16 August 2019
Fortescue Metals Group Limited
Level 2, 87 Adelaide Terrace
East Perth, WA 6004 Australia
Re: Notice of Interests of Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Form 603 dated 15 August 2019. Please note that a copy of this report has been sent to the Australian Stock Exchange.
The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company ("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is a U.S.- based investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well as individual and institutional clients. CRMC and its investment manager affiliates manage equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of four investment management companies ("CGII management companies"): Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. CGII management companies and CB&T primarily serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-based investment management company that is a registered investment adviser and an affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of Fortescue Metals Group Limited for its own account. Rather, the shares reported on Form 603 are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.
For the purpose of this Notice, an outstanding share balance of 3,078,964,918 shares was used to calculate the percentage of holdings. We believe this outstanding share balance is correct; however, if this number is not accurate, please contact us as soon as possible so we may make the necessary revisions.
Should you have questions or require additional information, please contact us at (213) 615-0469 or via e-mail at GRGroup@capgroup.com.
Regards,
Abraham Torres
603 page Page 1 of 2 | |||
Form 603 | |||
Corporations Act 2001 Section 671B | |||
Notice of initial substantial holder | |||
ToCompany Name/Scheme | Fortescue Metals Group Limited | ||
ACN/ARSN | ACN 002 594 872 | ||
1. Details of substantial holder (1) | |||
Name | The Capital Group Companies, Inc. | ||
ACN/ARSN (if applicable) | N/A | ||
The holder became a substantial holder on | 15 August 2019 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Ordinary Shares | 155,829,457 shares | 155,829,457 shares | 5.06% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
The Capital Group Companies, | 155,829,457 Ordinary Shares | |
Inc. |
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company, Capital Research and Management Company, which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071 and such shares are being reported in the aggregate.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of | Person entitled to be | Class and | |
number | ||||
interest | securities | registered as holder (8) | ||
of securities | ||||
none | ||||
See Annexure A dated 15 August 2019 (copy attached) |
603 page Page 2 of 2
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Consideration (9) | Class and | |||
Holder of relevant interest | Date of acquisition | number of | ||
Cash | Non-cash | |||
securities | ||||
The Capital Group | 15 April 2019 - 15 August | Average price of AUD 8.24 | 16,192,281 | |
Companies, Inc. | 2019 | Ordinary | ||
Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if | Nature of association |
applicable) | |
N/A | N/A |
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company, Capital Research and Management Company, which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071 and such shares are being reported in the aggregate.
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
The Capital Group Companies, | 333 South Hope Street, 55th Floor |
Inc. | Los Angeles, CA 90071 |
Signature | |
Donald H. Rolfe | Capacity: Senior Counsel |
sign here ________________________ | Date: 16 August 2019 |
Annexure "A"
This is the Annexure of 3 pages marked Annexure "A" referred to in Form 603 (initial) signed by this corporation dated 15 August 2019.
The Capital Group Companies, Inc.
By: ______________________________________
Donald H. Rolfe
Senior Counsel
Australia Annexure A
Fortescue Metals Group Limited
As of 15 August 2019
CG Investment Management Company | Account Number | Number of Shares | % Held | |
Capital Research and Management Company | 11000005 | 14,989,657 | 0.49% | |
11000006 | 32,000,000 | 1.04% | ||
11000016 | 47,580,687 | 1.55% | ||
11000033 | 26,965,202 | 0.88% | ||
11000034 | 1,920,000 | 0.06% | ||
11000036 | 16,802,431 | 0.55% | ||
11000037 | 2,247,042 | 0.07% | ||
11000071 | 3,281,789 | 0.11% | ||
11000073 | 4,763,816 | 0.15% | ||
11000076 | 4,618,395 | 0.15% | ||
11000832 | 174,494 | 0.01% | ||
11000840 | 334,000 | 0.01% | ||
11966100 | 133,862 | 0.00% | ||
11966200 | 2,999 | 0.00% | ||
11966700 | 12,028 | 0.00% | ||
11966900 | 3,055 | 0.00% | ||
155,829,457 | ||||
GRAND TOTAL | 155,829,457 | 5.06% |
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Fortescue Metals Group Ltd. published this content on 19 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 August 2019 00:46:06 UTC