Golden Agri Resources : Disclosure of Changes in Interest of Substantial Shareholders.

Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)... Page 1 of 1

Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)::Disclosure of Interest/ Notice of Change in Percentage Level of Interest of Substantial Shareholders

Issuer & Securities

Issuer/ Manager

Securities

Stapled Security

Announcement Details

No

Announcement Title

Date & Time of Broadcast

Status

Announcement Sub Title

Announcement Reference

Submitted By (Co./ Ind. Name)

Designation

Description (Please provide a detailed description of the event in the box below - Refer to the Online help for the format)

Additional Details

Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)

13-Dec-2018 18:57:23

New

Disclosure of Interest/ Notice of Change in Percentage Level of Interest of Substantial Shareholders

SG181213OTHRQ4O1

Kimberley Lye Chor Mei

Director, Corporate Secretarial

The Company has on, 12 December 2018, received the following notifications:-

(1) Ascent Wealth Investment Limited becoming a substantial shareholder; and

(2) Change in the percentage level of interest of existing substantial shareholder, Massingham International Limited.

Substantial Shareholder(s)/Unitholder(s) (Form 3)

12/12/2018

GAR45-13-12-2018-Form 3 - Ascent and Massingham.pdf

if you are unable to view the above file, please click the link below.

_GAR45-13-12-2018-Form 3 - Ascent and Massingham.pdf

Total size =143K

http://infopub.sgx.com/Apps?A=COW_CorpAnnouncement_Content&B=Announce...

13/12/2018

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS)

REGULATIONS 2012

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

FORM

3

(Electronic Format)

Explanatory Notes

1. Please read the explanatory notes carefully before completing the notification form.

• 2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").

• 3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).

• 4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

• 5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.

• 6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

• 7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

• 8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.

• 9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

• 10. In this form, the term "Listed Issuer" refers to -

  • (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

  • (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

• (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

• (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

• (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estate-related assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

11. For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website athttp://www.mas.gov.sg(under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

Part I - General

• 1. Name of Listed Issuer:

  Golden Agri-Resources Ltd

• 2. Type of Listed Issuer:

  O Company/Corporation

  Registered/Recognised Business Trust

  Real Estate Investment Trust

• 3. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

  No

  (Please proceed to complete Part II)O Yes (Please proceed to complete Parts III & IV)

• 4. Date of notification to Listed Issuer: 12-Dec-2018

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 3 of 9

[To be used for multiple Substantial Shareholders/Unitholders to give notice]

Substantial Shareholder/Unitholder A

• 1. Name of Substantial Shareholder/Unitholder:

• 2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  Yes

  O No

• 3. Notification in respect of:

  O Becoming a Substantial Shareholder/Unitholder

  Change in the percentage level of interest while still remaining a Substantial Shareholder/UnitholderCeasing to be a Substantial Shareholder/Unitholder

• 4. Date of acquisition of or change in interest: 07-Dec-2018

• 5. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest(if different from item 4 above, please specify the date):

• 6. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):

  Received CDP statement on 12 December 2018.

• 7. Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

Part III - Substantial Shareholder(s)/Unitholder(s) Details

• Ascent Wealth Investment Limited

• 12-Dec-2018

• Immediately before the transaction	Direct Interest	Deemed Interest	Total
  No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	0	0
  As a percentage of total no. of voting shares/ units:	0	0	0
  Immediately after the transaction	Direct Interest	Deemed Interest	Total
  No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	750,000,000	0	750,000,000
  As a percentage of total no. of voting shares/ units:	5.89	0	5.89

  FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ] Page 4 of 9