Item 2.02. Results of Operations and Financial Condition.
On November 21, 2019, PennantPark Investment Corporation issued a press release
announcing its financial results for the fourth quarter and fiscal year ended
September 30, 2019. A copy of the press release is furnished as Exhibit 99.1 to
this report pursuant to Item 2.02 on Form 8-K and Regulation FD.
The information in this report on Form 8-K, including Exhibit 99.1 furnished
herewith, is being furnished and shall not be deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange
Act, or otherwise subject to the liabilities of such section. The information in
this report on Form 8-K shall not be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Securities Act, or
under the Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Forward-Looking Statements
This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain
"forward-looking statements" within the meaning of the Private Securities
Litigation Reform Act of 1995. You should understand that under Section
27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act,
the "safe harbor" provisions of the Private Securities Litigation Reform Act of
1995 do not apply to forward-looking statements made in periodic reports
PennantPark Investment Corporation files under the Exchange Act. All statements
other than statements of historical facts included in this report on Form 8-K
are forward-looking statements and are not guarantees of future performance or
results, and involve a number of risks and uncertainties. Actual results may
differ materially from those in the forward-looking statements as a result of a
number of factors, including those described from time to time in filings with
the Securities and Exchange Commission. PennantPark Investment Corporation
undertakes no duty to update any forward-looking statement made herein. You
should not place undue influence on such forward-looking statements as such
statements speak only as of the date on which they are made.
PennantPark Investment Corporation may use words such as "anticipates,"
"believes," "expects," "intends," "seeks," "plans," "estimates" and similar
expressions to identify forward-looking statements. Such statements are based on
currently available operating, financial and competitive information and are
subject to various risks and uncertainties that could cause actual results to
differ materially from its historical experience and present expectations.
Item 9.01. Financial Statements and Exhibits.
(a) Financial statements:
None
(b) Pro forma financial information:
None
(c) Shell company transactions:
None
(d) Exhibits
99.1 Press Release of PennantPark Investment Corporation dated November 21,
2019
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