SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |||
OMB APPROVAL | |||
Washington, D.C. 20549 | |||
OMB Number: | 3235-0287 | ||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | ||
hours per response: | 0.5 | ||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||||||||||||||||||||
FELDMANN CYNTHIA L | STERIS plc[ STE ] | (Check all applicable) | ||||||||||||||||||||||||||||||||||
X | Director | 10% Owner | ||||||||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | ||||||||||||||||||||||||||||||||||||
Officer (give title | Other (specify | |||||||||||||||||||||||||||||||||||
08/06/2019 | ||||||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | below) | below) | ||||||||||||||||||||||||||||||||
C/O 70 SIR JOHN ROGERSON'S QUAY | ||||||||||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||||||||||||||||||||||||
Line) | ||||||||||||||||||||||||||||||||||||
(Street) | X Form filed by One Reporting Person | |||||||||||||||||||||||||||||||||||
DUBLIN | L2 | 2 | Form filed by More than One Reporting | |||||||||||||||||||||||||||||||||
Person | ||||||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ||||||||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature | |||||||||||||||||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 | Securities | Form: Direct | of Indirect | ||||||||||||||||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | and 5) | Beneficially | (D) or | Beneficial | ||||||||||||||||||||||||||||||
(Month/Day/Year) | 8) | Owned | Indirect (I) | Ownership | ||||||||||||||||||||||||||||||||
Following | (Instr. 4) | (Instr. 4) | ||||||||||||||||||||||||||||||||||
Code | V | Amount | (A) or | Price | Reported | |||||||||||||||||||||||||||||||
Transaction(s) | ||||||||||||||||||||||||||||||||||||
(D) | ||||||||||||||||||||||||||||||||||||
(Instr. 3 and 4) | ||||||||||||||||||||||||||||||||||||
Ordinary Shares | 08/06/2019 | A | 656 | A | $0.00 | 656 | D | |||||||||||||||||||||||||||||
See | ||||||||||||||||||||||||||||||||||||
Ordinary Shares | 8,663 | I | Footnote | |||||||||||||||||||||||||||||||||
Below.(1) | ||||||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | 6. Date Exercisable and | 7. Title and | 8. Price | 9. Number of | 10. | 11. Nature | |||||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | of | Expiration Date | Amount of | of | derivative | Ownership | of Indirect | |||||||||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Derivative | (Month/Day/Year) | Securities | Derivative | Securities | Form: | Beneficial | |||||||||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Securities | Underlying | Security | Beneficially | Direct (D) | Ownership | |||||||||||||||||||||||||||
Derivative | Acquired | Derivative | (Instr. 5) | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||||
Security | (A) or | Security (Instr. 3 | Following | (I) (Instr. | ||||||||||||||||||||||||||||||||
Disposed | and 4) | Reported | 4) | |||||||||||||||||||||||||||||||||
of (D) | Transaction(s) | |||||||||||||||||||||||||||||||||||
(Instr. 3, 4 | (Instr. 4) | |||||||||||||||||||||||||||||||||||
and 5) | ||||||||||||||||||||||||||||||||||||
Amount | ||||||||||||||||||||||||||||||||||||
or | ||||||||||||||||||||||||||||||||||||
Number | ||||||||||||||||||||||||||||||||||||
Date | Expiration | of | ||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Shares | |||||||||||||||||||||||||||||
Director | ||||||||||||||||||||||||||||||||||||
Stock | Ordinary | 3,098 | ||||||||||||||||||||||||||||||||||
Option | $152.32 | 08/06/2019 | A | 3,098 | (2) | 08/06/2029 | $0.00 | 3,098 | D | |||||||||||||||||||||||||||
(right to | Shares | |||||||||||||||||||||||||||||||||||
buy) | ||||||||||||||||||||||||||||||||||||
Career | ||||||||||||||||||||||||||||||||||||
Restricted | (3) | 08/06/2019 | A | 26 | (4) | (4) | Ordinary | 26 | $0.00 | 5,475 | D | |||||||||||||||||||||||||
Stock | Shares | |||||||||||||||||||||||||||||||||||
Units | ||||||||||||||||||||||||||||||||||||
Explanation of Responses:
- These ordinary shares are held in the Cynthia L. Feldman Revocable Trust, with Ms. Feldman and her husband as Trustees.
- These nonqualified stock options are fully vested and are exercisable immediately.
- Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.
- These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.
Remarks:
/s/ Ronald E. Snyder, | 08/08/2019 | ||||
Authorized Representative | |||||
under Power of Attorney | |||||
** Signature of Reporting Person | Date | ||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | |||||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |||||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Attachments
- Original document
- Permalink
Disclaimer
Steris plc published this content on 08 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 August 2019 22:05:09 UTC