Rich Goldman : (Revised) Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2019

For Main Board and GEM listed issuers

(Revised)

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :	30/09/2019
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	Rich Goldman Holdings Ltd.
Date Submitted	16/10/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

00070

Description :

RICH GOLDMAN HOLDINGS LIMITED

No. of ordinary

Par value

Authorised share

capital

shares

(HK$)

(HK$)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

(2) Stock code :

N/A

Description :

No. of ordinary

Par value

Authorised share

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

For Main Board and GEM listed issuers

2. Preference Shares									(Revised)
Stock code :		N/A	Description :			N/A
							Par value		Authorised share
				No. of preference		(State		capital
				shares		currency)		(State currency)
Balance at close of preceding month	N/A		N/A		N/A
Increase/(decrease)			N/A					N/A
Balance at close of the month		N/A		N/A		N/A
3. Other Classes of Shares
Stock code :		N/A	Description :			N/A
							Par value		Authorised share
				No. of other		(State		capital
				classes of shares		currency)		(State currency)
Balance at close of preceding month	N/A		N/A		N/A
Increase/(decrease)			N/A					N/A
Balance at close of the month		N/A		N/A		N/A
Total authorised share capital at the end of the month (State					N/A
currency) :

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital						(Revised)
	No. of ordinary shares		No of preference	No. of other classes
	(1)	(2)		shares		of shares
Balance at close of preceding			N/A		N/A		N/A
month	692,436,675
Increase/ (decrease) during the			N/A		N/A		N/A
month	0
Balance at close of the month	692,436,675		N/A		N/A		N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of

No. of new shares

No. of new shares of

share option

of issuer issued

issuer which may be

scheme

during the month

issued pursuant

including EGM

Movement during the month

pursuant thereto

thereto as at close of

approval date

the month

(dd/mm/yyyy) and

class of shares

Granted

Exercised

Cancelled

Lapsed

issuable

1. Scheme

adopted on

Nil

Nil

Nil

Nil

8,356,620

18/09/2007

Nil

Approved at EGM

on (01/04/2016 )

Exercise price

HK$0.622

Ordinary shares

(Note 1)

2.

Nil

Nil

Nil

Nil

Nil

Nil

Ordinary shares

(Note 1)

Nil

Nil

Nil

Nil

Nil

Nil

Ordinary shares

(Note 1)

Total A. (Ordinary shares)

Nil

(Preference shares)

Nil

(Other class)

Nil

Total funds raised during the month from exercise of

options (State currency)

Nil

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

(Revised)

No. of new

No. of new

shares of

shares of

issuer issued

issuer which

during the

may be issued

month

pursuant

Nominal value

pursuant

thereto as at

Description of warrants

Currency of

at close of

Exercised

Nominal value

thereto

close of the

nominal

preceding

during the

at close of the

month

(Date of expiry - dd/mm/yyyy)

value

month

month

month

1.

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3.

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4.

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

( / /	)

( / /	)

( / /	)

( / /

)

Total B. (Ordinary shares) (Preference shares)

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)	(Revised)
						No. of new	No. of new
						shares of	shares of issuer
						issuer issued	which may be
						during the	issued pursuant
		Currency of				month	thereto as at
		Amount at close	Redeemed	Amount at	pursuant	close of the
		amount	of preceding	during the	close of the	thereto	month
Class and description	outstanding	month	month	month

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))	( )

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( )

3.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

4.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

Total C. (Ordinary shares) (Preference shares)

(Other class)

For Main Board and GEM listed issuers

(Revised)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

					No. of new shares		No. of new shares of
					of issuer issued		issuer which may be
					during the month	issued pursuant thereto
Full particulars including EGM approval date (dd/mm/yyyy),			pursuant thereto	as at close of the month
if applicable, and class of shares issuable:
1.	(N/A)
					NIL		NIL
	(	/	/	)
	shares (Note 1)
2.	(N/A)
	(	/	/	)

shares (Note 1)

3. (N/A)

(	/	/	)

shares (Note 1)

Total D. (Ordinary shares) (Preference shares)

(Other class)

For Main Board and GEM listed issuers

(Revised)

Other Movements in Issued Share Capital

No. of new

No. of new

shares of

shares of

issuer issued

issuer

during the

which may

month

be issued

pursuant

pursuant

thereto

thereto as

at close of

Type of Issue

the month

Class of shares issuable

(Note 1)

1.

Rights issue

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

(

/

/

)

State

HK$

2.

Open offer

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

3.

Placing

At Price:

State

Issue and allotment

(

/

/

)

date : (dd/mm/yyyy)

currency

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

4.

Bonus issue

Issue and allotment

(

/

/

)

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

For Main Board and GEM listed issuers

								(Revised)
								No. of new	No. of new
								shares of	shares of
								issuer issued	issuer
								during the	which may
									month	be issued
								pursuant	pursuant
									thereto	thereto as
										at close of
Type of Issue										the month
				Class of shares issuable
				(Note 1)	(	/	/	)
		State
5. Scrip dividend	At price :		Issue and allotment
currency		date : (dd/mm/yyyy)	(	/	/	)
				EGM approval date:
				(dd/mm/yyyy)					N/A	N/A

	Class	of	shares
	repurchased (Note 1)
6. Repurchase of	Cancellation date :	(	/	/	)
shares	(dd/mm/yyyy)
	EGM approval date:	(	/	/	)
	(dd/mm/yyyy)

N/A N/A

	Class	of	shares
	redeemed (Note 1)	(	/	/	)
7. Redemption of
Redemption date :
shares	(dd/mm/yyyy)		(	/	/	)

EGM approval date: (dd/mm/yyyy)

N/A N/A

			Class of shares issuable
			(Note 1)
8. Consideration issue At price :	State		Issue and allotment	(	/	/	)
currency		date : (dd/mm/yyyy)	(	/	/	)
			EGM approval date:
			(dd/mm/yyyy)

N/A N/A

For Main Board and GEM listed issuers

					(Revised)
					No. of new	No. of new
					shares of	shares of
					issuer issued	issuer
					during the	which may
						month	be issued
					pursuant	pursuant
						thereto	thereto as
							at close of
Type of Issue							the month
	Class of shares issuable
	(Note 1)	(	/	/	)
9. Capital
Issue and allotment
reorganisation	date : (dd/mm/yyyy)	(	/	/	)
	EGM approval date:
	(dd/mm/yyyy)					N/A	N/A

				Class of shares issuable
				(Note 1)	(	/	/	)
10. Other	At price :	State
	Issue and allotment
(Please specify)	currency
		date : (dd/mm/yyyy)
				(	/	/	)
				EGM approval date:					N/A	N/A
				(dd/mm/yyyy)

Total E. (Ordinary shares)	-	-
(Preference shares)	-	-
(Other class)	-	-

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):	(1)	N/A

	(2)	N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):		N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):		N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

For Main Board and GEM listed issuers

(Revised)

Remarks (if any):

Submitted by: Lin Chuen Chow, Andy

Title: Director

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.