TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at-tachedii:
Shanta Gold Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
City and country of registered office (if applicable)
Sustainable Capital Limited Mauritius
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
06/03/2019 07/03/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights at-tached to shares (to-tal of 8. A)
% of voting rights through financial instru-ments
Total of both in %
(8.A + 8.B)Total number of voting rights of is-suervii
(total of 8.B 1 + 8.B 2)Resulting situation on the date on which threshold was crossed or reached
12.02%
0
12.02%
94,640,510
Position of previous notification (if applicable)
9.43%
0
9.43%
1
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB00B0CGR828 | 94,640,510 | 12.02% | ||
SUBTOTAL 8. A | 94,640,510 | 12.02% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in-strumentExpiration datexExercise/ Conversion Periodxithat may be acquired if the instrument is exercised/converted.
% of voting rightsSUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration datexExercise/ Conversion Pe-riod xi
Physical or cash settlementxiiNumber of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial in-struments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
HSBC FUND SER-VICES CLIENTS A/C 006 HSBC BANK PLC | 12.02% | 12.02% | ||
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held |
11. Additional informationxvi
Place of completion | Mauritius |
Date of completion | 07/03/2019 |
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Disclaimer
Shanta Gold Ltd. published this content on 08 March 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 08 March 2019 10:14:11 UTC