Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.
AFY
ALLSTATE FINANCIAL SERVICES LLC
2920 SOUTH 84TH STREET
LINCOLN, NE 68506
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2018
Securities Listed on New York Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total market orders 92.75%
Limit orders as percentage of total limit orders 4.63%
Other orders as percentage of total other orders 2.62%Venues Receiving Significant Percentage of Total Non-Directed Orders:
Information Concerning Significant Venues :
1. | Citadel Securities LLC | 53.07% |
2. | G1 Execution Services, LLC | 20.64% |
3. | VIRTU Americas LLC | 16.11% |
4. | Two Sigma Securities, LLC | 6.04% |
5. | New York Stock Exchange | 1.61% |
6. | NASDAQ Execution Services, LLC | 1.01% |
7. | UBS Securities, LLC | 0.70% |
8. | Cboe EDGX U.S. Equities Exchange | 0.30% |
9. | Credit Suisse Securities (USA) LLC | 0.20% |
10. | Investors Exchange | 0.20% |
55.16% | ||
21.74% | ||
34.62% | ||
22.04% | ||
4.35% | ||
0.00% |
1.
Citadel Securities LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
2. G1 Execution Services, LLC Types of Orders Routed to Venue :
Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
3. | VIRTU Americas LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 15.96% |
Limit orders as percentage of total limit orders | 8.70% |
Other orders as percentage of total other orders | 34.62% |
4. | Two Sigma Securities, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 6.08% |
Limit orders as percentage of total limit orders | 2.17% |
Other orders as percentage of total other orders | 11.54% |
5. | New York Stock Exchange |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 34.78% |
Other orders as percentage of total other orders | 0.00% |
6. | NASDAQ Execution Services, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 21.74% |
Other orders as percentage of total other orders | 0.00% |
7. | UBS Securities, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.76% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 0.00% |
8. | Cboe EDGX U.S. Equities Exchange |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 6.52% |
Other orders as percentage of total other orders | 0.00% |
9. | Credit Suisse Securities (USA) LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 7.69% |
10. | Investors Exchange |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 7.69% |
Securities Listed on The Nasdaq Stock Market
Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total market orders 90.35%
Limit orders as percentage of total limit orders 6.84%
Other orders as percentage of total other orders 2.81%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
Information Concerning Significant Venues :
52.11% | |
19.65% | |
18.95% | |
4.21% | |
2.98% | |
1.05% | |
0.70% | |
0.18% | |
0.18% | |
1. | Citadel Securities LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 53.98% |
Limit orders as percentage of total limit orders | 20.51% |
Other orders as percentage of total other orders | 68.75% |
2. | VIRTU Americas LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 20.00% |
Limit orders as percentage of total limit orders | 15.38% |
Other orders as percentage of total other orders | 18.75% |
3. | G1 Execution Services, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 20.58% |
Limit orders as percentage of total limit orders | 5.13% |
Other orders as percentage of total other orders | 0.00% |
4. | Two Sigma Securities, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 4.66% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 0.00% |
1. Citadel Securities LLC
2. VIRTU Americas LLC
3. G1 Execution Services, LLC
4. Two Sigma Securities, LLC
5. NASDAQ Execution Services, LLC
6. Cboe EDGX U.S. Equities Exchange
7. UBS Securities, LLC
8. Credit Suisse Securities (USA) LLC
9. Cboe BZX U.S. Equities Exchange
5. | NASDAQ Execution Services, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 43.59% |
Other orders as percentage of total other orders | 0.00% |
6. | Cboe EDGX U.S. Equities Exchange |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 15.38% |
Other orders as percentage of total other orders | 0.00% |
7. | UBS Securities, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.78% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 0.00% |
8. | Credit Suisse Securities (USA) LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 6.25% |
9. | Cboe BZX U.S. Equities Exchange |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 0.00% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 6.25% |
Securities Listed on NYSE American or Regional Exchanges
Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total market orders 97.89%
Limit orders as percentage of total limit orders 1.06%
Other orders as percentage of total other orders 1.06%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
Information Concerning Significant Venues :
55.94% | |
20.32% | |
16.62% | |
4.75% | |
0.79% | |
0.26% | |
0.26% | |
0.26% | |
0.26% | |
0.26% | |
1. | Citadel Securities LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 56.87% |
Limit orders as percentage of total limit orders | 25.00% |
Other orders as percentage of total other orders | 0.00% |
2. | G1 Execution Services, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 20.75% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 0.00% |
3. | VIRTU Americas LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 16.71% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 25.00% |
4. | Two Sigma Securities, LLC |
Types of Orders Routed to Venue : | |
Market orders as percentage of total market orders | 4.85% |
Limit orders as percentage of total limit orders | 0.00% |
Other orders as percentage of total other orders | 0.00% |
1. Citadel Securities LLC
2. G1 Execution Services, LLC
3. VIRTU Americas LLC
4. Two Sigma Securities, LLC
5. UBS Securities, LLC
6. NYSE American
7. NYSE Arca
8. Credit Suisse Securities (USA) LLC
9. Investors Exchange
10. NASDAQ Execution Services, LLC
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Disclaimer
The Allstate Corporation published this content on 17 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 17 January 2019 20:33:04 UTC