Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並 直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Staple your

payment here

請將股款

緊釘在此

This Application Form uses the same terms as defined in the prospectus of China Oriented International Holdings Limited (the "Company") dated 11 October 2019 (the "Prospectus").

本申請表格使用向中國際控股有限公司(「本公司」)於20191011日刊發的招股章程(「招股章程」)所界定的詞語。

Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act.

本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國《證券 法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不 論全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed "Documents delivered to the Registrar of Companies" in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the "Stock Exchange"), Hong Kong Securities Clearing Company Limited ("HKSCC"), the Securities and Futures Commission of Hong Kong (the "SFC") and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents.

招股章程、所有相關申請表格及招股章程附錄六「送呈公司註冊處處長文件」一節所述其他文件已按照香港法例第32章《公司 (清盤及雜項條文)條例》第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公 司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對 此等文件的內容概不負責。

CHINA ORIENTED INTERNATIONAL HOLDINGS LIMITED

向中國際控股有限公司

completing andSamplesubmitting this Application Form" section of this Application Form.

(Incorporated in the Cayman Islands with limited liability)

(於開曼群島註冊成立之有限公司)

Stock code

:

1871

股份代號

:

1871

Offer Price

:

Not more than HK$1.42 per Offer Share and

xp ct d to be not less than HK$1.28 per Offer

Share plus brokerage fee of 1%, Stock Exchange

trading fee of 0.005% and SFC transaction levy of

0.0027% (payable in full on application, subject to

發售價 :

refund on final pricing)

不超過每股發售股份1.42港元及預期不低於每股發

售股份1.28港元,另加1%經紀佣金、0.005%聯交

所交易費及0.0027%證監會交易徵費(須於申請時

繳足及多繳股款可於最終定價後予以退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有其他關於申請程序的其他資料,本申請表格應與招 股章程一併閱讀。

Application Form 申請表格

To: China Oriented Intern tion Holdings Limited

致: 向中國際控股有限公司

The Sponsor

保薦人

The Joint Bookrunners

聯席賬簿管理人

The Joint Lead Managers

聯席牽頭經辦人

The Public Offer Underwriters

公開發售包銷商

Applicants' declaration

申請人聲明

I/We agree to the terms and conditions and

本人吾等同意本申請表格及招股章程的條款及條件

application procedures in this Application Form

以及申請程序。見本申請表格「填交本申請表格的效

and the Prospectus. Please refer to the "Effect of

用」一節。

Warning: Only one application may be made for the benefit of any person.Please refer to the last four bullets of "Effect of completing and submitting this Application Form" section.

警告:任何人士只限作出一次為其利益而進行的認購 申請。請參閱「填交本申請表格的效用」一節最後四 點。

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶 口持有人或指定的中央結算系統參與者的參與者編號
For designated CCASS Participant or Corporate CCASS
Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中 央結算系統公司投資者戶口持有人,請加蓋顯示公司名稱 的公司印鑑
(See paragraph 2 in the section "How to make your application") (請參閱「申請手續」一節第2段)

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並 直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

Date: 日期:

/

/

D

M

Y

Number of Public Offer Shares applied for (not more than 5,000,000 Shares) 申請公開發售股份數目(不超過 5,000,000股股份)

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀

Broker No. 經紀號碼

Broker's Chop 經紀印章

Cheque/banker's cashier order number 支票銀行本票號碼

Name of bank on which cheque/banker's cashier order is drawn

(see "How to make your application" section) 兌現支票銀行

Total amount 總額

本票的銀行名稱(見「申請手續」一節)

HK$

港元

Name in English 英文姓名名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name in Chinese 中文姓名名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Occupation in English 職業(以英文填寫)

Hong Kong Identity Card No./Passport No./Hong Kong

Business Registration No.* (Please delete as appropriate)

Sample

香港身份證號碼護照號碼香港商業登記號碼*(請刪除不

適用者)

Names of all other joint applicants in English (if any)

Hong Kong Identity Card No./Passport No./Hong Kong Business

R gistration No. of all other joint applicants* (Please delete as

所有其他聯名申請人的英文姓名名稱(如有)

appropriate) 所有其他聯名申請人的香港身份證號碼護照號

(1)

香港商業登記號碼*(請刪除不適用者)

(1)

(2)

(2)

(3)

(3)

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-namedapplicant only) 香港地址(以英文填寫()聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be tre ted s pplying for your own benefit if you do not complete this section. Ple se provide an account number or identific tion code for ch (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項認購申請將視作 為 閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶號 碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷填寫姓名 名稱及香港地址

For Internal Use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並 直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are

an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section "How to make your application".

如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士) 或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第 2 段。

  1. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please
    provide your Hong Kong Business Registration number.
    如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬 個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證 號碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。
  2. Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party
    for such purpose and refund purpose. Your banker may require verification of your Hong Kong IdentitySampleCard number/passport number before you can cash your refund cheque.
    日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香 港身份證號碼護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方 作資料核實和退款用途。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼護照號 碼。
  3. If an application is made by an un isted com any and:
    • the principal business of that com any is dea ing in securities; and
    • you exercise statutory control over that company,
    then the application will be treated as being made for your benefit.
    倘若申請人是一家非上市公司,而:
    該公司主要從事證券買賣業務;及
    閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
    All joint pplic nts ust give (if they are individuals) their Hong Kong Identity Card numbers or, where pplic ble, ssport nu bers, or (if they are bodies corporate) their Hong Kong Business
    Registr tion numbers.
    所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人

團體)其香港商業登記號碼。(5)

This page is intentionally left blank

此乃白頁 特意留空

Sample

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

2. You, as the applicant(s), must comp ete the form in English in BLOCK letters as indicated below and sign on the second page of the Application Form. On y written signatures will be accepted (and not by way of

No. of Public Offer

Amount payable on

No. of Public Offer

Amount payable on

No. of Public Offer

Amount payable on

Shares applied for

application HK$

Shares applied for

application HK$

Shares applied for

application HK$

4,000

5,737.23

100,000

143,430.93

2,500,000

3,585,773.35

8,000

11,474.48

200,000

286,861.87

3,000,000

4,302,928.02

12,000

17,211.71

300,000

430,292.80

3,500,000

5,020,082.69

16,000

22,948.95

400,000

573,723.74

4,000,000

5,737,237.36

20,000

28,686.19

500,000

717,154.67

4,500,000

6,454,392.03

24,000

34,423.42

600,000

860,585.60

5,000,000*

7,171,546.70

28,000

40,160.66

700,000

1,004,016.54

32,000

45,897.90

800,000

1,147,447.47

* Maximum number of Public Offer Shares

36,000

51,635.14

900,000

1,290,878.41

you may apply for.

40,000

57,372.37

1,000,000

1,434,309.34

60,000

86,058.56

1,500,000

2,151,464.01

80,000

114,744.75

2,000,000

2,868,618.68

Sample

personal chop).

If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

• the designated CCASS Partici ant must endorse the form with its company chop (bearing its

company name) and insert its artici ant I.D. in the appropriate box.

If you are applying as an individual CCASS Investor Participant:

• the form must contain your NAME and Hong Kong I.D. Card number;

• your participant I.D. ust be inserted in the appropriate box.

If you are applying as a joint individual CCASS Investor Participant:

the form must cont in

ll joint investor participants' NAMES and the Hong Kong I.D. Card number

of all joint investor p

rticipants;

your

rticip nt I.D. must be inserted in the appropriate box.

If you are

pplying s corporate CCASS Investor Participant:

• the form must contain your company NAME and Hong Kong Business Registration number;

• your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

3. Staple your cheque or banker's cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker's cashier order. Your application will be rejected if your cheque or banker's cashier order does not meet all the following requirements:

The cheque must:

Banker's cashier order must:

• be in Hong Kong dollars;

• not be post-dated;

• be made payable to "BANK OF CHINA (HONG KONG) NOMINEES LIMITED - CHINA ORIENTED INTERNATIONAL PUBLIC OFFER";

• be crossed "Account Payee Only";

• be drawn on your Hong Kong dollar bank account

be issued by a licensed bank in Hong Kong, and

in Hong Kong; and

have your name certified on the back by a person

• show your account name, which must either be

authorised by the bank. The name on the banker's

pre-printed on the cheque, or be endorsed on the

cashier order must correspond with your name.

back by a person authorised by the bank. This

If it is a joint application, the name on the back

account name must correspond with your name.

of the banker's cashier order must be the same as

If it is a joint application, the account name must

the first-named applicant's name.

be the same as the first-named applicant's name.

4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker's cashier order attached) to one of the collection boxes at any of the following branches of Bank

Sample

of China (Hong Kong) Limited:

Branch Name

Address

Hong Kong Island

Quarry Bay Branch

Parkvale, 1060 King's Road,

Quarry Bay, Hong Kong

Kowloon

Hoi Yuen Road Branch

55 Hoi Yuen Road, Kwun Tong,

Kowloon

New Territories

Tai Po Plaza Branch

Unit 4, Level 1 Tai Po Plaza,

1 On Tai Road, Tai Po,

New Territories

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

5. Your Application Form can be lodged at these times:

Friday, 11 October 2019

-

9:00 a.m. to 5:00 p.m.

Saturday, 12

October 2019

-

9:00 a.m. to 1:00 p.m.

Monday, 14

October 2019

-

9:00 a.m. to 5:00 p.m.

Tuesday, 15

October 2019

-

9:00 a.m. to 5:00 p.m.

Wednesday, 16

October 2019

-

9:00 a.m. to 12:00 noon

6. The latest time for lodging your application is 12:00 noon on Wednesday, 16 October 2019. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed "How to apply for the Public Offer Shares - Effect of bad weather and/or extreme conditions on the opening of the application lists" in the Prospectus.

The application for the Public Offer will commence on Friday,11 October 2019 through Wednesday,

16 October 2019. The application monies (including brokerage fee, SFC transaction levy and Stock Exchange trading fee) will be held by the receiving bank on behalf of our Company and the refund monies, if any, will be returned to the applicant(s) without interest on Wednesday, 23 October 2019. Investors should be aware that the dealings in the Shares on the Stock Exchange are expected to commence on Thursday, 24 October 2019.

Sample

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為4,000股公開發售股份,並為下表 所列的其中一個數目,否則恕不受理。

可供申請認購的公開發售股份數目及應繳款項

申請認購的

申請時

申請認購的

申請時

申請認購的

申請時

公開發售

應繳款項

公開發售

應繳款項

公開發售

應繳款項

股份數目

(港元)

股份數目

(港元)

股份數目

(港元)

4,000

5,737.23

100,000

143,430.93

2,500,000

3,585,773.35

8,000

11,474.48

200,000

286,861.87

3,000,000

4,302,928.02

12,000

17,211.71

300,000

430,292.80

3,500,000

5,020,082.69

16,000

22,948.95

400,000

573,723.74

4,000,000

5,737,237.36

20,000

28,686.19

500,000

717,154.67

4,500,000

6,454,392.03

24,000

34,423.42

600,000

860,585.60

5,000,000*

7,171,546.70

28,000

40,160.66

700,000

1,004,016.54

32,000

45,897.90

800,000

1,147,447.47

* 閣下可申請認購的公開發售股份

36,000

51,635.14

900,000

1,290,878.41

最高數目。

Sample

40,000

57,372.37

1,000,000

1,434,309.34

60,000

86,058.56

1,500,000

2,151,464.01

80,000

114,744.75

2,000,000

2,868,618.68

2. 閣下作為申請人,必須按照下列指示以正階英文填妥表格,並於申請表格次頁簽署,只接納親筆簽 名(不得以個人印章代替)。

如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參

與者編號。

如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有 閣下的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。

如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。

如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

表格須載有 閣下的公司名稱和香港商業登記號碼;

須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。

中央結算系統參與者的資料(包括參與者編號及或顯示公司名稱之公司印鑑)或其他類似事項如有 不確或遺漏,均可能導致申請無效。

港島區
九龍區
新界區
分行名稱
Sample鰂魚涌分行
開源道分行 大埔廣場分行
限公司下列任何一家分行特設的收集箱:
支票必須:
銀行本票必須:
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請將不獲接納:
  • 為港元;
  • 不得為期票;
  • 註明抬頭人為「中國銀行(香港)代理人有限公司-向中國際公開發售」;
  • 劃線註明「只准入抬頭人賬戶」;

4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行(香港)有

從 閣下在香港的港元銀行賬戶中開出;及

須由香港持牌銀行開出,並由有關銀行授權的

顯示 閣下的賬戶名稱,而該賬戶名稱必須已

人士在銀行本票背面簽署核證 閣下姓名

預印在支票上,或由有關銀行授權的人士在支

稱。銀行本票所示姓名名稱必須與 閣下姓

票背書。賬戶名稱必須與 閣下姓名名稱相

名稱相同。如屬聯名申請,銀行本票背面

同。如屬聯名申請,賬戶名稱必須與排名首位

所示姓名名稱須與排名首位申請人的姓名

申請人的姓名名稱相同。

名稱相同。

地址

香港鰂魚涌英皇道1060號柏惠苑 九龍觀塘開源道55

新界大埔安泰路1號大埔廣場地下商場4

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

5. 閣下可於下列時間遞交申請表格:

20191011日(星期五) -

上午9時正至下午5時正

20191012日(星期六) -

上午9時正至下午1時正

20191014日(星期一) -

上午9時正至下午5時正

20191015日(星期二) -

上午9時正至下午5時正

20191016日(星期三) -

上午9時正至中午12時正

6. 截止遞交申請的時間為20191016日(星期三)中午12時正。本公司將於當日上午1145分至中午 12時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程「如何申 請公開發售股份 - 惡劣天氣及╱或極端情況對開始辦理申請登記的影響」一節)。

(包括經紀佣金、證監會交易徵費及聯交所交易費)將由收款銀行代表本公司持有,且退款金額 (如有)將於20191023日(星期三)不計利息退還予申請人。投資者務請注意,預期股份將於 20191024日(星期四)於聯交所開始買賣。

公開發售申請將於20191011日(星期五)開始直至20191016日(星期三)為止。申請款項

Sample

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

CHINA ORIENTED INTERNATIONAL HOLDINGS LIMITED

向中國際控股有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application

confirm that you have read the terms and conditions and application

procedures set out in the Prospectus and in this Application Form and agree

A. Who can apply

to be bound by them;

1.

You and any person(s) for whose benefit you are applying must be 18 years

confirm that you have received and read the Prospectus and have only

of age or older and must have a Hong Kong address.

relied on the information and representations contained in the Prospectus

2.

If you are a firm, the application must be in the individual members' names.

in making your application and will not rely on any other information or

3.

The number of joint applicants may not exceed 4.

representations except those in any supplement to the Prospectus;

4.

If you are a body corporate, the application must be signed by a duly

confirm that you are aware of the restrictions on the Share Offer in the

authorised officer, who must state his representative capacity, and stamped

prospectus;

with your corporation's chop.

agree that none of the Company, the Sponsor, the Joint Bookrunners, the

5.

You must be outside the United States, not be a United States Person (as

Joint Lead Managers, the Underwriters, their respective directors, officers,

defined in Regulation S under the U.S. Securities Act) and not be a legal or

employees, partners, agents, advisers and any other parties involved in the

natural person of the PRC.

Share Offer is or will be liable for any information and representations not

6.

Unless permitted by the Listing Rules, you cannot apply for any Public

in the Prospectus (and any supplement to it);

Sample

Offer Shares if you are:

undertake and confirm that you or the person(s) for whose benefit you

• an existing beneficial owner of shares in the Company and/or any of its

have made the application have not applied for or taken up, or indicated an

subsidiaries;

int r st for, and will not apply for or take up, or indicate an interest for, any

• a director or chief executive officer of the Company and/or any of its

Placing Shares under the Placing nor participated in the Placing;

subsidiaries;

agr to disclose to the Company, the Joint Bookrunners, the Joint Lead

• a connected person (as defined in the Listing Rules) of the Company

Manag rs, the Hong Kong Share Registrar, receiving bank, the Underwriters

or will become a connected person of the Company imm diat y upon

and/or th ir respective advisers and agents any personal data which they

completion of the Share Offer;

may require about you and the person(s) for whose benefit you have made

• an associate (as defined in the Listing Rules) of any of the above; or

the application;

• allocated or have applied for or indicated an interest in any P acing

• if the laws of any place outside Hong Kong apply to your application, agree

Shares under the Placing or otherwise artici ating or have

artici ated

and warrant that you have complied with all such laws and none of the

in the Placing.

Company, the Sponsor, the Joint Bookrunners, the Joint Lead Managers and

the Underwriters nor any of their respective officers or advisers will breach

B.

If you are a nominee

any law outside Hong Kong as a result of the acceptance of your offer to

You, as a nominee, may make ore than one application for the Public

purchase, or any action arising from your rights and obligations under the

Offer Shares by: (i) giving electronic instructions to HKSCC via Central

terms and conditions contained in the Prospectus and this Application Form;

Clearing and Settlement System ("CCASS") (if you are

CCASS Participant);

agree that once your application has been accepted, you may not rescind it

or (ii) using a WHITE or YELLOW Application For

, and lodge

ore than

because of an innocent misrepresentation;

one application in your own n

e on beh lf of different beneficial owners.

agree that your application will be governed by the laws of Hong Kong;

represent, warrant and undertake that (i) you understand that the

C.

Effect of completing nd submitting this Application Form

Public Offer Shares have not been and will not be registered under the

By completing and submitting this Applic tion Form, you (and if you are joint

U.S. Securities Act; and (ii) you and any person for whose benefit you

applicants, each of you jointly

nd sever lly) for yourself or as an agent or

are applying for the Public Offer Shares are outside the United States (as

nominee on behalf of each person for whom you act:

defined in Regulation S) or are a person described in paragraph (h)(3) of

undertake to execute all relevant documents and instruct and authorise

Rule 902 of Regulation S;

the Company and/or the Joint Bookrunners (or their agents or nominees),

warrant that the information you have provided is true and accurate;

as agents of the Company, to execute any documents for you and to do on

agree to accept the Public Offer Shares applied for, or any lesser number

your behalf all things necessary to register any Public Offer Shares allocated

allocated to you under the application;

to you in the name of HKSCC Nominees as required by the Articles of

authorise the Company to place the name of the HKSCC Nominees on the

Association;

Company's register of members as the holder(s) of any Public Offer Shares

agree to comply with the Companies Law, the Companies (Winding Up and

allocated to you, and the Company and/or its agents to deposit any share

Miscellaneous Provisions) Ordinance (Cap. 32), Companies Ordinance (Cap.

certificate(s) into CCASS and/or to send any refund cheque(s) to you or the

622)and the Articles of Association;

first-named applicant for joint application by ordinary post at your own risk

to the address stated on the application, unless you are eligible to collect

refund cheque(s) in person;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

agree that the shares to be allotted shall be issued in the name of HKSCC

Results of allocations in the Public Offer, and the Hong Kong Identity Card/

Nominees and deposited directly into CCASS for credit to your investor

passport/Hong Kong business registration numbers of successful applicants

participant stock account or the stock account of your designated CCASS

(where applicable) will be available on the above websites.

Participant;

agree that each of HKSCC and HKSCC Nominees reserves the right (1) not

The allocation of the Offer Shares between the Public Offer and the Placing

to accept any or part of such allotted shares issued in the name of HKSCC

is subject to adjustment as described in the section headed "Structure and

Nominees or not to accept such allotted shares for deposit into CCASS; (2)

conditions of the Share Offer - Basis of allocation of Offer Shares" in the

to cause such allotted shares to be withdrawn from CCASS and issued in

Prospectus. In particular, the Offer Shares to be offered in the Public Offer and

your name at your own risk and costs; and (3) to cause such allotted shares

the Placing may be reallocated as between these offerings at the discretion of

to be issued in your name (or, if you are a joint applicant, to the first-named

the Joint Bookrunners (for themselves and on behalf of the Underwriters). If

applicant) and in such a case, to post the certificates for such allotted shares

such reallocation is done other than pursuant to Practice Note 18 of the Listing

at your own risk to the address on your Application Form by ordinary post

Rules, in accordance with Guidance Letter HKEX-GL91-18, the maximum

or to make available the same for your collection;

total number of Offer Shares that may be reallocated to the Public Offer will

agree that each of HKSCC and HKSCC Nominees may adjust the number

be 10,000,000 Shares, representing 10% of the Offer Shares initially available

of allotted shares issued in the name of HKSCC Nominees;

under the Share Offer, and the final Offer Price shall be fixed at the bottom end

agree that neither HKSCC nor HKSCC Nominees shall have any liability

of the indicative Offer Price range (that is, HK$1.28 per Offer Share) stated in

for the information and representations not so contained in the Prospectus

the Prospectus.

and this Application Form;

  • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in If your application for Public Offer Shares is successful (in whole or in

any way;

part)

declare and represent that this is the only application made and the only

If your application is wholly or partially successful, your share certificate(s)

application intended by me/us to be made to benefit me/us or the person for

(subject to their becoming valid certificates of title provided that the Public

whose benefit I am/we are applying;

Offer has become unconditional and not having been terminated at 8:00 a.m. on

understand that the Company, the Joint Bookrunners and the Joint Lead

Thursday, 24 October 2019) will be issued in the name of HKSCC Nominees

Sample

Managers will rely on your declarations and representations in deciding

and deposited directly into CCASS for credit to your CCASS Investor

whether or not to make any allotment of any of the Public Offer Shares to

Participant stock account or the stock account of your designated CCASS

you and that you may be prosecuted for making a false declaration;

Participant as instructed by you in your Application Form on Wednesday, 23

(if the application is made for your own benefit) warrant that no oth r

Octob r 2019 or, in the event of a contingency, on any other date as shall be

application has been or will be made for your benefit on a WHITE

d t rmin d by HKSCC or HKSCC Nominees.

or YELLOW Application Form or by giving electronic app ication

• If you are applying through a designated CCASS Participant (other than

instructions to HKSCC by you or by any one as your agent or by any oth r

a CCASS Investor Participant): For Public Offer Shares credited to the

person; and

stock account of your designated CCASS Participant (other than a CCASS

(if you are making the application as an agent for the benefit of another

Investor Participant), you can check the number of Public Offer Shares

person) warrant that (i) no other application has been or will be made

allotted to you with that CCASS Participant.

by you as agent for or for the benefit of that

erson or by that erson or

• If you are applying as a CCASS Investor Participant: The Company

by any other person as agent for that person on a WHITE or YELLOW

expects to publish the results of CCASS Investor Participants' applications

Application Form or by giving electronic a

lication instructions to

together with the results of the Public Offer on the website of the

HKSCC; and (ii) you have due authority to sign the Application Form or

Stock Exchange at www.hkexnews.hkand the Company's website at

give electronic application instructions on behalf of that other person as

www.china-oriented.comon Wednesday, 23 October 2019. You should

their agent.

check the announcement published by the Company and report any

D. Power of attorney

discrepancies to HKSCC before 5:00 p.m. on Wednesday, 23 October

2019 or such other date as shall be determined by HKSCC or HKSCC

If your application is

de through

n uthorised attorney, the Company,

Nominees. Immediately after the credit of the Public Offer Shares to your

the Joint Bookrunners nd the Joint Le d M ngers

ay accept or reject your

stock account you can check your new account balance via the CCASS

application at their discretion, nd on

ny conditions they think fit, including

Phone System and CCASS Internet System (under the procedures contained

evidence of the attorney's

uthority.

in HKSCC's "An Operating Guide for Investor Participants" in effect from

Determination of Offer Price and Allocation of Public Offer Shares

time to time). HKSCC will also make available to you an activity statement

showing the number of Public Offer Shares credited to your stock account.

The Offer Price is expected to be fixed on or around Thursday, 17 October

No receipt will be issued for application money paid. The Company will not

2019. Applicants are required to pay the maximum Offer Price of HK$1.42 for

issue temporary documents of title.

each Offer hare together with 1% brokerage, 0.0027% SFC transaction levy

Refund of your money

and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not

agreed between the Company and the Joint Bookrunners (for themselves and on

If you do not receive any Public Offer Shares or if your application is accepted

behalf of the Underwriters) on or before Tuesday, 22 October 2019, the Share

only in part, the Company will refund to you your application monies (including

Offer will not proceed.

the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock

Applications for Public Offer Shares will not be processed and no allotment of

Exchange trading fee) without interest. If the Offer Price is less than the

any Public Offer Shares will be made until the application lists close.

maximum Offer Price, the Company will refund to you the surplus application

The Company expects to announce the final Offer Price, the indication

monies (including the related 1% brokerage, 0.0027% SFC transaction levy and

of the level of interest in the Placing, the level of applications under

0.005% Stock Exchange trading fee) without interest.

the Public Offer and the basis of allocation of the Public Offer on

The refund procedures are stated in the section headed "How to apply for

Wednesday, 23 October 2019 on the website of the Stock Exchange at

the Public Offer Shares - Despatch/collection of share certificates and refund

www.hkexnews.hkand the Company's website at www.china-oriented.com.

monies" in the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

CHINA ORIENTED INTERNATIONAL HOLDINGS LIMITED

向中國際控股有限公司

(於開曼群島註冊成立之有限公司)

股份發售

申請條件

確認

閣下已細閱招股章程及本申請表格所載的

甲、可提出申請的人士

條款及條件以及申請程序,並同意受其約束;

確認

閣下已接獲及細閱招股章程,提出申請時

1.

閣下及

閣下為其利益提出申請的任何人士必須

也僅依據招股章程載列的資料及陳述,而除招股

年滿18

歲並有香港地址。

章程任何補充文件外,不會依賴任何其他資料或

2.

閣下為商號,申請須以個別成員名義提出。

陳述;

3.

聯名申請人不得超過四名。

確認

閣下知悉招股章程內有關股份發售的限

4.

閣下為法人團體,申請須經獲正式授權人員

制;

簽署,並註明其所屬代表身份及蓋上公司印鑑。

同意本公司、保薦人、聯席賬簿管理人、聯席牽

5.

閣下必須身處美國境外,並非美國籍人士(定義

頭經辦人、包銷商、彼等各自的董事、高級職

見美國《證券法》S規例),亦非中國法人或自然

人。

員、僱員、合夥人、代理、顧問及參與股份發售

的任何其他人士現時及日後均毋須對並非載於招

6.

除《上市規則》批准外,下列人士概不得申請認購

股章程(及其任何補充文件)的任何資料及陳述負

任何公開發售股份:

責;

為按照組織章程細則的規定,代表Sample閣下辦理一

承諾及確認 閣下或 閣下為其利益提出申請的

本公司及或其任何附屬公司股份的現有實

益擁有人;

人士並無申請或接納或表示有意認購,亦不會申

本公司及或其任何附屬公司的董事或行政

請或接納或表示有意認購配售的任何配售股份,

總裁;

也沒有參與配售;

本公司關連人士(定義見上市規則)或緊隨股

同意在本公司、聯席賬簿管理人、聯席牽頭經辦

份發售完成後成為本公司關連人士的人士;

人、香港股份過戶登記處、收款銀行、包銷商

上述任何人士的聯繫人(定義見上市規則);

或彼等各自的顧問及代理提出要求時,向彼

等披露其所要求提供有關 閣下及

閣下為其利

已獲分配或已申請或表示有意申請配售或以

益提出申請的人士的任何個人資料;

其他方式參與或已參與配售項下的任何配售

若香港境外任何地方的法例適用於

閣下的申

股份的人士。

請,則同意及保證

閣下已遵守所有有關法例,

乙、如

閣下為代名人

且本公司、保薦人、聯席賬簿管理人、聯席牽頭

閣下作為代名人可提交超過一份公開發售股份申請,

經辦人及包銷商和彼等各自的高級職員或顧問概

方法是:(i)透過中央結算及交收系統(「中央結算系

不會因接納 閣下的購買要約,或

閣下在招股

章程及本申請表格所載的條款及條件項下的權利

」)向香港結算發出電子認購指示(如

閣下為中央

及責任所引致的任何行動,而違反香港境外的任

結算系統參與者);或(ii)使用白色黃色申請表格,

何法例;

以自身名義代表不同的實益擁有人提交超過一份申

同意

閣下的申請一經接納,即不得因無意的失

請。

實陳述而撤銷;

丙、填交本申請表格的效用

同意

閣下的申請受香港法例規管;

聲明、保證及承諾(i) 閣下明白公開發售股份

閣下填妥並遞交本申請表格,即表示

閣下(如屬聯

名申請人,即各人共同及個別)代表

閣下本身,或

不曾亦不會根據美國《證券法》登記;及(ii)

下及

閣下為其利益申請公開發售股份的人士均

作為

閣下代其行事的每位人士的代理或代名人:

身處美國境外(定義見S規例),或屬S規例第902

承諾簽立所有相關文件,並指示及授權本公司

條第(h)(3)段所述的人士;

或作為本公司代理的聯席賬簿管理人(或其

保證

閣下提供的資料真實及準確;

代理或代名人),代表 閣下簽立任何文件,並

同意接納所申請數目或根據申請分配予 閣下但

切必要事宜以將 閣下獲分配的任何公開發售股

數目較少的公開發售股份;

授權本公司將香港結算代理人的名稱列入本公司

份以香港結算代理人的名義登記;

股東名冊,作為

閣下獲分配的任何公開發售股

同意遵守公司法、第32章公司(清盤及雜項條文)

份的持有人,並授權本公司及或其代理將任何

條例、第622章公司條例及組織章程細則;

股票存入中央結算系統及或以普通郵遞方式按

申請所示地址向

閣下或聯名申請的首名申請人

發送任何退款支票,郵誤風險由 閣下承擔,除

閣下符合資格親身領取退款支票;

閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,

並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股

份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

同意獲配發的股份是以香港結算代理人的名義發

度、公開發售認購水平及公開發售分配基準。公開發售

行,並直接存入中央結算系統,以便記存於 閣

的分配結果以及成功申請人的香港身份證護照香港

下的中央結算系統投資者戶口持有人股份戶口

商業登記號碼(如適用)將同於上述網站公布。

或 閣下的指定中央結算系統參與者股份戶口;

公開發售與配售之間的發售股份分配須根據招股章程

同意香港結算及香港結算代理人各自保留權利(1)

不接納以香港結算代理人名義發行的該等獲配發

「股份發售的架構及條件-發售股份的配發基準」一

節所述作出調整。具體而言,公開發售及配售所提呈

的任何或部分股份,或不接納該等獲配發的股份

發售股份可由聯席賬簿管理人(為彼等及代表包銷商)

存入中央結算系統;(2)促使該等獲配發的股份從

酌情於該等發售之間重新分配。根據指引信HKEX-

中央結算系統提取,並轉入 閣下名下,有關風

GL91-18,倘上述重新分配並非根據上市規則第18

險及費用概由

閣下自行承擔;及(3)促使該等獲

應用指引而作出,則可能重新分配至公開發售的發售

配發的股份以

閣下名義發行(或如屬聯名申請

股份總數不多於10,000,000股股份,相當於股份發售

人,則以排名首位申請人的名義發行),而在此

項下初步可供發售的發售股份的10%,而最終發售價

情況下,會以普通郵遞方式將該等獲配發股份的

須釐定為招股章程訂明的指示性發售價範圍的下限

股票寄往

閣下在申請表格上所示地址(郵誤風

(即每股發售股份1.28港元)。

險概由

閣下自行承擔)或提供該等股票予 閣

閣下成功申請認購公開發售股份(全部或部分)

下領取;

同意香港結算及香港結算代理人均可調整獲配發

閣下的申請全部或部分獲接納, 閣下的股票(前

以香港結算代理人名義發行的股份數目;

提是於20191024日(星期四)上午8時正公開發售

同意香港結算及香港結算代理人對招股章程及本

成為無條件而並無終止,股票成為有效的所有權證

申請表格未有載列的資料及陳述概不負責;

明)將以香港結算代理人名義發出,並按

閣下在申

同意香港結算及香港結算代理人概不以任何方式

請表格的指示於20191023日(星期三)或在特別情

對 閣下負責;

況下由香港結算或香港結算代理人釐定的任何其他日

聲明及表示此乃 閣下為 閣下或 閣下為其利

期直接存入中央結算系統,存入

閣下的中央結算系

益提出申請的人士提出及擬提出的唯一申請;

統投資者戶口持有人股份戶口或

閣下指定的中央結

明白本公司、聯席賬簿管理人及聯席牽頭經辦人

算系統參與者股份戶口。

將依據

閣下的聲明及陳述而決定是否向 閣

如 閣下透過中央結算系統投資者戶口持有人以

下配發任何公開發售股份, 閣下如作出虛假聲

外的指定中央結算系統參與者提出申請:公開發

明,可能會被檢控;

售股份將存入 閣下指定的中央結算系統參與

(如本申請為

閣下本身的利益提出)保證

者(非中央結算系統投資者戶口持有人)股份戶

下或作為

閣下代理的任何人士或任何其他人士

口, 閣下可向該中央結算系統參與者查詢 閣

下獲配發的公開發售股份數目。

不曾亦不會為

閣下的利益以白色黃色申請表

如 閣下以中央結算系統投資者戶口持有人身

格或向香港結算發出電子認購指示而提出其他申

請;及

份提出申請:本公司預期於20191023日(星

期三)在聯交所網站www.hkexnews.hk及本公司

(如 閣下作為代理為另一人士的利益提出申請)

網站www.china-oriented.com刊登中央結算系統

保證(i)

閣下(作為代理或為該人士利益)或該人

投資者戶口持有人的申請結果及公開發售的結

士或任何其他作為該人士代理的人士不曾亦不會

果。 閣下應查閱本公司刊發的公告,如有任何

白色黃色申請表格或向香港結算發出電子認

資料不符,請於20191023日(星期三)下午

購指示而提出其他申請;及(ii) 閣下獲正式授權

5時正或香港結算或香港結算代理人釐定的任何

作為該其他人士的代理代為簽署本申請表格或發

其他日期前知會香港結算。緊隨公開發售股份

電子認購指示

存入 閣下的股份戶口後,閣下即可透過「結算

丁、授權書

通」電話系統及中央結算系統互聯網系統(根據香

閣下透過授權人士提出申請,本公司、聯席賬簿

港結算不時生效的《投資者戶口操作簡介》所載

管理人及聯席牽頭經辦人可按其認為合適的條件(包括

程序)查詢 閣下的新戶口結餘。香港結算亦將

出示獲授權證明)酌情接納或拒絕 閣下的申請。

向 閣下提供一份活動結單,列出存入

閣下股

份戶口的公開發售股份數目。

釐定發售價及公開發售股份的分配

本公司不會就申請時繳付的款項發出收據,亦不會發

預期發售價於20191017日(星期四)或前後釐定。

出臨時所有權文件。

申請人須繳付每股發售股份1.42港元的最高發售價,

退回款項

另加1%經紀佣金、0.0027%證監會交易徵費及0.005%

Sample

閣下未接獲任何公開發售股份或申請僅部分獲

香港聯交所交易費。倘若本公司與聯席賬簿管理人

接納,本公司將不計利息退回

閣下的申請股款(包

(為彼等及代表包銷商)並無於20191022日(星期

括相關的1%經紀佣金、0.0027%證監會交易徵費及

二)或之前協定發售價,則股份發售將不會進行。

0.005%聯交所交易費)。如發售價低於最高發售價,

截止登記認購申請前,概不處理公開發售股份的申請

或配發任何公開發售股份。

本公司將不計利息退回多收申請股款(包括相關的1%

本 公 司 預 期 於20191023日( 星 期 三 )在 經紀佣金、0.0027%證監會交易徵費及0.005%聯交所 聯 交 所 網 站www.hkexnews.hk及 本 公 司 網 站 交易費)。 www.china-oriented.com公布最終發售價、配售踴躍程 有關退款程序載於招股章程「如何申請公開發售股

份-寄發領取股票及退回股款」一節。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

3. Transfer of personal data

Personal Information Collection Statement

Personal data held by the Company and its Hong Kong

This Personal Information Collection Statement informs

Share Registrar relating to the securities holders will be

the applicant for, and holder of, Public Offer Shares, of

kept confidential but the Company and its Hong Kong

the policies and practices of the Company and its Hong

Share Registrar may, to the extent necessary for achieving

Kong Share Registrar in relation to personal data and the

any of the above purposes, disclose, obtain or transfer

Personal Data (Privacy) Ordinance (Chapter 486 of the

(whether within or outside Hong Kong) the personal data

Laws of Hong Kong) (the "Ordinance").

to, from or with any of the following:

1. Reasons for the collection of your personal data

the Company's appointed agents such as financial

advisers, receiving bank and overseas principal share

It is necessary for applicants and registered holders of

registrar;

securities to supply correct personal data to the Company

where applicants for securities request a deposit into

or its agents and the Hong Kong Share Registrar when

CCASS, HKSCC or HKSCC Nominees, who will

applying for securities or transferring securities into or out

data for the purposes of operating

use the personal

of their names or in procuring the services of the Hong

CCASS;

Kong Share Registrar.

any agents, contractors or third-party service providers

Failure to supply the requested data may result in your

who

offer administrative, telecommunications,

application for securities being rejected, or in delay or the

computer, payment or other services to the Company

inability of the Company or its Hong Kong Share Registrar

or the Hong Kong Share Registrar in connection with

to

effect transfers or otherwise render their services. It

their respective business operation;

may also prevent or delay registration or transfers of the

the Stock Exchange, the SFC and any other statutory

Public Offer Shares which you have successfully applied

regulatory or governmental bodies or otherwise as

for and/or the dispatch of share certificate(s) and/or refund

required by laws, rules or regulations; and

cheque(s) to which you are entitled.

any persons or institutions with which the securities'

It is important that securities holders inform the Company

hold

rs have or propose to have dealings, such as

and the Hong Kong Share Registrar immediat ly of any

th ir

bankers, solicitors, accountants or stockbrokers

inaccuracies in the personal data supplied.

tc.

2.

Purposes

4.

R t ntion of personal data

The personal data of the securities holders may be us d,

The Company and its Hong Kong Share Registrar will

held, processed, and/or stored (by whatever means) for the

keep the personal data of the applicants and holders of

following purposes:

securities

for as long

as necessary to fulfil the purposes

processing your application and refund cheque, where

for which the personal data were collected. Personal data

applicable, verification of com liance with the terms

which is no longer required will be destroyed or dealt with

and application procedures set out in this A

lication

in accordance with the Ordinance.

Form and the Prospectus and announcing results of

allocation of the Public Offer Shares;

5.

Access to and correction of personal data

compliance with applicable laws and regulations in

Securities holders have the right to ascertain whether the

Hong Kong and elsewhere;

Company or the Hong Kong Share Registrar hold their

registering

new issues

or transfers into or

out of

personal data, to obtain a copy of that data, and to correct

the names

of securities' holders including, where

any data that is inaccurate. The Company and the Hong

applicable, HKSCC No

inees;

Kong Share Registrar have the right to charge a reasonable

maintaining or upd ting the register of securities'

fee for the processing of such requests.

holders of the Comp ny;

verifying securities holders' identities;

All requests for access to data or correction of data

establishing benefit entitlements of securities' holders

should be addressed to us, at our registered address

of the Company, such as dividends, rights issues,

disclosed in the section headed "Corporate information"

bonus issues, etc.;

in the Prospectus or as notified from time to time, for the

distributing communications from the Company and

attention of the company secretary, or the Hong Kong

its subsidiaries;

Share Registrar for the attention of the privacy compliance

compiling statistical information and securities'

officer.

holdersSampleprofiles;

disclosing relevant information to facilitate claims on

By signing an Application Form or by giving electronic

entitlements; and

application instructions to HKSCC, you agree to all of

any other incidental or

associated purposes

relating

the above.

to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities' holders and/or regulators and/ or any other purposes to which the securities' holders may from time to time agree.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料

3.

轉交個人資料

個人資料收集聲明

本公司及其香港股份過戶登記處所持有關證券

此項個人資料收集聲明是向公開發售股份的申

持有人的個人資料將會保密,但本公司及其香

請人和持有人說明有關本公司及其香港股份過

港股份過戶登記處可以在為達到上述任何目的

戶登記處有關個人資料和香港法例第486章《個

之必要情況下,向下列任何人士披露、獲取或

人資料(私隱)條例》(「《條例》」)方面的政策和慣

轉交(無論在香港境內或境外)有關個人資料:

例。

本公司委任的代理人,例如財務顧問、收款

銀行和海外股份過戶登記處;

1.

收集

閣下個人資料的原因

(如證券申請人要求將證券存於中央結算系

證券申請人及登記持有人以本身名義申請證券

統)香港結算或香港結算代理人,彼等將會

或轉讓或受讓證券時或尋求香港股份過戶登記

就中央結算系統的運作使用有關個人資料;

處的服務時,必須向本公司或其代理人及香港

向本公司或香港股份過戶登記處提供與其各

股份過戶登記處提供準確個人資料。

自業務營運有關的行政、電訊、電腦、付款

未能提供所要求的資料可能導致 閣下申請證

或其他服務的任何代理人、承包商或第三方

券被拒或延遲,或本公司或其香港股份過戶登

服務供應商;

記處無法落實轉讓或提供服務。此舉也可能妨

聯交所、證監會及任何其他法定監管機關或

礙或延遲登記或轉讓

閣下成功申請的公開發

政府部門或遵照其他法例、規則或法規;及

售股份及或寄發

閣下應得的股票及或退

證券持有人與其進行或擬進行交易的任何人

款支票。

Sample

士或機構,例如彼等的銀行、律師、會計師

證券持有人所提供的個人資料如有任何錯誤,

或股票經紀等。

須立即通知本公司及香港股份過戶登記處。

個人資料的保留

4.

2.

目的

本公司及其香港股份過戶登記處將按收集個人

證券持有人的個人資料可被採用及以任何方式

資料所需的用途保留證券申請人及持有人的個

持有、處理及或保存,以作下列用途:

人資料。無需保留的個人資料將會根據條例銷

處理

閣下的申請及退款支票(如適用)、核

毀或處理。

實是否符合本申請表格及招股章程載列的條

查閱和更正個人資料

款和申請程序以及公布公開發售股份的分配

5.

結果;

證券持有人有權確定本公司或香港股份過戶登

遵守香港及其他地區的適用法律及法規;

記處是否持有其個人資料,並有權索取有關該

以證券持有人(包括香港結算代理人(如適

資料的副本並更正任何不準確資料。本公司和

用))的名義登記新發行證券或轉讓或受讓證

香港股份過戶登記處有權就處理任何查閱資料

券;

的要求收取合理費用。

存置或更新本公司證券持有人的名冊;

所有查閱資料或更正資料的要求應按招股章程

核實證券持有人的身份;

「公司資料」一節所披露或不時通知的本公司註

確定本公司證券持有人的受益權利,例如股

冊地址送交公司秘書,或向香港股份過戶登記

息、供股和紅股等;

處的個人資料私隱事務主任提出。

分發本公司及其附屬公司的通訊;

閣下簽署申請表格或向香港結算發出電子認購

編製統計數據和證券持有人資料;

披露有關資料以便就權益索償;及

指示,即表示同意上述各項。

與上述有關的任何其他附帶或相關目的及

或使本公司及香港股份過戶登記處能履行對

證券持有人及或監管機構承擔的責任及

或證券持有人不時同意的任何其他目的。

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HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 10 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 October 2019 15:05:04 UTC