SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |||
OMB APPROVAL | |||
Washington, D.C. 20549 | |||
OMB Number: | 3235-0287 | ||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | ||
hours per response: | 0.5 | ||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||||||||||||||||||||||||||||||||||
Mesrobian Edmond | NORDSTROM INC[ JWN ] | (Check all applicable) | |||||||||||||||||||||||||||||||||||||
Director | 10% Owner | ||||||||||||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | |||||||||||||||||||||||||||||||||||||||
X | Officer (give title | Other (specify | |||||||||||||||||||||||||||||||||||||
08/26/2019 | |||||||||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | below) | below) | |||||||||||||||||||||||||||||||||||
1617 SIXTH AVE | Chief Technology Officer | ||||||||||||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||||||||||||||||||||||||||||
(Street) | 08/28/2019 | Line) | |||||||||||||||||||||||||||||||||||||
SEATTLE | WA | 98101 | X | Form filed by One Reporting Person | |||||||||||||||||||||||||||||||||||
Form filed by More than One Reporting | |||||||||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | Person | ||||||||||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature | ||||||||||||||||||||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 | Securities | Form: Direct | of Indirect | |||||||||||||||||||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | and 5) | Beneficially | (D) or | Beneficial | |||||||||||||||||||||||||||||||||
(Month/Day/Year) | 8) | Owned | Indirect (I) | Ownership | |||||||||||||||||||||||||||||||||||
Following | (Instr. 4) | (Instr. 4) | |||||||||||||||||||||||||||||||||||||
Code | V | Amount | (A) or | Price | Reported | ||||||||||||||||||||||||||||||||||
Transaction(s) | |||||||||||||||||||||||||||||||||||||||
(D) | |||||||||||||||||||||||||||||||||||||||
(Instr. 3 and 4) | |||||||||||||||||||||||||||||||||||||||
Common Stock | 08/26/2019 | A | 38,520(1) | A | $0 | 87,121 | D | ||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 7. Title and | 8. Price | 9. Number of | 10. | 11. Nature | ||||||||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Amount of | of | derivative | Ownership | of Indirect | ||||||||||||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | of | (Month/Day/Year) | Securities | Derivative | Securities | Form: | Beneficial | ||||||||||||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Underlying | Security | Beneficially | Direct (D) | Ownership | ||||||||||||||||||||||||||||||
Derivative | Securities | Derivative | (Instr. 5) | Owned | or Indirect | (Instr. 4) | |||||||||||||||||||||||||||||||||
Security | Acquired | Security (Instr. 3 | Following | (I) (Instr. | |||||||||||||||||||||||||||||||||||
(A) or | and 4) | Reported | 4) | ||||||||||||||||||||||||||||||||||||
Disposed | Transaction(s) | ||||||||||||||||||||||||||||||||||||||
of (D) | (Instr. 4) | ||||||||||||||||||||||||||||||||||||||
(Instr. 3, | |||||||||||||||||||||||||||||||||||||||
4 and 5) | |||||||||||||||||||||||||||||||||||||||
Amount | |||||||||||||||||||||||||||||||||||||||
or | |||||||||||||||||||||||||||||||||||||||
Number | |||||||||||||||||||||||||||||||||||||||
Date | Expiration | of | |||||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Shares | ||||||||||||||||||||||||||||||||
Performance | (2) | 03/05/2022 | 01/29/2022 | Common | 15,414 | 15,414 | D | ||||||||||||||||||||||||||||||||
Share Units | Stock |
Explanation of Responses:
- On August 26, 2019, the Reporting Person filed a Form 4 reflecting the grant of 38,520 Restricted Stock Units ("RSUs"). Pursuant to SEC rules and the terms and conditions of the grant, the grant of RSUs may be reported within either Table I or Table II of Form 4, and were reported in Table II. Historically, executives of the issuer have reported grants of RSUs within Table I, and this amendment is being filed to reflect the August 26, 2019 grant on Table I in accordance with that prior practice.
- Each Performance Share Unit (PSU) represents a contingent right to receive one share of the Company's common stock. The percentage of PSUs granted that will actually be earned at the end of the three-year period is based upon the Company's free cash flow growth, earnings before interest and tax (EBIT) margin percent, and market share results over that same period.
Remarks:
Eunice Chung, Attorney-in- | 09/12/2019 | |
fact for Edmond Mesrobian | ||
** Signature of Reporting Person Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Nordstrom Inc. published this content on 12 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 September 2019 22:26:06 UTC