Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
On October 10, 2019, New York Mortgage Trust, Inc. (the "Company") filed
articles of amendment to its charter (the "Articles of Amendment") with the
State Department of Assessments and Taxation of Maryland (the "SDAT"), which
Articles of Amendment were effective immediately upon their acceptance for
record by the SDAT. The Articles of Amendment increase the number of shares of
stock the Company is authorized to issue from 600,000,000 shares to
1,000,000,000 shares, consisting of 800,000,000 shares of common stock,
increased from 400,000,000 shares, and 200,000,000 shares of preferred stock.
The foregoing description of the Articles of Amendment does not purport to be
complete and is qualified in its entirety by reference to the Articles of
Amendment, a copy of which is filed as Exhibit 3.1 hereto and incorporated
herein by reference. Except as described in this Current Report on Form 8-K, the
Articles of Amendment did not amend, alter or modify any other terms or
provisions of the Company's charter.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. The following exhibit is being filed herewith this Current Report
on Form 8-K.
Exhibit No. Description
Articles of Amendment of New York Mortgage Trust, Inc., dated
3.1 October 10, 2019.
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