II VI Incorporated : Form 15-12G - Securities Registration Termination
February 27, 2020 at 09:55 am EST
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Form 15-12G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 0-16195
Finisar Corporation 401(k) Profit Sharing Plan
(Exact name of registrant as specified in its charter)
c/o II-VI Incorporated
375 Saxonburg Boulevard
Saxonburg, PA 16056
(724) 352-4455
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
Plan Interests in the Finisar Corporation 401(k) Profit Sharing Plan
(Title of each class of securities covered by this form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)
☐
Rule 12g-4(a)(2)
☐
Rule 12h-3(b)(1)(i)
☒
Rule 12h-3(b)(1)(ii)
☐
Rule 15d-6
☒
Approximate number of holders of record as of the certification or notice date: None*
*
Prior to the acquisition of Finisar Corporation ('Finisar') by II-VI Incorporated ('II-VI') on September 24, 2019 (the 'Acquisition'), the Finisar Corporation 401(k) Profit Sharing Plan (the 'Plan') offered shares of the common stock, $0.001 par value, of Finisar ('Finisar Common Stock') as an investment option. II-VI assumed the Plan in connection with the consummation of the Acquisition. The Plan no longer offers Finisar Common Stock, and the Plan has not offered, and now will not offer, shares of the common stock, no par value, of II-VI('II-VI Common Stock'), as an investment option. Therefore, interests in the Plan no longer require registration. Prior to the consummation of the Acquisition, Finisar filed post-effective amendments to each of its Registration Statements on Form S-8 relating to the Plan to deregister thereunder all shares of Finisar Common Stock and related plan interests that remained unsold under the Plan. II-VI has filed a post-effective amendment to its Registration Statement on Form S-8 (File No. 333-233949) to deregister thereunder all shares of II-VI Common Stock that remained unsold under the Plan. Accordingly, this Form 15 is being filed solely to suspend the Plan's duty to file reports under Section 15(d) of the Securities Exchange Act of 1934, as amended (the 'Exchange Act'), including on Form 11-K. Although the duty to file reports under Section 13(a) or 15(d) of the Exchange Act has been terminated with respect to the Plan, II-VI's duty to file reports under Section 13(a) or 15(d) remains with respect to the II-VI Common Stock.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, Finisar Corporation has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: February 21, 2020
II-VI Incorporated
By:
/s/ Mary Jane Raymond
Name:
Mary Jane Raymond
Title:
Vice President and Treasurer
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II-VI Incorporated published this content on 27 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 27 February 2020 11:44:07 UTC
Coherent Corp. is a vertically integrated manufacturing company. The Company develops, manufactures and markets engineered materials, optoelectronic components and devices, optical and laser subsystems and systems for use in the industrial, communications, electronics, and instrumentation markets. Its segments include Networking, Materials, and Lasers. The Networking segment designs, manufactures, and markets products, such as optical and electro-optical components and materials, infrared optical components, semiconductor lasers and detectors, engineered materials, and compound semiconductor epitaxial wafers. The Materials segment manufactures transceivers for data centers and telecom optical networks, pump lasers, optical amplifiers, crystal materials, optics, lasers and optoelectronic modules. The Lasers segment offers lasers and optics products that serve industrial customers in semiconductor and display capital equipment, precision manufacturing, and aerospace and defense.