FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
GARCIA-MOLINA HECTOR | ORACLE CORP [ ORCL ] | __ X __ Director | _____ 10% Owner |
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) |
_____ Officer (give title below) | _____ Other (specify below) | ||
C/O DELPHI ASSET MANAGEMENT | 5/15/2019 | |||||||||||||||||||||||||
CORPORATION, 5525 KIETZKE | ||||||||||||||||||||||||||
LANE, SUITE 200 | ||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||||||||||
RENO, NV 89511 | _ X _ Form filed by One Reporting Person | |||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) or | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||||||||||||||||||
Direct (D) | Ownership | |||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||
(A) or | (I) (Instr. | |||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | |||||||||||||||||||||
Common Stock | 5/15/2019 | M | 1875 | A | $19.59 | 27969 | D | |||||||||||||||||||
Common Stock | 5/15/2019 | M | 1875 | A | $22.57 | 29844 | D | |||||||||||||||||||
Common Stock | 5/15/2019 | S | 3750 | D | $54.523 (2) | 26094 | D | |||||||||||||||||||
(1) | ||||||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||
Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||||||
(Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||||||||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||
Security | Following | Direct (D) | ||||||||||||||||||||||||
Amount or | ||||||||||||||||||||||||||
Date | Expiration | Reported | or Indirect | |||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Number of | Transaction(s) | (I) (Instr. | |||||||||||||||||
Shares | (Instr. 4) | 4) | ||||||||||||||||||||||||
Stock Option | $19.59 | 5/15/2019 | M | 1875 | (3) | 5/31/2019 | Common | 1875 | $0 | 0 | D | |||||||||||||||
Stock | ||||||||||||||||||||||||||
Stock Option | $22.57 | 5/15/2019 | M | 1875 | (3) | 5/31/2020 | Common | 1875 | $0 | 22500 | D | |||||||||||||||
Stock | ||||||||||||||||||||||||||
Explanation of Responses:
(1)Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.
(2)This transaction was executed in multiple trades at prices ranging from $53.95 to $54.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
(3)Option vests 25% annually on anniversary of grant date.
Reporting Owners
Reporting Owner Name / Address | Relationships |
Director 10% Owner OfficerOther | |
GARCIA-MOLINA HECTOR
C/O DELPHI ASSET MANAGEMENT CORPORATION X 5525 KIETZKE LANE, SUITE 200
RENO, NV 89511
Signatures | |
/s/ Aimee Weast by Aimee Weast, Attorney in Fact for Hector Garcia-Molina (POA filed 02/19/2019) | 5/16/2019 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Oracle Corporation published this content on 16 May 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 16 May 2019 22:17:03 UTC