Item 3.02 Unregistered Sales of
On
The Company claims an exemption from registration under the Securities Act of
1933, as amended ("Act"), in reliance upon Section 4(a)(2) of the Act. The
purchasers of the Shares immediately deposited the Shares in a voting trust
("Voting Trust") and received voting trust receipts ("Receipts") therefore. All
of the shares of other outstanding Voting Common Stock of the Company have also
been deposited in the
Item 5.07 Submission of Matters to a Vote of Security Holders.
An annual meeting of the holders of Voting Common Stock (the "Voting
Stockholders") of the Company was held on
The following matters received the affirmative vote of all of the outstanding Voting Common Stock and were approved:
1. The minutes of the previous annual meeting of Voting Stockholders held onJanuary 10, 2019 . 2. The annual report to shareholders of the Company for the fiscal year endedOctober 31, 2019 . 3. The election of the following individuals as directors to hold office until the next annual meeting and until their successors are elected and qualify:Ann E. Berman Thomas E. Faust Jr .Leo I. Higdon , Jr.Paula A. Johnson Brian D. Langstraat Dorothy E. Puhy Winthrop H. Smith , Jr.Richard A. Spillane , Jr. 4. The selection of the firmDeloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year endingOctober 31, 2020 . 5. The ratification of the acts of the Board of Directors since the previous annual meeting of Voting Stockholders held onJanuary 10, 2019 .
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