FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
Chatterjee Fund Management LP | MCDERMOTT INTERNATIONAL | _____ Director | __X__ 10% Owner | ||||||||||||||||||||||||||
INC [ MDR ] | |||||||||||||||||||||||||||||
_____ Officer (give title below) _____ Other (specify below) | |||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | ||||||||||||||||||||||||||
888 SEVENTH AVE, 37TH FLOOR, | 10/3/2019 | ||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||||||||||||||
NEW YORK, NY 10106 | ___ Form filed by One Reporting Person | ||||||||||||||||||||||||||||
(City) | (State) | (Zip) | _ X _ Form filed by More than One Reporting Person | ||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | |||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||||||||||||||||||||
Direct (D) | Ownership | ||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||
(A) or | (I) (Instr. | ||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||||||||||||||||||||
Common Stock, par value $1.00 per share | 10/3/2019 | X | 5700 | A | $8 | 18231242 (1) | D (2) | ||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||||||
Security | Conversion | Date | Execution | Code | Derivative | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | (Instr. 8) | Securities Acquired | Derivative Security | Security | Securities | Form of | Beneficial | ||||||||||||||||||||
Price of | (A) or Disposed of | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||||||||||||||||
Derivative | (D) | Owned | Security: | (Instr. 4) | |||||||||||||||||||||||||
Security | (Instr. 3, 4 and 5) | Following | Direct (D) | ||||||||||||||||||||||||||
Date | Expiration | Amount or | Reported | or Indirect | |||||||||||||||||||||||||
Transaction(s) | (I) (Instr. | ||||||||||||||||||||||||||||
Title | Number of | ||||||||||||||||||||||||||||
Exercisable | Date | (Instr. 4) | 4) | ||||||||||||||||||||||||||
Code | V | (A) | (D) | Shares | |||||||||||||||||||||||||
Put Option | (3) | Common | 821700 (4) | D (2) | |||||||||||||||||||||||||
(obligation to | $8 | 10/3/2019 | X | 5700 | 11/15/2019 | 5700 | $0 | ||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Explanation of Responses:
- Consists of 600,000 shares of common stock of the Issuer, par value $1.00 per share ("Common Stock"), held by Chatterjee Charitable Foundation ("CCF"), 3,573,300 shares of Common Stock held by MCPI Holdings Limited ("MCPI"), 7,181,042 shares of Common Stock held by Chatterjee Fund Management, L.P. ("CFM") and 6,876,900 shares of Common Stock held by Labvantage Solutions Technologies Limited ("LVST"). TCG Lifesciences Limited ("TCGLF") is filing in its capacity as the parent company of LVST and CSL Holdings Limited ("CSL") is filing in its capacity as the parent company of TCGLF. CFM is the direct parent company of CSL and MCPI.
- This Form 4 is being filed jointly by (each a "Reporting Person" and, collectively, the "Reporting Persons") (i) CCF, (ii) MCPI, (iii) LVST, (iv) TCGLF, (v) CSL, (vi) CFM and (vii) Purnendu Chatterjee, as the general partner of CFM and trustee of CCF. Each Reporting Person disclaims beneficial ownership of the securities reported herein as owned, beneficially or of record, except to the extent of any pecuniary interest therein.
- These options are currently exercisable.
- Consists of 821,700 put options written by MCPI.
Reporting Owners
Reporting Owner Name / Address | Relationships | |
Director | 10% OwnerOfficerOther | |
Chatterjee Fund Management LP | ||
888 SEVENTH AVE, 37TH FLOOR | X | |
NEW YORK, NY 10106 | ||
Chatterjee Charitable Foundation | ||
888 SEVENTH AVE, 37TH FLOOR | X | |
NEW YORK, NY 10106 | ||
MCPI Holdings Ltd | ||
C/O IQ EQ CORPORATE SERVICES | X | |
33, EDITH CAVELL STREET | ||
PORT-LOUIS, O4 11324
Labvantage Solutions Technologies Ltd | |||||
C/O IQ EQ CORPORATE SERVICES | X | ||||
33, EDITH CAVELL STREET | |||||
PORT-LOUIS, O4 11324 | |||||
TCG Lifesciences Ltd | |||||
C/O IQ EQ CORPORATE SERVICES | X | ||||
33, EDITH CAVELL STREET | |||||
PORT-LOUIS, O4 11324 | |||||
CSL Holdings Ltd | |||||
C/O IQ EQ CORPORATE SERVICES | X | ||||
33, EDITH CAVELL STREET | |||||
PORT-LOUIS, O4 11324 | |||||
CHATTERJEE PURNENDU | |||||
888 SEVENTH AVENUE, 37TH FLOOR | X | ||||
NEW YORK, NY 10106 | |||||
Signatures | |||||
See Signatures included in Exhibit 99.1 | 10/8/2019 | ||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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EXHIBIT 99.1
Form 4 List of Reporting Owners and Signature Page
Name of designated filer: Chatterjee Fund Management, L.P.
Other joint filers: Chatterjee Charitable Foundation, MCP Holdings Limited, Labvantage Solutions Technologies Limited, TCG Lifesciences Limited, CSL Holdings Limited, Purnendu Chatterjee
Address for Chatterjee Fund Management, L.P., Chatterjee Charitable Foundation and Purnendu Chatterjee is: 888 Seventh Avenue, 37th Floor, New York, NY 10106
Address for MCP Holdings Limited, Labvantage Solutions Technologies Limited, TCG Lifesciences Limited and CSL Holdings Limited is: c/o IQ EQ Corporate Services, 33, Edith Cavell Street Port-Louis,11324, Mauritius
Date of Event Requiring Statement: October 3, 2019
Issuer Name and Ticker or Trading Symbol: McDermott International Inc. [MDR]
CHATTERJEE CHARITABLE FOUNDATION
By: | /s/ Purnendu Chatterjee |
Name: Purnendu Chatterjee | |
Title: Trustee |
MCPI HOLDINGS LIMITED
By: | /s/ Purnendu Chatterjee |
Name: Purnendu Chatterjee | |
Title: Director |
LABVANTAGE SOLUTIONS TECHNOLOGIES LIMITED
By: /s/ Purnendu Chatterjee
Name: Purnendu Chatterjee
Title: Director
TCG LIFESCIENCES LIMITED
By: | /s/ Purnendu Chatterjee |
Name: Purnendu Chatterjee | |
Title: Director |
CSL HOLDINGS LIMITED
By: /s/ Purnendu Chatterjee
Name: Purnendu Chatterjee
Title: Director
CHATTERJEE FUND MANAGEMENT, LP
By: | /s/ | Purnendu Chatterjee |
Name: Purnendu Chatterjee | ||
Title: General Partner | ||
/s/ | Purnendu Chatterjee |
Purnendu Chatterjee
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McDermott International Inc. published this content on 08 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 October 2019 00:40:04 UTC