TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights arePEARSON PLC attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2.Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments | X |
An event changing the breakdown of voting rights | |
Other (please specify)iii |
3. Details of person subject to the notification obligationiv
Name | The Goldman Sachs Group, Inc. | ||||||
City and country of registered office (if applicable) | Corporation Trust Center, 1209 Orange Street, | ||||||
Wilmington DE 19801, USA | |||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||
Name | Goldman Sachs International | ||||||
City and country of registered office (if applicable) | Peterborough Court, 133 Fleet Street, London | ||||||
EC4A 2BB, UK | |||||||
5. Date on which the threshold was crossed or | 15/05/2019 | ||||||
reachedvi: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 17/05/2019 | ||||||
7. Total positions of person(s) subject to the notification obligation | |||||||
% of voting rights at- | % of voting rights | Total number of | |||||
through financial | Total of both in % | ||||||
tached to shares | voting rights of | ||||||
instruments | (8.A + 8.B) | ||||||
(total of 8. A) | issuervii | ||||||
(total of 8.B 1 + 8.B 2) | |||||||
Resulting situation | |||||||
on the date on which | 0.49% | 6.92% | 7.41% | 781,417,120 | |||
threshold was | |||||||
crossed or reached | |||||||
Position of previous | |||||||
notification (if | 0.69% | 6.72% | 7.41% | ||||
applicable) | |||||||
8.Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
1
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||||
shares | ||||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect | ||
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |||
2004/109/EC) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |||
(DTR5.1) | (DTR5.2.1) | (DTR5.2.1) | ||||
GB0006776081 | 3,476,082 | 0.44% | ||||
US7050151056 | 348,325 | 0.04% | ||||
SUBTOTAL 8. A | 3,824,407 | 0.49% | ||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Exercise/ | Number of voting rights | |||
Type of financial | Expiration | that may be acquired if | % of voting rights | |
instrument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
Securities Lending | Open | 8,908,305 | 1.14% | |
SUBTOTAL 8. B 1 | 8,908,305 | 1.14% | ||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
x | |||||
instrument | date | Period xi | settlementxii | voting rights |
Refer to Annex- | ||
ure | ||
SUBTOTAL | 45,175,105 | 5.78% |
8.B.2 | ||
2
9.Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X (please add additional rows as necessary)
% of voting rights if it | % of voting rights | Total of both if it | |
through financial | |||
equals or is higher | equals or is higher | ||
Namexv | instruments if it equals | ||
than the notifiable | or is higher than the | than the notifiable | |
threshold | threshold | ||
notifiable threshold | |||
The Goldman Sachs | |||
Group, Inc. | |||
Goldman Sachs (UK) | |||
L.L.C. | |||
Goldman Sachs Group | |||
UK Limited | |||
Goldman Sachs | 5.83% | 5.88% | |
International | |||
The Goldman Sachs | |||
Group, Inc. | |||
Goldman Sachs & Co. | |||
LLC | |||
The Goldman Sachs | |||
Group, Inc. | |||
GSAM Holdings LLC | |||
Goldman Sachs Asset | |||
Management, L.P. | |||
Goldman Sachs Asset | |||
Management Interna- | |||
tional Holdings L.L.C. | |||
Goldman Sachs Asset | |||
Management Co., Ltd. | |||
The Goldman Sachs | |||
Group, Inc. | |||
GSAM Holdings LLC | |||
Goldman Sachs Asset | |||
Management, L.P. |
10.In case of proxy voting, please identify:
Name of the proxy holder | N/A |
3
The number and % of voting rights held | N/A |
The date until which the voting rights will be held | N/A |
11. Additional informationxvi
Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact: gs-regops-emea-position-enquiries@gs.com
Place of completion | London |
Date of completion | 17/05/2019 |
Natalie White
Deputy Company Secretary
Pearson plc
20 May 2019
4
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/Conversion | Physical or cash | Number of | % of voting |
instrument | datex | periodxi | settlementxii | voting rights | rights |
CFD | 15/09/2028 | Cash | 3,000,000 | 0.38% | |
CFD | 10/12/2025 | Cash | 2,800,138 | 0.36% | |
CFD | 20/04/2029 | Cash | 1,977,494 | 0.25% | |
CFD | 20/10/2027 | Cash | 1,879,542 | 0.24% | |
CFD | 23/09/2020 | Cash | 1,834,093 | 0.23% | |
CFD | 23/02/2024 | Cash | 1,800,000 | 0.23% | |
CFD | 04/12/2023 | Cash | 1,577,609 | 0.20% | |
CFD | 21/02/2024 | Cash | 1,300,000 | 0.17% | |
CFD | 07/02/2024 | Cash | 1,240,000 | 0.16% | |
CFD | 21/02/2024 | Cash | 1,100,000 | 0.14% | |
CFD | 14/02/2024 | Cash | 970,000 | 0.12% | |
CFD | 12/02/2024 | Cash | 865,494 | 0.11% | |
CFD | 26/01/2024 | Cash | 865,000 | 0.11% | |
CFD | 26/02/2024 | Cash | 860,000 | 0.11% | |
Swap | 28/07/2021 | Cash | 851,294 | 0.11% | |
CFD | 22/02/2024 | Cash | 800,000 | 0.10% | |
CFD | 28/03/2029 | Cash | 761,455 | 0.10% | |
Swap | 28/07/2021 | Cash | 757,148 | 0.10% | |
CFD | 28/03/2029 | Cash | 688,417 | 0.09% | |
CFD | 20/04/2029 | Cash | 685,506 | 0.09% | |
CFD | 29/01/2024 | Cash | 663,999 | 0.08% | |
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original document
- Permalink
Disclaimer
Pearson plc published this content on 20 May 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 May 2019 09:32:03 UTC