponed to be held on Tuesday, 18 August 2020 and any adjourned meeting(s) thereof

I/We (Note 1) of (Note 2)

being the registered holder(s) ofH shares (Note 3) with nominal value of

RMB1.00 each in the share capital of CITIC Securities Company Limited (the "Company"), hereby appoint the Chairman of the

meeting (Note 4 and Note 5) or

of

as my/our proxy to attend and vote for me/us and on my/our behalf at the 2020 First Extraordinary General Meeting of the Company postponed to be held at 9:30 a.m. on Tuesday, 18 August 2020 at Qing Room, 5th Floor, Beijing Ruicheng Four Seasons Hotel, No. 48 Liangmaqiao Road, Chaoyang District, Beijing, the People's Republic of China and any adjournment thereof as hereunder indicated in respect of the resolution set out in the supplemental notice of the 2020 First Extraordinary General Meeting of the Company dated 3 August 2020 (the "Supplemental EGM Notice"), and if no such indication is given, as my/our proxy thinks fit.

Please indicate how you wish your vote(s) to be cast by ticking the appropriate box next to the resolution.

SPECIAL RESOLUTION

For(Note 6)

Against(Note 6)

Abstain(Note 6)

1. To consider and approve the resolution on the amendments and improvements to the Articles of Association of the Company

• Further details of the above resolution are set out in the circular of the Company dated 3 August 2020.

Date:

2020

Signature(s) (Note 7):

Notes:

Important: Due to the withdrawal of the "1. Resolution on the Amendments to the Articles of Association of the Company" as a special resolution set out in the notice of the 2020 First Extraordinary General Meeting of the Company dated 16 June 2020 and the submission of the new provisional proposal relating to the Resolution on the Amendments and Improvements to the Articles of Association of the Company, this proxy form (the "Second Proxy Form") has been prepared and is enclosed and will be dispatched to the Shareholders together with the Supplemental EGM Notice. This Second Proxy Form will revoke and supersede the first proxy form enclosed with the circular of the 2020 First Extraordinary General Meeting of the Company dated 16 June 2020. H shareholders who have submitted the first proxy form to the H Share registrar of the Company must note that the first proxy form will no longer be applicable to the 2020 First Extraordinary General Meeting and voting on the new provisional proposal.

1. Please insert the full name(s) as shown in the register of members of the Company in BLOCK LETTERS.
2. Please insert the registered address(es) as shown in the register of members of the Company in BLOCK LETTERS.
3. Please insert the number of shares registered in your name(s); if no number is inserted, this Second Proxy Form will be deemed to relate to all shares in the capital of the Company registered in your name(s).
4. Any shareholder entitled to attend and vote at the meeting is entitled to appoint one or more proxies to attend and vote on his/her behalf. A proxy needs not be a shareholder of the Company, but must attend the meeting in person in order to represent you.
5. If a proxy other than the Chairman of the meeting is preferred, cross out the words "the Chairman of the meeting" and insert the full name(s) and address(es) of the proxy (or proxies) desired in the space provided. If no name is inserted, the Chairman of the meeting will act as your proxy. Any changes should be initialed by the person who signs this form.
6. IMPORTANT: IF YOU WISH TO VOTE FOR THE RESOLUTION, TICK THE APPROPRIATE BOX MARKED "FOR". IF YOU WISH TO VOTE AGAINST THE RESOLUTION, TICK THE APPROPRIATE BOX MARKED "AGAINST". IF YOU WISH TO ABSTAIN FROM VOTING ON THE RESOLUTION, TICK IN THE BOX MARKED "ABSTAIN", AND YOUR VOTES WILL BE COUNTED FOR THE PURPOSE OF CALCULATING THE RESULTS OF THE RESOLUTION.
7. If you return this Second Proxy Form without indicating as to how your proxy is to vote on any particular matter, the person appointed as your proxy will exercise his/her discretion as to whether he/she votes and, if so, how and, unless instructed otherwise, he/she may also vote or abstain from voting as he/she thinks fit on any other business (including amendments to resolution) which may properly come before the meeting.
8. This Second Proxy Form must be signed and dated by you or your attorney duly authorized in writing. If the shareholder is a company, it should execute this Second Proxy Form under its common seal or by the signature(s) of (a) person(s) authorised to sign on its behalf. In case of joint shareholdings, any one joint shareholder may sign this Second Proxy Form. Only when there are more than one joint shareholders who will attend the meeting in person or by proxy, the vote of the senior joint shareholder who tenders a vote, whether in person or by proxy, will be accepted to the exclusion of the votes of the other joint shareholder(s) and for this purpose, seniority will be determined by the order in which the names of the joint shareholders stand in the register of members of the Company in respect of the relevant shares.
9. To be valid, this Second Proxy Form, together with the power of attorney or other authority, if any, under which it is signed, or a notarially certified copy of such power of attorney or authority, must be completed and delivered at the H Share registrar of the Company, Computershare Hong Kong Investor Services Limited, at least 24 hours before the meeting or adjourned meeting(s). Computershare Hong Kong Investor Services Limited is located at 17M Floor, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong. The effective period of appointment of your proxy appointed under this Second Proxy Form shall cease upon conclusion of the 2020 First Extraordinary General Meeting or any adjourned meeting(s).
10. Completion and return of this Second Proxy Form will not preclude you from attending and voting at the meeting if you so wish.