Intu Properties : Form 8.5 (EPT/NON-RI) - INTU PROPERTIES PLC

Form 8.5 (EPT/NON-RI) - INTU PROPERTIES PLC

Released : 19/10/18 10:36:00

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

• (a) Name of exempt principal trader:

• (b) Name of offeror/offeree in relation to whose relevant securities this form relates:

• (c) Name of the party to the offer with which exempt principal trader is connected

• (d) Date position held/dealing undertaken:

• (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADERBARCLAYS CAPITAL SECURITIES LTD INTU PROPERTIES PLC

The consortium comprising Brookfield Property Group, The Olayan Group and The Peel Group (together, the "Consortium")

18 October 2018

NO:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

(1)

(2)

(3)Class of relevant security:Relevant securities owned and/or controlled:Cash-settled derivatives:Convertible Bond XS1511910025

Stock-settled derivatives (including options) and agreements to purchase/sell:

TOTAL:

(1)

Relevant securities owned and/or controlled:

Interests NumberShort Positions (%) Number (%)

0.53%	0	0.00%
0.00%	0	0.00%
0	0.00%	0	0.00%
2,000,000	0.53%	0	0.00%
50p ordinary
Interests	Short Positions

2,000,000

0

Number

(%)Number

(%)

7,022,444 0.52% 10,359,775 0.76%

(2)

Cash-settled derivatives:

5,888,023 0.43% 2,032,661 0.15%

(3)

Stock-settled derivatives (including options) and agreements to purchase/sell: 0

0.00%

0

0.00%TOTAL:

All interests and all short positions should be disclosed.

12,910,467 0.95% 12,392,436 0.91%

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit

security

50p ordinary	Purchase	1,216,609	1.7995 GBP	1.7769 GBP
50p ordinary	Sale	6,321,268	33.2500 ZAR	33.25 ZAR
50p ordinary	Sale	419,662	1.7995 GBP	1.777 GBP

securities paid/received paid/received

(b) Cash-settled derivative transactions

Class of	Product
relevant	description
security
50p ordinary	SWAP	Long
50p ordinary	CFD	Long
50p ordinary	CFD	Long
50p ordinary	CFD	Long
50p ordinary	SWAP	Long
50p ordinary	CFD	Long
50p ordinary	CFD	Short	967	1.8122 GBP
50p ordinary	CFD	Short	1,208	1.7772 GBP
50p ordinary	CFD	Short	2,339	33.3094 ZAR
50p ordinary	SWAP	Short	4,656	1.7913 GBP
50p ordinary	CFD	Short	5,936	33.2871 ZAR
50p ordinary	CFD	Short	10,219	1.7771 GBP
50p ordinary	CFD	Short	19,882	1.7990 GBP
50p ordinary	CFD	Short	41,228	1.7770 GBP
50p ordinary	SWAP	Short	41,228	1.7770 GBP
50p ordinary	CFD	Short	217,908	33.3313 ZAR
50p ordinary	SWAP	Short	229,245	1.7929 GBP
50p ordinary	CFD	Short	633,661	1.7898 GBP

securities

Nature of dealing Number of

reference

3,445

1.7877 GBP

5,844

33.2877 ZAR

13,469

1.7868 GBP

43,532

33.2366 ZAR

46,022

1.7770 GBP

6,321,268 33.2466 ZAR

(c) Stock-settled derivative transactions (including options)Price per unit

(i) Writing, selling, purchasing or varyingClass of relevant security

Product description e.g. call optionWriting, purchasing, selling, varying etc.

Number of securities to which option relatesExercise price per unit

Type e.g. American, European etc.

Expiry dateOption money paid/ received per unit

(ii) Exercise

Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit e.g. call option

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing Details Price per unit (if applicable)

e.g. subscription, conversion

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

• (i) the voting rights of any relevant securities under any option; or

• (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO

Date of disclosure:	19 Oct 2018
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.

View source version on businesswire.com:https://www.businesswire.com/news/home/20181019005183/en/

BARCLAYS PLC

Source: BARCLAYS PLC