Hong Kong Exchanges and Clearing : Yellow Application Form

November 28, 2019 at 06:13 pm EST

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

		This Application Form uses the same terms as defined in the prospectus of XD Inc. (the "Company") dated November 29,
	Staple your	2019 (the "Prospectus").
	本申請表格使用心動有限公司（「本公司」）於2019年11月29日刊發的招股章程（「招股章程」）所界定的相同詞語。
	payment here	Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any
	Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or
	請將股款	sold in the United States without registration or an exemption from registration under the U.S. Securities Act.
	緊釘在此	本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美
	國證券法登記或豁免登記，香港發售股份不得在美國提呈發售或出售。
		This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner
						版
		whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
		在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製
		（不論方式，也不論全部或部分）本申請表格及招股章程。
		Copies of the Prospectus, all related Application Forms and the other documents specified in the "Documents Delivered
		to the Registrar of Companies in Hong Kong and Available for Inspection - Documents Delivered to the Registrar of
		Companies in Hong Kong" section in Appendix V to the Prospectus, have been registered by the Registrar of Companies
		in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance
		(Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong
		Kong Limited (the "Hong Kong Stock Exchange"), Hong Kong Securities Clearing Company Limited ("HKSCC"), the
					樣
		Securities and Futures Commission of Hong Kong (the "SFC") and the Registrar of Companies in Hong Kong take no
		responsibility for the contents of these documents.
		招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件 - 送呈香港公司註冊
		處處長的文件」一節所述其他文件副本已遵照香港法例第32章公司（清盤及雜項條文）條例第342C條的規定，
		送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「香港聯交所」）、香
		港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此
		等文件的內容概不負責。
		XD Inc.
		心动有限公司
		(Incor orated in the Cayman Is ands with limit d liability)
		（於開曼群島註冊成立的有限公司）
		Stock Code	:	2400
		股份代號	：	2400
		Maximum Offer Price	:	HK$15.80 per Share plus brokerage of 1.0%,
				SFC transaction levy of 0.0027% and Hong
				Kong Stock Exchange trading fee of 0.005%
		最高發售價：每股股份15.80	港元，另加1.0%經紀佣金、
				0.0027%證監會交易徵費及0.005%香港聯交所
				交易費
You should re d this Applic tion Form in conjunction with the Prospectus, which contains further
inform tion on the pplic tion procedures.
招股章程載有關於申請程序的其他資料，本申請表格應與招股章程一併閱讀。
		Application Form 申請表格
To: XD Inc.			致：心動有限公司
	ole ponsor			獨家保薦人
	ole Global Coordinator			獨家全球協調人
	Joint Bookrunners			聯席賬簿管理人
	Joint Lead Managers			聯席牽頭經辦人
$	Hong Kong Underwriters			香港包銷商
Applicants' declaration		申請人聲明
I/We agree to the terms and conditions and		本人╱吾等同意本申請表格及招股章程的條款
application procedures in this Application Form		及條件以及申請程序。請參閱本申請表格「填交
and theSampleProspectus. Please refer to the "Effect of 本申請表格的效用」一節。
completing and submitting this Application Form"
section of this Application Form.
Warning: Only one application may be made for		警告：任何人士只限作出一次為其利益而進行
the benefit of any person. Please refer to the last		的認購申請。請參閱「填交本申請表格的效用」
four bullets of "Effect of completing and submitting		一節最後四點。
this Application Form" section.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited

("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to

your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲

以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央

結算及交收系統（「中央結算系統」），以記存於

閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定

的中央結算系統參與者股份戶口，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign):

For Broker use 此欄供經紀填寫

Lodged by 遞交申請的經紀

由（所有）申請人簽署（所有聯名申請人必須簽署）：

Broker No. 經紀號碼

Broker's Chop 經紀印章

Date: 日期：

╱

D 日

M 月

Y 年

Number of Hong Kong Offer Shares applied for (not more than

3,180,000 Shares)

申請香港發售股份數目（不超過3,180,000股股份）

Cheque/banker's cashier order number 支票 ╱ 銀行本票號碼

Name of bank on which cheque/banker's cashier order is drawn (see

Total amount 總額

"How to make your application" section) 兌現支票 ╱ 銀行本票的銀行

名稱（見「申請手續」一節）

HK$

港元

Name in English (in BLOCK letter) 英文姓名 ╱ 名稱（正楷）

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name in Chinese 中文姓名 ╱ 名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Sample

Occupation in English 職業（以英文填寫）

Hong Kong Id ntity Card No./Passport No./Hong Kong Business

R gistration No.* (Please delete as appropriate) 香港身份證號碼 ╱

護照號碼 ╱ 香港商業登記號碼*（請刪除不適用者）

Names of all other joint applicants in English (if any, in BLOCK

tt r)

Hong Kong Id ntity Card No./Passport No./Hong Kong Business

所有其他聯名申請人的英文姓名 ╱ 名稱（如有，正楷）

Registration No. of all other joint applicants* (Please delete as

propriate) 所有其他聯名申請人的香港身份證號碼 ╱ 護照號碼 ╱

香港商業登記號碼*（請刪除不適用者）

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letter) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼）



			Telephone No. 電話號碼
For Nominees: You will be tre ted s pplying for your own benefit
THIS BOX MUST BE DULY COMPLETED
if you do not complete this section. Ple se provide an account number
必須填妥此欄
or identification code for each (joint) beneficial owner.	由代名人遞
交：閣下若不填寫本節，是項認購申請將視作為	閣下利益	Participant I.D. of the CCASS Investor Participant or designated CCASS
提出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。	者的參與者編號
			Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與



ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong
	For designated CCASS Participant or Corporate CCASS Investor Participant,
in BLOCK letters 請用正楷填寫閣下姓名╱ 名稱及香港地址）
			please also affix the company chop bearing its company name 指定的中央結算系
			統參與者或中央結算系統公司投資者戶口持有人，請加蓋顯示公司名
			稱的公司印鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section "How to make your application") （見「申請手續」一節第2 段）

* (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section "How to make your application".

如閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士）或香港商業登記號碼（如屬法人團體）；請見「申請手續」一節第2段。

(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.

如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬個別人士，必須填寫閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身份證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫香港商業登記號碼。

(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for


	checking the validity of Application Form and such data would also be transferred to a third party
Sample
	for such purpose and refund purpose. Your banker may require verification of your Hong Kong
	Identity Card number/passport numb r b fore you can cash your refund cheque.
	退款支票（如有）上或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號
	碼 ╱ 護照號碼的一部分。有關資料將用於核實申請表格的有效性，亦會轉交第三方作資
	料核實和退款。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼 ╱ 護照號碼。
(4)	If an application is made by an un ist d com any and:
	•	the principal business of that com any is dea ing in securities; and
	• you exercise statutory control over that company, then the application will be treated as being
		made for your benefit.
	倘若申請人是一家非上市公司，而：
	•	該公司主要從事證券買賣業務；及
	• 閣下對該公司可行使法定控制權，是項申請將視作為閣下的利益提出。
(5)	All joint pplic nts	ust give (if they are individuals) their Hong Kong Identity Card numbers or,
	where pplic ble,	ssport nu bers, or (if they are bodies corporate) their Hong Kong Business

Registr tion nu bers.

所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法人團體）其香港商業登記號碼。

		版
	樣
This page is intentionally left blank
此乃白頁特意留空

Sample

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 200 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

No. of Hong Kong		No. of Hong Kong		No. of Hong Kong		No. of Hong Kong
Offer Shares	Amount payable	Offer Shares	Amount payable	Offer Shares	Amount payable	Offer Shares	Amount payable
applied for	on application	applied for	on application	applied for	on application	applied for	on application

	HK$		HK$			HK$		HK$
200	3,191.85	5,000	79,796.08		80,000	1,276,737.33	700,000	11,171,451.62
400	6,383.69	6,000	95,755.30		90,000	1,436,329.49	800,000	12,767,373.28
600	9,575.53	7,000	111,714.52		100,000	1,595,921.66	900,000	14,363,294.94
800	12,767.37	8,000	127,673.73		150,000	2,393,882.49	1,000,000	15,959,216.60
1,000	15,959.22	9,000	143,632.95		200,000	3,191,843.32	2,000,000	31,918,433.20
1,200	19,151.06	10,000	159,592.17		250,000	3,989,804.15	3,000,000	47,877,649.80
1,400	22,342.91	20,000	319,184.33		300,000	4,787,764.98	3,180,000(1)	50,750,308.79
1,600	25,534.74	30,000	478,776.50		350,000	5,585,725.81
1,800	28,726.59	40,000	638,368.66		400,000	6,383,686.64
2,000	31,918.43	50,000	797,960.83		450,000	7,181,647.47
3,000	47,877.65	60,000	957,553.00		500,000	7,979,608.30	(1) Maximum number of Hong Kong
4,000	63,836.87	70,000	1,117,145.16		600,000	9,575,529.96	Offer Shares you may apply for.

Sample

2. You, as the applicant(s), must com lete the form in Eng ish in BLOCK letter as indicated below and sign on the

second page of the Application Form. On y written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Partici ant (other than a CCASS Investor Participant):

•	the designated CCASS Partici ant must endorse the form with its company chop (bearing its company name)
	and insert its participant I.D. in the a ro riate box.
If you are applying as an individual CCASS Investor Participant:
•	the form	ust contain your NAME and Hong Kong I.D. Card number.
•	your	rticip nt I.D.	ust be inserted in the appropriate box.
If you re	pplying s	joint individual CCASS Investor Participant:
•	the form must cont in	ll joint investor participants' NAMES and the Hong Kong I.D. Card number of all joint
	investor p	rticip	nts;
•	your p rticip nt I.D. must be inserted in the appropriate box.
If you re	pplying s	corpor te CCASS Investor Participant:
•	the form must contain your company NAME and Hong Kong Business Registration number;
•	your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate
	box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

3. Staple your cheque or banker's cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker's cashier order. Your application will be rejected if your cheque or banker's cashier order does not meet all the following requirements:

The cheque must:	Banker's cashier order must:
•	be in Hong Kong dollars;
•	not be post-dated;
•	be made payable to "BANK OF CHINA (HONG KONG) NOMINEES LIMITED - XD INC PUBLIC
	OFFER";
•	be crossed "Account Payee Only";

•	be drawn on your Hong Kong dollar bank account in	•	be issued by a licensed bank in Hong Kong, and
	Hong Kong; and		have your name certified on the back by a person
•	show your account name, which must either be pre-		authorised by the bank. The name on the banker's
	printed on the cheque, or be endorsed on the back by		cashier order must correspond with your name. If it
	a person authorised by the bank. This account name		is a joint application, the name on the back of the
	must correspond with your name. If it is a joint		banker's cashier order must be the same as the first-
	application, the account name must be the same as		named applicant's name.n
	the first-named applicant's name.

4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker's cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong

Kong) Limited:
	Branch Name	Addr ss
Hong Kong Island	Lee Chung Street Branch	29-31 L Chung Street, Chai Wan, Hong Kong
	409 Hennessy Road Branch	409-415 H nn ssy Road, Wan Chai, Hong Kong
Kowloon	Kwun Tong Plaza Branch	G1 Kwun Tong Plaza, 68 Hoi Yuen Road,
		Kwun Tong, Kowloon
	Tsim Sha Tsui East Branch	Shop 3, LG/F, Hilton Towers, 96 Granville Road,
		Tsim Sha Tsui East, Kowloon
New Territories	Tuen Mun San Hui Branch	G13-G14 Eldo Court, Heung Sze Wui Road,
		Tuen Mun, New Territories
	Castle Peak Road	G/F-1/F, Sin Ching Building, 201-207 Castle Peak Road
	(Tsuen Wan) Branch	(Tsuen Wan), Tsuen Wan, New Territories
5. Your Applic tion Form c n be lodged at these times:
	Frid y, November 29, 2019	- 9:00 a.m. to 5:00 p.m.
	turd y, November 30, 2019	- 9:00 a.m. to 1:00 p.m.
	Mond y, December 2, 2019	- 9:00 a.m. to 5:00 p.m.
	Tuesd y, December 3, 2019	- 9:00 a.m. to 5:00 p.m.

SampleWednesday, December 4, 2019 - 9:00 a.m. to 5:00 p.m.

Thursday, December 5, 2019 - 9:00 a.m. to 12:00 noon

6. The latest time for lodging your application is 12:00 noon on Thursday, December 5, 2019. The application lists will be opened between 11:45 . . to 12:00 noon on that day, subject only to the weather conditions, as described in "10. Effect of Bad Weather on the Opening of the Application Lists" in the "How to Apply for Hong Kong Offer Shares" section of the Prospectus.

The applications for the Hong Kong Offer Shares will commence on Friday, November 29, 2019 through Thursday, December 5, 2019. The application monies (including the brokerage, SFC transaction levies and Hong Kong Stock Exchange trading fees) will be held by the receiving bank and on behalf of the Company after the closing of the application lists and the refund monies, if any, will be returned to the applicants without interest on or before Wednesday, December 11, 2019. Investors should be aware that the dealings in the Shares on the Hong Kong Stock Exchange are expected to commence on Thursday, December 12, 2019.

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為 200股香港發售股份，並為下表所列的其中一個數目，否則恕不受理。

可供申請認購股份數目及應繳款項

申請認購的		申請認購的		申請認購的			申請認購的
香港發售	申請時	香港發售	申請時	香港發售		申請時	版
	香港發售	申請時
股份數目	應繳款項	股份數目	應繳款項	股份數目		應繳款項	股份數目	應繳款項
	港元		港元			港元			港元
200	3,191.85	5,000	79,796.08	80,000	1,276,737.33	700,000	11,171,451.62
400	6,383.69	6,000	95,755.30	90,000	1,436,329.49	800,000	12,767,373.28
					樣
600	9,575.53	7,000	111,714.52	100,000	1,595,921.66	900,000	14,363,294.94
800	12,767.37	8,000	127,673.73	150,000	2,393,882.49	1,000,000	15,959,216.60
1,000	15,959.22	9,000	143,632.95	200,000	3,191,843.32	2,000,000	31,918,433.20
1,200	19,151.06	10,000	159,592.17	250,000	3,989,804.15	3,000,000	47,877,649.80
1,400	22,342.91	20,000	319,184.33	300,000	4,787,764.98	3,180,000(1)	50,750,308.79
1,600	25,534.74	30,000	478,776.50	350,000	5,585,725.81
Sample
1,800	28,726.59	40,000	638,368.66	400,000	6,383,686.64
2,000	31,918.43	50,000	797,960.83	450,000	7,181,647.47
3,000	47,877.65	60,000	957,553.00	500,000	7,979,608.30	(1) 閣下可申請認購的香港
4,000	63,836.87	70,000	1,117,145.16	600,000	9,575,529.96	發售股份最高數目。

2. 閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於申請表格次頁簽署，只接納親筆簽名（不得以個人印章代替）。

如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：

• 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內

	填寫參與者編號。
如閣下以個人中央結算系統投資者戶口持有人名義提出申請：
•	表格須載有閣下的姓名和香港身份證號碼。
•	須在適當方格內填寫閣下的參與者編號。

如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：

• 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；

• 須在適當方格內填寫閣下的參與者編號。

如閣下以公司中央結算系統投資者戶口持有人名義提出申請：

• 表格須載有閣下的公司名稱和香港商業登記號碼；

• 須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。

中央結算系統參與者的資料（包括參與者編號及 ╱ 或顯示公司名稱之公司印鑑）或其他類似事項如有不確或遺漏，均可能導致申請無效。

3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則有關的認購申請不獲接納：

支票必須：	銀行本票必須：
•	為港元；
•	不得為期票；
• 註明抬頭人為「中國銀行（香港）代理人有限公司 - 心動有限公司公開發售」；
•	劃線註明「只准入抬頭人賬戶」；			版

•	從閣下在香港的港元銀行賬戶中開出；及	•	須由香港持牌銀行開出，並由有關銀行授
• 顯示閣下的賬戶名稱，而該賬戶名稱必須		權的人士在銀行本票背面簽署核證閣
	已預印在支票上，或由有關銀行授權的人士		下姓名 ╱ 名稱。銀行本票所示姓名 ╱ 名稱
	在支票背書。賬戶名稱必須與閣下姓名 ╱		須與閣下姓名 ╱ 名稱相同。如屬聯名申
	名稱相同。如屬聯名申請，賬戶名稱必須與		請，銀行本票背面所示姓名 ╱ 名稱必須與
	排名首位申請人的姓名 ╱ 名稱相同。		樣
		排名首位申請人的姓名 ╱ 名稱相同。

4. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入中國銀行（香港）有限公司的下列任何一家分行的收集箱：

	分行名稱		地址
Sample
香港島	利眾街分行	香港柴灣利眾街29-31號
	軒尼詩道409號分行	香港灣仔軒尼詩道409-415號
九龍	觀塘廣場分行	九龍觀塘開源道68號觀塘廣場G1
	尖沙咀東分行	九龍尖沙咀東加連威老道96號
			希爾頓大廈低層地下3號舖
新界	屯門新墟分行	新界屯門鄉事會路雅都花園商場G13-G14號
	荃灣青山道分行	新界荃灣青山公路荃灣段201-207號
			新青大廈地下及一樓
5. 閣下可於下列時間遞交申請表格：
	2019年11月29	日（星期五） - 上午九時正至下午五時正
	2019年11月30	日（星期六） - 上午九時正至下午一時正
	2019年12月2	日（星期一） - 上午九時正至下午五時正
	2019年12月3	日（星期二） - 上午九時正至下午五時正
	2019年12月4	日（星期三） - 上午九時正至下午五時正
	2019年12月5	日（星期四） - 上午九時正至中午十二時正

6. 截止遞交申請的時間為 2019年 12月 5日（星期四）中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為天氣情況（詳見招股章程「如何申請香港發售股份」一節「10. 惡劣天氣開始對辦理申請登記的影響」）。

香港發售股份申請將會自2019年11月29日（星期五）起直至2019年12月5日（星期四）止。申請款項（包括經紀佣金、證監會交易徵費及香港聯交所交易費）將由收款銀行於截止辨理申請登記後代表本公司持有，且退款金額（如有）將於2019年12月11日（星期三）或之前不計利息退還予申請人。投資者務請注意，預期股份將於2019年12月12日（星期四）於香港聯交所開始買賣。

XD Inc.

心动有限公司

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Conditions of your application

Underwriters, their respective directors, officers, employees, partners, agents

A. Who can apply

or advisors and any other party involved in the Global Offering is or will be

liable for any information and representations not in the Prospectus (and any

1. You and any person(s) for whose benefit you are applying must be 18 years

supplement to it);

of age or older and must have a Hong Kong address.

•

undertake and confirm that you or the person(s) for whose benefit you

If you are a firm, the application must be in the individual members' names.

have made the application have not applied for or taken up, or indicated

The number of joint applicants may not exceed 4.

an interest for, and will not apply for or take up, or indicate an interest for,

you are

body

corporate,

the application

must

be signed

by a

duly

any Offer Shares under the International Offering nor participated in the

authorised officer, who must state his or her representative capacity, and

International Offering;

stamped with your corporation's chop.

•

agree

disclose

the

Company, the

Hong Kong

Share Registrar,

You must be outside the United States, not be a United States Person (within

receiving

banks,

the

Sole

Sponsor,

the

Sole

Global

Coordinator, the

the meaning of Regulation S) and not be a legal or natural person of the

Joint

Bookrunners, the

Joint

Lead

Managers,

the Underwriters and/or

PRC (except qualified domestic institutional investors).

their

respective advisors

and

agents

any

personal data

which they may

Unless permitted by the Listing Rules, you cannot apply for any Hong Kong

require about you and the person(s) for whose benefit you have made the

Offer Shares if you are:

application;

• an existing beneficial owner of shares in the Company and/or any of its

SampleParticipant;

subsidiaries;

• if the laws of any place outside Hong Kong apply to your application,

• a Director or chief executive officer of the Company and/or any of its

agree and warrant that you have complied with all such laws and none

subsidiaries;

of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint

•

a core

connected

person

(as defined in

the

Listing Ru

s) of

the

Bookrunn rs, the Joint Lead Managers and the Underwriters nor any of their

Company

(or

any

its

subsidiaries)

will

become a

conn ct d

r sp ctive offic rs or advisors will breach any law outside Hong Kong as a

person of the Company (or any of its subsidiaries) imm diat y upon

r sult of the acc ptance of your offer to purchase, or any action arising from

completion of the Global Offering;

your rights and obligations under the terms and conditions contained in the

•

a close associate (as defined in the Listing Rules) of any of the abov ; or

Prosp ctus and this Application Form;

•

have been allocated or have applied for any International Off r Shar s

•

agr that once your application has been accepted, you may not rescind it

or otherwise participated in the International Offering.

b cause of an innocent misrepresentation;

•

agree that your application will be governed by the laws of Hong Kong;

If you are a nominee

•

represent, warrant and undertake that (i) you understand that the Hong

You, as a nominee, may make more than one a

lication for the Hong Kong

Kong Offer Shares have not been and will not be registered under the

Offer Shares by: (i) giving electronic instructions to HKSCC via Central

U.S. Securities Act; and (ii) you and any person for whose benefit you are

Clearing and Settlement System ("CCASS") (if you are a CCASS Partici ant);

applying for the Hong Kong Offer Shares are outside the United States (as

or (ii) using a WHITE or YELLOW Application For

, and lodge

ore than

defined in Regulation S) and not a U.S. person (as defined in Regulation S);

one application in your own na

e on behalf of different beneficial owners.

and (iii) the purchaser is not an "affiliate" (within the meaning of Regulation

Effect of completing and sub

itting this Application Form

S) of the Company or a person acting on the behalf of the Company or an

affiliate of the Company;

By completing

nd submitting this Applic tion For

, you (and if you are joint

•

warrant that the information you have provided is true and accurate;

applicants, e ch of you jointly

nd sever lly) for yourself or as an agent or a

•

agree to

accept the Hong

Kong Offer Shares

applied

for, or any lesser

nominee on beh lf of e ch person for whom you

ct:

number allocated to you under the application or the name of the HKSCC

•

undert ke to execute

ll relev nt docu

ents

nd instruct and authorise the

Nominees;

Company

nd/or the Sole Glob l Coordin tor (or its agents or nominees), as

•

authorise the Company to place the name of the HKSCC Nominees on the

agents of the Comp ny, to execute ny documents for you and to do on your

Company's register of members as the holder(s) of any Hong Kong Offer

behalf ll things necess ry to register ny Hong Kong Offer Shares allocated

Shares allocated to you, and the Company and/or its agents to deposit any

to you in the n me of HK CC Nominees

s required by the Articles of

share certificate(s) into CCASS and/or to send any refund cheque(s) to you

Association;

or the first-named applicant for joint application by ordinary post at your

•

gree to comply with the Companies Ordinance (Chapter 622 of the Laws

own risk to the address stated on the application, unless you are eligible to

of Hong Kong), the Companies (Winding Up and Miscellaneous Provisions)

collect refund cheque(s) in person;

Ordinance (Chapter 32 of the Laws of Hong Kong), the Companies Law

•

agree that the shares to be allotted shall be issued in the name of HKSCC

(2018 Revision), Cap 22 (Law 3 of 1961) and the Articles of Association;

Nominees and deposited directly into CCASS for credit to your investor

•

confirm that

you

have

read

the terms and

conditions

and

application

participant stock account or the stock account of your designated CCASS

procedures set out in the Prospectus and in this Application Form and agree

to be bound by them;

•

agree that each of HKSCC and HKSCC Nominees reserves the right (1) not

•

confirm that you have received and read the Prospectus and have only

to accept any or part of such allotted shares issued in the name of HKSCC

relied on the information and representations contained in the Prospectus

Nominees or not to accept such allotted shares for deposit into CCASS; (2)

in making your application and will not rely on any other information or

to cause such allotted shares to be withdrawn from CCASS and issued in

representations except those in any supplement to the Prospectus;

your name at your own risk and costs; and (3) to cause such allotted shares

• confirm that you are aware of the restrictions on the Global Offering in the

to be issued in your name (or, if you are a joint applicant, to the first-named

Prospectus;

applicant) and in such a case, to post the certificates for such allotted shares

•

agree that

none of the Company, the

Sole

Sponsor,

the Sole Global

at your own risk to the address on your application form by ordinary post or

Coordinator,

the

Joint

Bookrunners,

the

Joint

Lead

Managers,

the

to make available the same for your collection;

• agree that each of HKSCC and HKSCC Nominees may adjust the number	If your application for Hong Kong Offer Shares is successful (in whole or in
	of allotted shares issued in the name of HKSCC Nominees;	part)
• agree that neither HKSCC nor HKSCC Nominees shall have any liability	If your application is wholly or partially successful, your Share certificate(s)
	for the information and representations not so contained in the Prospectus	(subject to their becoming valid certificates of title provided that the Hong Kong
	and this application form;				Public Offering has become unconditional and not having been terminated
•	agree that neither HKSCC nor HKSCC Nominees shall be liable to you in	at 8:00 a.m. on Thursday, December 12, 2019) will be issued in the name
	any way;					of HKSCC Nominees and deposited directly into CCASS for credit to your
•	declare and represent that this is the only application made and the only	CCASS Investor Participant stock account or the stock account of your
	application intended by you to be made to benefit you or the person for	designated CCASS Participant as instructed by you in your Application Form on
	whose benefit you are applying;			Wednesday, December 11, 2019 or, in the event of a contingency, on any other
•	understand that the Company and the Sole Global Coordinator will rely	date as shall be determined by HKSCC or HKSCC Nominees.
	on your declarations and representations in deciding whether or not to make	• If you are applying through a designated CCASS Participant (other than a
	any allotment of any of the Hong Kong Offer Shares to you and that you	CCASS Investor Participant): For Hong Kong Offer Shares credited to the
	may be prosecuted for making a false declaration;	stock account of your designated CCASS Participant (other than a CCASS
• (if the application is made for your own benefit) warrant that no other	Investor Participant), you can check the number of Hong Kong Offer Shares
	application has been or	will be made for your benefit on a WHITE	allotted to you with that CCASS Participant.
	or YELLOW Application Form or by giving electronic application	• If you are applying as a CCASS Investor Participant: The Company
	instructions to HKSCC or to the White Form eIPO Service Provider by	expects to publish the results of CCASS Investor Participants' applications
	you or by any one as your agent or by any other person; and	together with the results of the Hong Kong Public Offering in South China
• (if you are making the application as an agent for the benefit of another	Morning Post (in English) and Hong Kong Economic Times (in Chinese)
	person) warrant that (i) no other application has been or will be made	on Wednesday, December 11, 2019. You should check the announcement
	by you as agent for or for the benefit of that person or by that person or	published by the Company and report any discrepancies to HKSCC before
	by any other person as agent for that person on a WHITE or YELLOW	5:00 p.m. on Wednesday, December 11, 2019 or such other date as shall be
	Application Form or by giving electronic application instructions to	determined by HKSCC or HKSCC Nominees. Immediately after the credit
	HKSCC; and (ii) you have due authority to sign the Application Form or	of the Hong Kong Offer Shares to your stock account you can check your
	give electronic application instructions on behalf of that other person as	new account balance via the CCASS Phone System and CCASS Internet
	their agent.					Syst m (und r the procedures contained in HKSCC's "An Operating Guide
D. Power of attorney					for Inv stor Participants" in effect from time to time). HKSCC will also
				make available to you an activity statement showing the number of Hong
If your application is made by a person under a power of attorney, the Company	Kong Off r Shar s credited to your stock account.
and the Sole Global Coordinator may accept it at their discretion, and on any	No r c ipt will be issued for application money paid. The Company will not
conditions they think fit, including evidence of the attorney's authority.	issue t mporary documents of title.
Determination of Offer Price and Allocation of Hong Kong Off r Shar s	R fund of your money
The Offer Price is expected to be fixed on or around Thursday, December 5,	If you do not receive any Hong Kong Offer Shares or if your application is
2019. Applicants are required to pay the maximum Offer Price of HK$15.80	accepted only in part, the Company will refund to you your application monies
for each Hong Kong Offer Share together with 1.0% brokerage, 0.0027% SFC	(including the related 1.0% brokerage, 0.0027% SFC transaction levy and
transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the	0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer
Offer Price is not agreed a ong the Co	pany and the Sole Global Coordinator	Price is less than the maximum Offer Price, the Company will refund to you the
(for itself and on behalf of the Hong Kong Underwriters) on or before Monday,	surplus application monies (including the related 1.0% brokerage, 0.0027% SFC
December 9, 2019, the Global Offering will not proceed and will lapse.	transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without
Applications for Hong Kong Offer Shares will not be processed and no allotment	interest.
of any Hong Kong Offer Sh res will be	de until the application lists close.	The refund procedures are stated in the "14. Dispatch/Collection of Share
The Company expects to	nnounce the fin l Offer Price, the level of indications	Certificates and Refund Monies" in the "How to Apply for Hong Kong Offer
of interest in the Intern tion	Offering, the level of applications in the Hong	Shares" section of the Prospectus.
Kong Public Offering nd the b sis of lloc tion of the Hong Kong Offer Shares	Effect of the Information You Give To Computershare Hong Kong Investor
on Wednesd y, December 11, 2019 in South China Morning Post (in English)
and Hong Kong Economic Times (in Chinese)	nd on the website of the Hong	Services Limited
Kong tock Exch nge	t www.hkexnews.hk	nd the Company's website at	Computershare Hong Kong Investor Services Limited and its related bodies'
www.xd.com. The results of	lloc tions nd	the Hong Kong Identity Card/	corporate, directors, officers, employees and agents ("Representatives")
passport/Hong Kong business registration numbers of successful applicants will	expressly disclaim and exclude to the maximum extent permitted by law any
be available on the above websites.			liability for any loss or damage suffered or incurred by the applicant or any
The allocation of the Offer	hares between the Hong Kong Public Offering	other person or entity however caused relating in any way to, or connected with,
and the International Offering will be subject to adjustment as described in the	any information provided by or on behalf of the applicant on or in connection
section " tructure of the Global Offering" in the Prospectus. In particular, the	with this document or any services provided hereunder, or any other written
Sole Global Coordinator may reallocate Offer Shares from the International	or oral communication provided by or on behalf of the applicant in connection
OfferingStoampthe Hong Kong Public Offering to satisfy validleapplications under with this document or any services provided hereunder. This includes, without
the Hong Kong Public Offering, provided that the total number of Offer Shares	limitation, any errors or omissions in such information however caused, or
available under the Hong Kong Public Offering shall not be increased to more	the Representatives or any other person or entity placing any reliance on such
than 12,720,000 Offer Shares, representing two times the number of Offer	information or any documentation, image, recording or reproduction of such
Shares initially available for subscription under the Hong Kong Public Offering	information, or its accuracy, completeness, currency or reliability.
and 20% of the total number of Offer Shares initially available for subscription
under the Global Offering, and the final price shall be fixed at the low end of the
Offer Price range (that is, HK$11.10 per Offer Share) stated in the Prospectus in
accordance with Guidance Letter HKEx-GL91-18 issued by the Stock Exchange.

	XD Inc.
	心动有限公司
	（於開曼群島註冊成立的有限公司）
	全球發售			版
申請條件
	高級職員、僱員、合作夥伴、代理或顧問及參與全球發
甲、可提出申請的人士		售的任何其他各方現時或日後均毋須對並非載於招股
	章程（及其任何補充文件）的任何資料及陳述負責；
1.	閣下及閣下為其利益提出申請的人士必須年滿18歲
‧ 承諾及確認	閣下或閣下為其利益提出申請的人士
	並有香港地址。		並無申請或接納或表示有意認購（亦不會申請或接納
2.	如閣下為商號，申請須以個別成員名義提出。		或表示有意認購）國際發售的任何發售股份，也沒有
3.	聯名申請人不得超過四名。		參與國際發售；
4.	如閣下為法人團體，申請須經獲正式授權人員簽	‧ 同意在本公司、香港證券登記處、收款銀行、獨家保
	署，並註明其所屬代表身份及蓋上公司印鑑。		薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭
5.	閣下必須身處美國境外，並非美籍人士（定義見S規		經辦人、包銷商及 ╱ 或彼等各自的顧問及代理提出要
	例），亦非中國法人或自然人（合格境內機構投資者除		求時，向彼等披露其所要求提供有關閣下及閣下
	外）。		為其利益提出申請的人士的個人資料；
6.	除上市規則批准外，下列人士概不得申請認購任何香	‧ 若香港境外任何地方的法例適用於閣下的申請，則
	港發售股份：		同意及保證	閣下已遵守所有有關法例，且本公司、
	‧ 本公司及 ╱ 或其任何附屬公司股份的現有實益擁		獨家保薦人、獨家全球協調人、聯席賬簿管理人、聯
‧	有人；		席牽頭經辦人及包銷商概不會以及彼等各自的高級職
確認Sample閣下已細閱招股章程及本申請表格所載的條款
	‧ 本公司及 ╱ 或其任何附屬公司的董事或行政總		員或顧問亦不會因接納閣下的購買要約，或閣下
	裁；		在招股章程及本申請表格所載的條款及條件項下的權
	‧ 本公司（或其任何附屬公司）核心關連人士（定義		利及責任所引致的任何行動，而違反香港境外的任何
		法例；樣
	見上市規則）或緊隨全球發售完成後將成為本公	‧	同意閣下的申請一經接納，即不得因無意的失實陳
	司（或其任何附屬公司）關連人士的人士；		述而撤銷；
	‧ 上述任何人士的緊密聯繫人（定義見上市規則）；	‧	同意閣下的申請受香港法例規管；
	或	‧	聲明、保證及承諾：(i)	閣下明白香港發售股份不曾
	‧ 已獲分配或已申請任何國際發售股份或以其他形		亦不會根據美國證券法登記；及(ii) 閣下及閣下
	式參與國際發售。		為其利益申請香港發售股份的人士均身處美國境外
乙、如閣下為代名人		（定義見S規例）且屬非美籍人士（定義見S規例）；及
閣下作為代名人可提交超過一份香港發售股份申請，方法		(iii)買方並非本公司的「聯屬人士」（定義見S規例）或代
是：(i)透過中央結算及交收系統（「中央結算系統」）向香港結	‧	表本公司或本公司聯屬人士行動的人士；
算發出電子指示（如閣下為中央結算系統參與者）；或(ii)使	保證閣下提供的資料真實及準確；
用白色或黃色申請表格以自身名義代表不同的實益擁有人提	‧	同意接納所申請數目或根據申請或以香港結算代理人
交超過一份申請。	‧	名義分配予閣下但數目較少的香港發售股份；
丙、填交本申請表格的效用	授權本公司將香港結算代理人之名稱列入本公司股
	東名冊，作為	閣下獲分配的任何香港發售股份的持
閣下填妥並遞交本申請表格，即表示閣下（如屬聯名申請		有人，並授權本公司及 ╱ 或其代理將任何股票存入中
人，即各人共同及個別）代表閣下本身，或作為閣下代		央結算系統及 ╱ 或以普通郵遞方式按申請所示地址
其行事的每位人士的代理或代名人：		向閣下或聯名申請的首名申請人發送任何退款支
‧	承諾簽立所有相關文件，並指示及授權本公司及 ╱ 或		票，郵誤風險由閣下承擔，除非閣下合資格親身
	獨家全球協調人（或彼等的代理或代名人）（作為本公	‧	領取退款支票；
	司代理），為按照組織章程細則的規定將閣下獲分	同意獲配發的股份是以香港結算代理人的名義發行，
	配的任何香港發售股份以香港結算代理人的名義登記		並直接存入中央結算系統，以便記存於閣下的投資
	而代表閣下簽立任何文件及代表閣下處理一切必		者戶口持有人股份戶口或閣下的指定中央結算系統
		參與者股份戶口；
	要事務；
	‧	同意香港結算及香港結算代理人各自保留權利(1)不接
‧	同意遵守香港法例第622章公司條例、香港法例第32章
	納以香港結算代理人名義發行的該等獲配發的任何
	公司（清盤及雜項條文）條例、公司法（2018年修訂本）
		或部分股份，或不接納該等獲配發的股份存入中央結
	第22章（1961年第3號法例）及章程細則；
		算系統；(2)促使該等獲配發的股份從中央結算系統提

	及條件以及申請程序，並同意受其約束；		取，並轉入閣下名下，有關風險及費用概由閣下
		自行承擔；及(3)促使該等獲配發的股份以閣下名義
‧	確認閣下已接獲及細閱招股章程，提出申請時也僅
	發行（或如屬聯名申請人，則以排名首位申請人的名義
	依據招股章程載列的資料及陳述，而除招股章程任何
		發行），而在此情況下，會以普通郵遞方式將該等獲配
	補充文件外，不會依賴任何其他資料或陳述；		發股份的股票寄往閣下在申請表格上所示地址（郵
‧ 確認閣下知悉招股章程內有關全球發售的限制；		誤風險概由閣下自行承擔）或提供該等股票予閣
‧	同意本公司、獨家保薦人、獨家全球協調人、聯席賬簿		下領取；
	管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、

‧ 同意香港結算及香港結算代理人均可調整獲配發以	份總數的20% ，而且最終價格須釐定為招股章程所述發
香港結算代理人名義發行的股份數目；	售價範圍的下限（即每股發售股份11.10港元）。
‧ 同意香港結算及香港結算代理人對招股章程及本申	如閣下成功申請認購香港發售股份（全部或部分）
請表格未有載列的資料及陳述概不負責；	如閣下的申請全部或部分獲接納，閣下的股票（前
‧ 同意香港結算及香港結算代理人概不以任何方式	提是於2019年12月12日（星期四）上午八時正香港公開發
對閣下負責；	售成為無條件而並無終止，股票成為有效的所有權證
‧ 聲明及表示此乃閣下為本身或閣下為其利益提	明）將以香港結算代理人名義發出，並按閣下在申請
表格的指示於2019年12月11日（星期三）或在特別情況下
出申請的人士提出及擬提出的唯一申請；
由香港結算或香港結算代理人指定的任何其他日期直接
‧ 明白本公司及獨家全球協調人將依據閣下的聲明
存入中央結算系統，記入閣下的中央結算系統投資者
及陳述而決定是否向閣下配發任何香港發售股	戶口持有人股份戶口或閣下指定的中央結算系統參與
份，閣下如作出虛假聲明，可能會被檢控；	者股份戶口。
‧ （如本申請是為閣下本身利益提出）保證閣下或	‧ 如閣下透過中央結算系統投資者戶口持有人以外
作為閣下代理的任何人士或任何其他人士不曾亦	的指定中央結算系統參與者提出申請：香港發售股
份將存入閣下指定的中央結算系統參與者（非中
不會為閣下利益而以白色或黃色申請表格或向香
央結算系統投資者戶口持有人）股份戶口，閣下
港結算或向白表eIPO服務提供商發出電子認購指示
可向該中央結算系統參與者查詢閣下獲配發的香
而提出其他申請；及		樣
港發售股份數目。
‧ （如閣下作為代理為另一人士的利益提出申請）	‧ 如閣下以中央結算系統投資者戶口持有人身份提
保證(i) 閣下（作為代理或為該人士利益）或該人士	出申請：本公司預期於2019年12月11日（星期三）在
或任何其他作為該人士代理的人士不曾亦不會以白	《南華早報》（英文）及《香港經濟日報》（中文）刊登
色或黃色申請表格或向香港結算發出電子認購指示	中央結算系統投資者戶口版持有人的申請結果及香
而提出其他申請；及(ii) 閣下獲正式授權作為該	港公開發售的結果。閣下應查閱本公司刊發的公
告，如有任何資料不符，請於 2019年 12月 11日（星
其他人士的代理代為簽署申請表格或發出電子認購	期三）下午五時正或香港結算或香港結算代理人釐
Sample
指示。	定的任何其他日期前知會香港結算。在香港發售股
	份存入閣下的股份戶口後，閣下即可透過「結
丁、授權書	算通」電話系統及中央結算系統互聯網系統（根據香
如申請由有授權書的人士提出，本公司及獨家全球協調	港結算不時生效的「投資者戶口持有人操作簡介」所
人可按其認為合適的任何條件（包括出示獲授權證明）	載程序）查詢閣下的新戶口結餘。香港結算亦將
向閣下提供一份活動結單，列出存入閣下股份
酌情接納閣下的申請。	戶口的香港發售股份數目。
	本公司不會就申請時繳付的款項發出收據，亦不會發出
釐定發售價及香港發售股份的分配	臨時所有權文件。
預期發售價於 2019年 12月 5日（星期四）或前後釐定。申	退回款項
請人須繳付每股香港發售股份15.80港元的最高發售價，	若閣下未獲分配任何香港發售股份或申請僅部分獲接
另加1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香	納，本公司將不計利息退回閣下的申請股款（包括相
港聯交所交易費。倘若本公司與獨家全球協調人（為其	關的1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香
自身及代表香港包銷商）並無於2019年12月9日（星期一）	港聯交所交易費）。如發售價低於最高發售價，本公司
或之前協定發售價，全球發售將不會進行並告失效。	將不計利息退回多收申請股款（包括相關的 1.0%經紀佣
金、0.0027%證監會交易徵費及 0.005%香港聯交所交易
截止登記認購申請前，概不處理香港發售股份的申請或
費）。
配發任何香港發售股份。	有關退款程序載於招股章程「如何申請香港發售股份」
本公司預期於 2019 年 12 月 11 日（星期三）在《南華早報》	一節「14.	寄發 ╱ 領取股票及退還股款」。
（英文）、《香港經濟日報》（中文）、香港聯交所網站	閣下提供給香港中央證券登記有限公司的資訊的有關影
(www.hkexnews.hk)及本公司網站(www.xd.com)公佈最終	響
發售價、國際發售踴躍程度、香港公開發售認購申請數	香港中央證券登記有限公司和其有關連的法人團體、董
目及香港發售股份分配基準。分配結果以及獲接納申請	事、高級人員、僱員及代理人（「代表」）在法律所容許的
人的香港身份證 ╱ 護照 ╱ 香港商業登記號碼亦同於上述	最大限度內明確卸棄及免除在任何方面與申請人或代表
申請人在此文件提供的或與此文件或在此文件下提供的
網站公佈。
任何服務相關的任何資料，或任何申請人或代表申請人
香港公開發售與國際發售之間的發售股份分配將按招股
提供與此文件或在此文件下提供的任何服務相關的任何
章程「全球發售的架構」一節所述者作出調整。尤其是，	其他書面或口頭通訊，有關或相關由申請人或任何其他
獨家全球協調人或會將發售股份從國際發售重新分配至	人士或實體所遭受或招致不論如何造成的任何損失或損
害的任何責任。此包括，但不限於，該等資料中不論如
香港公開發售，以滿足香港公開發售的有效申請，惟根
據聯交所發出的指引信HKEx-GL91-18，根據香港公開發	何造成的任何錯誤或遺漏，或代表或任何其他人士或實
體對該等資料或任何該等資料的文件記錄、影像、記錄
售可供認購的發售股份總數不得增加至超過 12,720,000
或複製品作出的任何依據，或其準確性、完整性、合時
股發售股份，相當於根據香港公開發售初步可供認購發
性或可靠性。
售股份數目的兩倍及根據全球發售初步可供認購發售股

Personal Data

Transfer of personal data

Personal Information Collection Statement

This Personal Information Collection Statement informs

Personal data held by the Company and the Hong Kong

the applicant for, and holder of, Hong Kong Offer Shares,

Share Registrar relating to the securities holders will be

of the policies and practices of the Company and the

kept confidential but the Company and the Hong Kong

Hong Kong Share Registrar in relation to personal data

Share Registrar may, to the extent necessary for achieving

and the Personal Data (Privacy) Ordinance (Chapter 486

any of the above purposes, disclose, obtain or transfer

of the Laws of Hong Kong) (the "Ordinance").

(whether within or outside Hong Kong) the personal data

Reasons for the collection of your personal data

to, from or with any of the following:

•

the Company's appointed agents such as financial

is necessary

for applicants

and registered

holders

advisers, receiving banks and overseas principal share

securities to supply correct personal data to the Company

registrar;

or its agents and the Hong Kong Share Registrar when

•

where

applicants for securities

request a deposit into

applying for securities or transferring securities into or out

CCASS, HKSCC or HKSCC Nominees, who will use

their names or in procuring the services of the Hong

the personal data for the purposes of operating CCASS;

Kong Share Registrar.

• any agents, contractors or third-party service providers

Failure to

supply the requested

data may

result

in your

who

offer

administrative,

telecommunications,

computer, payment or other services to the Company

application

for

securities

being

rejected,

in delay

or the Hong Kong Share Registrar in connection with

the

inability of

the Company

or the Hong

Kong Share

their respective business operation;

Registrar to effect transfers or otherwise render their

•

the Hong Kong Stock Exchange, the SFC and any

services. It may also prevent or delay registration or

transfers of the Hong Kong Offer Shares which you have

other statutory regulatory or governmental bodies or

successfully applied for and/or the dispatch of share

otherwise as required by laws, rules or regulations; and

certificate(s) and/or refund cheque(s) to which you are

• any persons or

institutions with which the securities'

entitled.

holders have or propose to have dealings, such as their

It is important that securities holders inform the Company

bank rs, solicitors, accountants or stockbrokers etc.

and the Hong Kong Share Registrar immediat

y of any

R t ntion of personal data

inaccuracies in the personal data supplied.

The Company and the Hong Kong Share Registrar will

Purposes

p the

p rsonal

data of the applicants and holders of

s curiti s for as long as necessary to fulfil the purposes

The personal data of the securities holders may be us d,

for which the personal data were collected. Personal data

held, processed, and/or stored (by whatever means) for the

which is no longer required will be destroyed or dealt with

following purposes:

in accordance with the Ordinance.

•

processing your application and refund cheque, where

applicable, verification

of com liance

with

the terms

5. Access to and correction of personal data

and application procedures set out in this A

lication

Securities

holders

have the

right

to ascertain whether

Form and the Prospectus and announcing

results

the

Company or

the Hong

Kong

Share Registrar hold

allocation of the Hong Kong Offer Shares;

their personal data, to obtain a copy of that data, and to

•

compliance

with applicable

laws and

regulations

correct any data that is inaccurate. The Company and the

Hong Kong and elsewhere;

Hong Kong Share Registrar

have

the right to charge a

•

registering new issues

tr nsfers into

out

reasonable fee for the processing of such requests.

the n mes of securities' holders including, where

applic ble, HKSCC No

inees;

All requests for access to data or correction of data should

•

aint ining or upd ting the register of securities'

holders of the Comp ny;

be addressed to us, at our registered address disclosed in

•

verifying securities holders' identities;

the

"Corporate Information" section of the Prospectus

•

stablishing

benefit entitlements of securities'

holders

or as notified from time to time, for the attention of the

of the Company, such as dividends, rights issues,

company secretary, or the Hong Kong Share Registrar for

bonus issues, etc.;

the attention of the privacy compliance officer.

•

distributing communications from the Company and its

subsidiaries;

By signing an Application Form or by giving electronic

•

compiling statistical information and securities' holders

application instructions to HKSCC, you agree to all of

•

rofiles;

the above.

disclosing relevant information to facilitate claims on

Sample

entitlements; and

•

any other incidental or associated purposes relating to

the above and/or to enable the Company and the Hong

Kong Share Registrar to discharge their obligations to

securities' holders and/or regulators and/or any other

purposes to which the securities' holders may from

time to time agree.

	個人資料	3. 轉交個人資料
	個人資料收集聲明
	此項個人資料收集聲明是向香港發售股份的申	本公司及香港證券登記處所持有關證券持有
	請人和持有人說明有關本公司及香港證券登記	人的個人資料將會保密，但本公司及香港證券
	登記處可以在為達到上述任何目的之必要情況
	處有關個人資料和香港法例第 486章《個人資料
	下，向下列任何人士披露，獲取或轉交（無論在
	（私隱）條例》（「條例」）方面的政策和慣例。
	香港境內或境外）有關個人資料：

	1. 收集閣下個人資料的原因	‧ 本公司委任的代理人，例如財務顧問、收款
	銀行和主要海外股份過戶登記處；
	證券申請人及登記持有人以本身名義申請證券
	‧ （如證券申請人要求將證券存於中央結算系
	或轉讓或受讓證券時或尋求香港證券登記處的
	統）香港結算或香港結算代理人，其將會就
	服務時，必須向本公司或其代理人及香港證券
	中央結算系統的運作使用有關個人資料；
	登記處提供準確個人資料。
	‧ 向本公司或香港證券登記處提供與其各自
		樣
	未能提供所要求的資料可能導致閣下申請證	業務營運有關的行政、電訊、電腦、付款或
	其他服務的任何代理人、承包商或第三方
	券被拒或延遲，或本公司或香港證券登記處無	服務供應商；
	法落實轉讓或提供服務。此舉也可能妨礙或延	‧ 香港聯交所、證監會及任何其他法定監管
	遲登記或轉讓閣下成功申請的香港發售股份	機關或政府部門或遵版照其他法例、規則或
	及 ╱ 或寄發閣下應得的股票及 ╱ 或退款支票。	法規；及
		‧ 證券持有人與其進行或擬進行交易的任何
	或Sample使本公司及香港證券登記處能履行對證
	證券持有人所提供的個人資料如有任何錯誤，	人士或機構，例如彼等的銀行、律師、會計
	須立即通知本公司及香港證券登記處。	師或股票經紀等。
	2. 目的	4. 個人資料的保留
	證券持有人的個人資料可被採用及以任何方式	本公司及香港證券登記處將按收集個人資料所
	持有、處理及 ╱ 或保存，以作下列用途：	需的用途保留證券申請人及持有人的個人資
	‧ 處理閣下的申請及退款支票（如適用）、	料。無需保留的個人資料將會根據條例銷毀或
	核實是否符合本申請表格及招股章程載列	處理。
	的條款和申請程序以及公佈香港發售股份	5. 查閱和更正個人資料
	的分配結果；	證券持有人有權確定本公司或香港證券登記處
	‧ 遵守香港及其他地區的適用法律及法規；	是否持有其個人資料，並有權索取有關該資料
	‧ 以證券持有人（包括香港結算代理人（如適	的副本並更正任何不準確資料。本公司和香港
	用））的名義登記新發行證券或轉讓或受讓	證券登記處有權就有關要求收取合理費用。
	證券；	所有查閱資料或更正資料的要求應按招股章程
	‧ 存置或更新本公司證券持有人的名冊；
	‧ 核實證券持有人的身份；	「公司資料」一節所披露或不時通知的本公司註
	冊地址送交公司秘書，或向香港證券登記處的
	‧ 確定本公司證券持有人的受益權利，例如
	個人資料私隱事務主任提出。
	股息、供股和紅股等；

	‧ 分發本公司及其附屬公司的通訊；	閣下簽署申請表格或向香港結算發出電子認購
	‧ 編製統計資料和證券持有人資料；
	指示，即表示同意上述各項。
	‧ 披露有關資料以便就權益索償；及

	‧ 與上述有關的任何其他附帶或相關目的及 ╱
	券持有人及 ╱ 或監管機構承擔的責任及 ╱
	或證券持有人不時同意的任何其他目的。

Attachments

Original document
Permalink

Disclaimer

HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 29 November 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 November 2019 23:12:03 UTC

Market Closed - Hong Kong S.E. Other stock markets 04:08:35 2024-05-13 am EDT			5-day change	1st Jan Change
283.2 ^HKD	-0.91%		+5.36%	+5.67%

May. 10	Hong Kong Stocks Rally on Bets on China Recovery Amid Upbeat Trade Data, Relaxation of Property-Buying Rules	MT
May. 10	Hong Kong Shares Hit Nine-Month High on Report of Regulators Weighing Dividend Tax Waiver	DJ

Hong Kong Stocks Rally on Bets on China Recovery Amid Upbeat Trade Data, Relaxation of Property-Buying Rules	May. 10	MT
Hong Kong Shares Hit Nine-Month High on Report of Regulators Weighing Dividend Tax Waiver	May. 10	DJ
Hong Kong Exchanges And Clearing To Get More IPOs	May. 10	MT
Hong Kong Seeks Saudi Support to Remain Asian Financial Hub	May. 09	MT
Hong Kong to launch weekly options for stocks including HSBC, Alibaba	May. 08	RE
Hong Kong Exchange Gets Approval for Chairman Appointment	May. 03	MT
Nomura Adjusts Hong Kong Exchanges And Clearing's Price Target to HK$324.31 From HK$322.28, Keeps at Buy	Apr. 25	MT
HKEX Appoints Chairman	Apr. 25	MT
Hong Kong bourse operator names Carlson Tong as new chairman	Apr. 24	RE
Hong Kong Exchanges and Clearing Limited Announces Board Changes	Apr. 24	CI
HKEX's Q1 Profit Falls 13% as Revenue Slides 6%	Apr. 24	MT
HKEX's Profit Falls for Second Straight Quarter on Weak Trading, Listings -- Update	Apr. 24	DJ
HKEX's Net Profit Declines for Second Straight Quarter	Apr. 24	DJ
Hong Kong bourse operator's Q1 profit down 13% on weaker listings, trading	Apr. 24	RE
Hong Kong Exchanges and Clearing Limited Reports Earnings Results for the First Quarter Ended March 31, 2024	Apr. 24	CI
Hong Kong Exchanges and Clearing Limited Announces Executive Changes	Apr. 17	CI
LME bans Russian-origin metal after UK, US impose new sanctions	Apr. 13	RE
Fresh Capital from IPOs in Hong Kong Falls 30% in Q1	Apr. 10	MT
LME plans to list Saudi port as a copper and zinc delivery point	Mar. 19	RE
Nomura Adjusts Hong Kong Exchanges and Clearing’s Price Target to HK$322.28 From HK$324.78, Keeps at Buy	Mar. 19	MT
Hong Kong stock exchange poised to name Carlson Tong as new chair, sources say	Mar. 07	RE
Nomura Adjusts Hong Kong Exchanges and Clearing’s Price Target to HK$324.78 From HK$332.40, Keeps at Buy	Mar. 01	MT
Hong Kong Exchanges and Clearing Limited Reports Earnings Results for the Full Year Ended December 31, 2023	Feb. 29	CI
Transcript : Hong Kong Exchanges and Clearing Limited, 2023 Earnings Call, Feb 29, 2024	Feb. 29
HKEX profit up in 2023 despite weak fourth quarter	Feb. 29	AN

	1st Jan change	Capi.
HONG KONG EXCHANGES AND CLEARING LIMITED	+5.67%	46.25B
INTERCONTINENTAL EXCHANGE, INC.	+4.33%	76.85B
DEUTSCHE BÖRSE AG	-0.27%	37.37B
NASDAQ, INC.	+4.33%	34.97B
B3 S.A. - BRASIL, BOLSA, BALCÃO	-24.81%	11.62B
EURONEXT N.V.	+10.11%	9.72B
MARKETAXESS HOLDINGS INC.	-29.62%	7.81B
TMX GROUP LIMITED	+13.82%	7.4B
SINGAPORE EXCHANGE LIMITED	-5.29%	7.33B
INVERFAL PERÚ S.A.A.	-1.37%	5.7B

Hong Kong Exchanges and Clearing Limited

Equities

388

HK0388045442

Financial & Commodity Market Operators

Hong Kong Exchanges and Clearing : Yellow Application Form

Latest news about Hong Kong Exchanges and Clearing Limited

Chart Hong Kong Exchanges and Clearing Limited

Company Profile

Income Statement Evolution

Ratings for Hong Kong Exchanges and Clearing Limited

Analysts' Consensus

EPS Revisions

Quarterly earnings - Rate of surprise

Sector Other Financial & Commodity Market Operators