[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Cox L Kevin
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
(Street)
BOSTON, MA 02210
(City)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
(State)
(Zip)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed
Common Stock
Common Stock
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned or Disposed of (D)
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by trust by wife's trust
205
885
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
(1)
Restricted Stock Units
Employee Stock Option (right to buy)
$10.19
Explanation of Responses:
(1) 1 for 1
(2)
The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.
Reporting Owners
3A. Deemed 4. Trans. Execution
3/19/2019
6. Date Exercisable and 7. Title and Amount of Expiration Date
(2)
A
60000
(2)
3/19/2029
3/19/2019
A
253530
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cox L Kevin GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON, MA 02210 | Senior Vice President |
(2)
Common StockCommon Stock
Signatures
Brian Sandstrom on behalf of L Kevin Cox
** Signature of Reporting Person
3/21/2019
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
II
8. Price of 9. Number of Derivative
60000
$0
60000
D
253530
$0
253530
D
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Disclaimer
GE - General Electric Company published this content on 21 March 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 21 March 2019 21:19:04 UTC