Haitong Securities : Announcement on the Financial Data for January 2020

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(A joint stock limited company incorporated in the People's Republic of China with limited liability)

(Stock Code: 6837)

Announcement on the Financial Data for January 2020

This announcement is made by Haitong Securities Co., Ltd. (the "Company") pursuant to the Inside Information Provisions (as defined under the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Listing Rules")) under Part XIVA of the Securities and Futures Ordinance (Cap. 571, Laws of Hong Kong) and Rule 13.09(2) of the Listing Rules.

In accordance with the Provisions on Strengthening the Supervision and Administration of Listed Securities Companies (as amended in 2010) promulgated by the China Securities Regulatory Commission (the "CSRC"), the key financial data of the Company for January 2020 prepared under General Accepted Accounting Principles of the People's Republic of China is hereby disclosed.

Your attention is drawn to the following:

1. Scope of disclosure: the Company and one of its subsidiaries, namely, Shanghai Haitong Securities Asset Management Company Ltd. ("Haitong Asset Management Company");
2. The data disclosed is unaudited and unconsolidated.

Table of key financial data of the Company and Haitong Asset Management Company for January

2020 (unaudited):

Unit: RMB in ten thousands

			As at
Name of Company	January 2020	31 January 2020
Operating
	income	Net profit	Net assets
The Company (unconsolidated)	132,067.14	62,804.73	11,439,223.85
Haitong Asset Management Company	12,738.50	5,275.70	390,217.71

By order of the board of directors

Haitong Securities Co., Ltd.

ZHOU JIE

Chairman

Shanghai, the PRC

10 February 2020

As at the date of this announcement, the executive directors of the Company are Mr. ZHOU Jie, Mr. QU Qiuping and Mr. REN Peng; the non-executive directors of the Company are Mr. TU Xuanxuan, Ms. YU Liping, Mr. CHEN Bin and Mr. XU Jianguo; and the independent non-executive directors of the Company are Mr. ZHANG Ming, Dr. LAM Lee G., Mr. ZHU Hongchao and Mr. ZHOU Yu.

• For identification purpose only