Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

AFY

ALLSTATE FINANCIAL SERVICES LLC

2920 SOUTH 84TH STREET

LINCOLN, NE 68506

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2018

Securities Listed on New York Stock Exchange

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.00%

Market orders as percentage of total market orders 92.75%

Limit orders as percentage of total limit orders 4.63%

Other orders as percentage of total other orders 2.62%Venues Receiving Significant Percentage of Total Non-Directed Orders:

Information Concerning Significant Venues :

1.

Citadel Securities LLC

53.07%

2.

G1 Execution Services, LLC

20.64%

3.

VIRTU Americas LLC

16.11%

4.

Two Sigma Securities, LLC

6.04%

5.

New York Stock Exchange

1.61%

6.

NASDAQ Execution Services, LLC

1.01%

7.

UBS Securities, LLC

0.70%

8.

Cboe EDGX U.S. Equities Exchange

0.30%

9.

Credit Suisse Securities (USA) LLC

0.20%

10.

Investors Exchange

0.20%

55.16%

21.74%

34.62%

22.04%

4.35%

0.00%

1.

Citadel Securities LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2. G1 Execution Services, LLC Types of Orders Routed to Venue :

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

3.

VIRTU Americas LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

15.96%

Limit orders as percentage of total limit orders

8.70%

Other orders as percentage of total other orders

34.62%

4.

Two Sigma Securities, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

6.08%

Limit orders as percentage of total limit orders

2.17%

Other orders as percentage of total other orders

11.54%

5.

New York Stock Exchange

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

34.78%

Other orders as percentage of total other orders

0.00%

6.

NASDAQ Execution Services, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

21.74%

Other orders as percentage of total other orders

0.00%

7.

UBS Securities, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.76%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

0.00%

8.

Cboe EDGX U.S. Equities Exchange

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

6.52%

Other orders as percentage of total other orders

0.00%

9.

Credit Suisse Securities (USA) LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

7.69%

10.

Investors Exchange

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

7.69%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.00%

Market orders as percentage of total market orders 90.35%

Limit orders as percentage of total limit orders 6.84%

Other orders as percentage of total other orders 2.81%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

Information Concerning Significant Venues :

52.11%

19.65%

18.95%

4.21%

2.98%

1.05%

0.70%

0.18%

0.18%

1.

Citadel Securities LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

53.98%

Limit orders as percentage of total limit orders

20.51%

Other orders as percentage of total other orders

68.75%

2.

VIRTU Americas LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

20.00%

Limit orders as percentage of total limit orders

15.38%

Other orders as percentage of total other orders

18.75%

3.

G1 Execution Services, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

20.58%

Limit orders as percentage of total limit orders

5.13%

Other orders as percentage of total other orders

0.00%

4.

Two Sigma Securities, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

4.66%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

0.00%

  • 1. Citadel Securities LLC

  • 2. VIRTU Americas LLC

  • 3. G1 Execution Services, LLC

  • 4. Two Sigma Securities, LLC

  • 5. NASDAQ Execution Services, LLC

  • 6. Cboe EDGX U.S. Equities Exchange

  • 7. UBS Securities, LLC

  • 8. Credit Suisse Securities (USA) LLC

  • 9. Cboe BZX U.S. Equities Exchange

5.

NASDAQ Execution Services, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

43.59%

Other orders as percentage of total other orders

0.00%

6.

Cboe EDGX U.S. Equities Exchange

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

15.38%

Other orders as percentage of total other orders

0.00%

7.

UBS Securities, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.78%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

0.00%

8.

Credit Suisse Securities (USA) LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

6.25%

9.

Cboe BZX U.S. Equities Exchange

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

0.00%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

6.25%

Securities Listed on NYSE American or Regional Exchanges

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.00%

Market orders as percentage of total market orders 97.89%

Limit orders as percentage of total limit orders 1.06%

Other orders as percentage of total other orders 1.06%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

Information Concerning Significant Venues :

55.94%

20.32%

16.62%

4.75%

0.79%

0.26%

0.26%

0.26%

0.26%

0.26%

1.

Citadel Securities LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

56.87%

Limit orders as percentage of total limit orders

25.00%

Other orders as percentage of total other orders

0.00%

2.

G1 Execution Services, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

20.75%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

0.00%

3.

VIRTU Americas LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

16.71%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

25.00%

4.

Two Sigma Securities, LLC

Types of Orders Routed to Venue :

Market orders as percentage of total market orders

4.85%

Limit orders as percentage of total limit orders

0.00%

Other orders as percentage of total other orders

0.00%

  • 1. Citadel Securities LLC

  • 2. G1 Execution Services, LLC

  • 3. VIRTU Americas LLC

  • 4. Two Sigma Securities, LLC

  • 5. UBS Securities, LLC

  • 6. NYSE American

  • 7. NYSE Arca

  • 8. Credit Suisse Securities (USA) LLC

  • 9. Investors Exchange

  • 10. NASDAQ Execution Services, LLC

Attachments

  • Original document
  • Permalink

Disclaimer

The Allstate Corporation published this content on 17 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 17 January 2019 20:33:04 UTC