Statement of Changes in Beneficial Ownership of Securities
FRB OMB Number: 7100-0091
Filed pursuant to Section 16(a) of the Securities Exchange Act 1934
FDIC OMB Number: 3064-0030
OCC OMB Number: 1557-0106
Filing Information
No longer subject to Section 16. Form 4 or Form 5 obligations may continue.
Issuer Name
Ticker or Trading Symbol
Date of Earliest Transaction Required to be Reported
If Amendment, Date of Original Filing
Preferred Bank
PFBC
2020-02-11 00:00:00.0
Filer Information
Name of
Street Address
City
State
ZIP Code
Relationship of Reporting Person to Issuer
Reporting
Person
Clark Hsu
601 S. Figueroa Street 48th Fl
Los Angeles
CA
90017
Director
Description:
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of Security
Transaction
Deemed
Transaction
V
Amount of Securities
Price of
Amount of Securities
Ownership Form
Nature of Indirect Beneficial
Date
Execution Date
Code
Acquired or Disposed of
Securities
Beneficially Owned
Ownership
Acquired or
Following Reported
Disposed of
Transactions
Common Stock
2020-02-
null
2,500 Shares (D)
$62.86
105350 Shares
Direct
11
00:00:00.0
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of
Conversion or
Transaction
Deemed
Transaction
V
Number of
Date
Expiration
Title of
Amount of
Price of
Number of
Ownership
Nature of
Derivative
Exercise
Date
Execution
Code
Derivative
Exercisable
Date
Underlying
Underlying
Derivative
Derivative
Form of
Indirect
Security
Price of
Date
Securities
Securities
Securities
Security
Securities
Derivative
Beneficial
Derivative
Acquired or
Beneficially
Securities
Ownership
Security
Disposed of
Owned Following
Reported
Transactions
There are no Derivative Securities
Explanation of Responses
* Signed by: ______________________________Edward Czajka Date: 2020-02-11 00:00:00.0
The agencies are collecting the information on Forms 3, 4, and 5 pursuant to 15 USC 78l, to assist investors in making investment decisions. The burden estimate for providing the required information on Forms 3, 4, and 5 ranges from 0.5 to 1.0 hour for each form. Comments on the accuracy of this burden estimate and suggestions for reducing this burden may be addressed to PRA Clearance Officer, Legal Division, FDIC, 550 17 St. NW, Washington, DC 20429 (for State nonmember banks); Cindy Ayouch, Division of Research and Statistics, Board of Governors of the Federal Reserve System, 20th & C St., NW, Mailstop 41, Washington, DC 20551 (for State member banks); or Jessie Dunaway, Clearance Officer, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, 250 E Street, SW, Mailstop 8-4, Washington, DC 20219 (for National banks); or Marilyn Burton, Senior Paralegal (Regulations), Chief Counsel, Regulations & Legislation, Office of Thrift Supervision, 1700 G Street, NW, 5/M3, Washington, DC 20552 (for OTS regulated savings institutions). The agencies may not conduct or sponsor, and a respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number.
* Intentional misstatements or omission of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Exhibit Information
There is no Power of Attorney information
There is no Other information
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Disclaimer
Preferred Bank published this content on 11 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 February 2020 05:23:02 UTC
Preferred Bank is an independent commercial bank focusing primarily on the California market. The Bank provides a range of financial services. The Bank offers a range of deposit and loan products and services to both commercial and consumer customers. The Bank provides personalized deposit services as well as real estate finance, commercial loans and trade finance to small and mid-sized businesses, entrepreneurs, real estate developers, professionals, and high net worth individuals. The Bank conducts its banking business from its main office in Los Angeles, California, and through 11 full-service branch banking offices in California (Alhambra, Century City, City of Industry, Torrance, Arcadia, Irvine, Diamond Bar, Pico Rivera, Tarzana, and San Francisco) and one branch in Flushing, New York. In addition, the Bank operates a loan production office in the Houston, Texas suburb of Sugar Land. Its business activities come from the mainstream markets of Southern and Northern California.
PREFERRED BANK 
