DGAP Voting Rights Announcement: K+S Aktiengesellschaft
K+S Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

23.07.2020 / 18:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: K+S Aktiengesellschaft
Street: Bertha-von-Suttner-Str. 7
Postal code: 34131
City: Kassel
Germany
Legal Entity Identifier (LEI): 529900YURAYD4IJX2J91

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
20 Jul 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.01 % 5.07 % 5.09 % 191400000
Previous notification 0.00 % 0.00 % 0.00 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000KSAG888 26958 0 0.01 % 0.00 %
Total 26958 0.01 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 2345403 1.23 %
Listed Call Options 18.12.2020-18.06.2021 Until 18.12.2020-18.06.2021 1025000 0.54 %
Certificates 21.08.2020-16.07.2021 21.08.2020-16.07.2021 581123 0.30 %
   Total 3951526 2.06 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Call Options on Basket 03.01.2025 03.01.2025 Cash 13 0 %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 43078 0.02 %
Contracts For Difference N/A N/A Cash 1607763 0.84 %
Certificates 03.01.2033 Until 03.01.2033 Cash 14039 0.01 %
OTC Call Options 18.09.2020-03.01.2033 Until 18.09.2020-03.01.2033 Cash 1728297 0.90 %
OTC Call Options 18.09.2020 18.09.2020 Cash 10246 0.01 %
OTC Put Options 18.09.2020-03.01.2033 Until 18.09.2020-03.01.2033 Cash 139031 0.07 %
OTC Put Options 18.09.2020 18.09.2020 Cash 9534 0 %
Listed Put Options 18.12.2020-17.12.2021 Until 18.12.2020-17.12.2021 Physical 425000 0.22 %
Listed Call Warrants 18.09.2020-03.01.2033 Until 18.09.2020-03.01.2033 Cash 1626094 0.85 %
Listed Call Warrants 18.09.2020-03.01.2025 18.09.2020-03.01.2025 Cash 7217 0 %
Listed Put Warrants 18.09.2020-03.01.2033 Until 18.09.2020-03.01.2033 Cash 139031 0.07 %
18.09.2020 18.09.2020 Cash 9534 0 %
     Total 5758877 3.01 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Société Générale S.A. % % %
-Société Générale Effekten GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
23 Jul 2020



23.07.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: K+S Aktiengesellschaft
Bertha-von-Suttner-Str. 7
34131 Kassel
Germany
Internet: www.k-plus-s.com

 
End of News DGAP News Service

1100595  23.07.2020 

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