FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
ROBO JAMES L | NEXTERA ENERGY INC [ NEE ] | __X__ Director | _____ 10% Owner | ||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | ||||||||||||||||||||||||||||
__X__ Officer (give title below) __X__ Other (specify below) | |||||||||||||||||||||||||||||||
C/O NEXTERA ENERGY, INC., 700 | 12/5/2019 | Chairman, President & CEO / Director of | |||||||||||||||||||||||||||||
Subsidiary | |||||||||||||||||||||||||||||||
UNIVERSE BLVD. | |||||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||||||||||||||||
JUNO BEACH, FL 33408 | _X _ Form filed by One Reporting Person | ||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | ||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | ||||||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | Indirect | |||||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||||||||||||||||||||||
Direct (D) | Ownership | ||||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||||
(A) or | (I) (Instr. | ||||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||||||||||||||||||||||
Common Stock | 12/5/2019 | S(1) | 10000 | D | $233.12 | 249325 (2)(3) | D | ||||||||||||||||||||||||
James L. | |||||||||||||||||||||||||||||||
Common Stock | 107632 | I | Robo | ||||||||||||||||||||||||||||
Gifting | |||||||||||||||||||||||||||||||
Trust | |||||||||||||||||||||||||||||||
Common Stock | 73550 | I | Spouse's | ||||||||||||||||||||||||||||
Gifting | |||||||||||||||||||||||||||||||
Trust | |||||||||||||||||||||||||||||||
2018 | |||||||||||||||||||||||||||||||
Common Stock | 31292 | I | Spouse's | ||||||||||||||||||||||||||||
Gifting | |||||||||||||||||||||||||||||||
Trust | |||||||||||||||||||||||||||||||
Common Stock | 73828 (4) | I | By Rabbi | ||||||||||||||||||||||||||||
Trust | |||||||||||||||||||||||||||||||
By | |||||||||||||||||||||||||||||||
Common Stock | 4633 | I | Retirement | ||||||||||||||||||||||||||||
Savings | |||||||||||||||||||||||||||||||
Plan Trust | |||||||||||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||||||||
Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||||||||||||||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||||||||||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||||||||||||||||||||
Security | Following | Direct (D) | |||||||||||||||||||||||||||||
Date | Expiration | Title | Amount or Number of | Reported | or Indirect | ||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | Transaction(s) | (I) (Instr. | |||||||||||||||||||||||
(Instr. 4) | 4) |
Explanation of Responses:
- Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
- Includes a total of 47,687 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 271 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Stock Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- Includes a total of 108,795 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries, including an aggregate of 611 deferred shares deemed acquired pursuant to a dividend reinvestment feature.
- Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 419 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
Reporting Owners
Reporting Owner Name / Address | Relationships | |
Director 10% Owner Officer | Other |
ROBO JAMES L
C/O NEXTERA ENERGY, INC. XChairman, President & CEODirector of Subsidiary 700 UNIVERSE BLVD.
JUNO BEACH, FL 33408
Signatures | ||
W. Scott Seeley (Attorney-in-Fact) | 12/6/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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NextEra Energy Inc. published this content on 06 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 December 2019 20:35:03 UTC