Rich Goldman : (Revised) Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 April 2019

For Main Board and GEM listed issuers (Revised)

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :	30/04/2019
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	Rich Goldman Holdings Limited
Date Submitted	17/10/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

00070

Description :

RICH GOLDMAN HOLDINGS LIMITED

Authorised share

No. of ordinary

Par value

capital

shares

(HK$)

(HK$)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

(2) Stock code :

N/A

Description :

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

For Main Board and GEM listed issuers (Revised)

2. Preference Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of other

(State

capital

classes of shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

Total authorised share capital at the end of the month (State

N/A

currency) :

For Main Board and GEM listed issuers (Revised)

II. Movements in Issued Share Capital

	No. of ordinary shares		No of preference	No. of other classes
	(1)	(2)		shares		of shares
Balance at close of preceding
month	692,436,675		N/A		N/A		N/A
Increase/ (decrease) during the
month	0		N/A		N/A		N/A
Balance at close of the month	692,436,675		N/A		N/A		N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of

No. of new shares

No. of new shares of

share option

of issuer issued

issuer which may be

scheme

during the month

issued pursuant

including EGM

Movement during the month

pursuant thereto

thereto as at close of

approval date

the month

(dd/mm/yyyy) and

class of shares

issuable

Granted

Exercised

Cancelled

Lapsed

1. Adopted on

(30/11/2000)

Nil

Nil

0

0

Nil

0

at EGM

Ordinary shares

(Note 1)

2. Scheme

Nil

Nil

0

Nil

Nil

0

adopted on

(18/09/2007)

Approved at

EGM

Exercise price

HK$3.307

Ordinary shares

(Note 1)

3.Scheme

Nil

Nil

0

Nil

Nil

12,534,930

adopted on

18/09/2007 and

granted on

01/04 /2016

Exercise price

HK$0.61

Ordinary shares

(Note 1)

Total A. (Ordinary shares)

Nil

(Preference shares)

Nil

(Other class)

Nil

Total funds raised during the month from exercise of

options (State currency)

Nil

			For Main Board and GEM listed issuers
					(Revised)
Warrants to Issue Shares of the Issuer which are to be Listed
					No. of new	No. of new
					shares of	shares of
					issuer issued	issuer which
					during the	may be issued
					month	pursuant
		Nominal value			pursuant	thereto as at
	Currency of	at close of	Exercised	Nominal value	thereto	close of the
Description of warrants	nominal	preceding	during the	at close of the		month
(Date of expiry - dd/mm/yyyy)	value	month	month	month

1.

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3.

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4.

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

/

/

)

Total B. (Ordinary shares) (Preference shares)

(Other class)

For Main Board and GEM listed issuers

(Revised)

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

No. of new

No. of new

shares of

shares of issuer

issuer issued

which may be

during the

issued pursuant

month

thereto as at

Currency of

Amount at close

Redeemed

Amount at

pursuant

close of the

amount

of preceding

during the

close of the

thereto

month

Class and description

outstanding

month

month

month

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))	( )

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( )

3.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

4.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

Total C. (Ordinary shares) (Preference shares)

(Other class)

For Main Board and GEM listed issuers (Revised)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

			No. of new shares	No. of new shares of
			of issuer issued	issuer which may be
			during the month	issued pursuant thereto
			pursuant thereto
Full particulars including EGM approval date (dd/mm/yyyy),		as at close of the month
if applicable, and class of shares issuable:
1. (N/A)
			NIL	NIL
( / /	)

shares (Note 1)

2. (N/A)

(

/

/

)

shares (Note 1)

3. (N/A)

(

/

/

)

shares (Note 1)

Total D. (Ordinary shares)

(Preference shares)

(Other class)

For Main Board and GEM listed issuers

(Revised)

Other Movements in Issued Share Capital

No. of new

No. of new

shares of

shares of

issuer issued

issuer

during the

which may

month

be issued

pursuant

pursuant

thereto

thereto as

at close of

Type of Issue

the month

Class of shares issuable

(Note 1)

1.

Rights issue

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

(

/

/

)

HK$

State

2.

Open offer

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

State

Issue and allotment

(

/

/

)

3.

Placing

At Price:

date : (dd/mm/yyyy)

currency

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

4.

Bonus issue

Issue and allotment

(

/

/

)

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

For Main Board and GEM listed issuers

(Revised)

No. of new

No. of new

shares of

shares of

issuer issued

issuer

during the

which may

month

be issued

pursuant

pursuant

thereto

thereto as

at close of

Type of Issue

the month

Class of shares issuable

(Note 1)

(

/

/

)

5.

Scrip dividend

At price :

State

Issue and allotment

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

repurchased (Note 1)

6.

Repurchase of

Cancellation date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

redeemed (Note 1)

(

/

/

)

7.

Redemption of

Redemption date :

shares

(dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

(Note 1)

8.

Consideration issue

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

	For Main Board and GEM listed issuers
						(Revised)
					No. of new	No. of new
					shares of	shares of
					issuer issued	issuer
					during the	which may
						month	be issued
						pursuant	pursuant
						thereto	thereto as
							at close of
Type of Issue							the month
	Class of shares issuable
	(Note 1)	(	/	/	)
9. Capital	Issue and allotment
reorganisation	date : (dd/mm/yyyy)	(	/	/	)
	EGM approval date:
	(dd/mm/yyyy)					N/A	N/A

				Class of shares issuable
				(Note 1)	(	/	/	)
10. Other		State
At price :		Issue and allotment
(Please specify)	currency
		date : (dd/mm/yyyy)
				(	/	/	)
				EGM approval date:
				(dd/mm/yyyy)					N/A	N/A

Total E. (Ordinary shares)	-	-
(Preference shares)	-	-
(Other class)	-	-

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):	(1)	N/A

	(2)	N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):		N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):		N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

For Main Board and GEM listed issuers (Revised)

Remarks (if any):

Submitted by: Lin Chuen Chow, Andy

Title: Director

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.