FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
Screven Edward | ORACLE CORP [ ORCL ] | _____ Director | _____ 10% Owner | |||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | |||||||||||||||||||||||||||
__ X __ Officer (give title below) | _____ Other (specify below) | |||||||||||||||||||||||||||||
5525 KIETZKE LANE, SUITE 200 | 7/10/2019 | Chief Corporate Architect | ||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||||||||||||||
RENO, NV 89511 | _ X _ Form filed by One Reporting Person | |||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||||||||||||||||||||||
Direct (D) | Ownership | |||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||||||
(A) or | (I) (Instr. | |||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | |||||||||||||||||||||||||
Common Stock | 7/10/2019 | M | 46875 | A | $0 | 2334848 | D | |||||||||||||||||||||||
Common Stock | 7/10/2019 | F | 23241 | D | $59.60 | 2311607 | D | |||||||||||||||||||||||
(1) | ||||||||||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||||
Security | Conversion | Date | Execution | Code | Derivative | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | (Instr. 8) | Securities Acquired | Derivative Security | Security | Securities | Form of | Beneficial | |||||||||||||||||||||
Price of | (A) or Disposed of | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||||||
Derivative | (D) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||||||
Security | (Instr. 3, 4 and 5) | Following | Direct (D) | |||||||||||||||||||||||||||
Date | Expiration | Amount or | Reported | or Indirect | ||||||||||||||||||||||||||
Title | Transaction(s) | (I) (Instr. | ||||||||||||||||||||||||||||
Number of | ||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) | ||||||||||||||||||||||
Restricted Stock | (2) | 7/10/2019 | M | 46875 | (3) | (3) | Common | 46875 | $0 | 93750 | D | |||||||||||||||||||
Unit | Stock | |||||||||||||||||||||||||||||
Explanation of Responses:
- Shares withheld for payment of tax liability upon vesting of restricted stock units.
- Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.
- The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
Reporting Owners | |||||||
Reporting Owner Name / Address | Relationships | ||||||
Director | 10% Owner | Officer | Other | ||||
Screven Edward | |||||||
5525 KIETZKE LANE | Chief Corporate Architect | ||||||
SUITE 200 | |||||||
RENO, NV 89511 | |||||||
Signatures | |||||||
/s/ Rebecca Isakson, by Rebecca Isakson, Attorney in Fact for Edward Screven (POA filed 12/07/2018) | 7/11/2019 | ||||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Oracle Corporation published this content on 11 July 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 July 2019 23:09:04 UTC