SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

OMB Number:

3235-0104

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF

Estimated average burden

hours per response:

0.5

SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person *

2. Date of Event Requiring

3. Issuer Name and Ticker or Trading Symbol

Barnes David G

(Month/Day/Year)

TRIMBLE INC.[ TRMB ]

Statement

01/04/2020

4. Relationship of Reporting Person(s) to Issuer

5. If Amendment, Date of Original Filed

(Last)

(First)

(Middle)

(Check all applicable)

(Month/Day/Year)

Director

10% Owner

01/14/2020

C/O TRIMBLE INC.

X

Officer (give title

Other (specify

6. Individual or Joint/Group Filing (Check

935 STEWART DRIVE

below)

below)

Applicable Line)

CFO

X Form filed by One Reporting Person

(Street)

Form filed by More than One

SUNNYVALE CA

94058

Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1. Title of Security (Instr. 4)

2. Amount of Securities

3. Ownership

4. Nature of Indirect Beneficial Ownership

Beneficially Owned (Instr. 4)

Form: Direct (D)

(Instr. 5)

or Indirect (I)

(Instr. 5)

Table II - Derivative Securities Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)

2. Date Exercisable and

3. Title and Amount of Securities

4.

5.

6. Nature of Indirect

Expiration Date

Underlying Derivative Security (Instr. 4)

Conversion

Ownership

Beneficial Ownership

(Month/Day/Year)

or Exercise

Form:

(Instr. 5)

Price of

Direct (D)

Amount

Derivative

or Indirect

Date

Expiration

or

Security

(I) (Instr. 5)

Number

Exercisable

Date

Title

of Shares

Employee Stock Option

(1)

12/02/2029

Common Stock

29,455(2)

40.4

D

Explanation of Responses:

  1. 40% of the shares subject to the Option shall vest and become exercisable on the second anniversary of the date of grant, and 1/36th of the shares subject to the Option shall vest each month thereafter untilfully vested.
  2. The original Form 3 inadvertently understated the number of Employee Stock Option by 19,455 shares, and this amendment is being filed to correct the error and reflect the total number of Employee Stock Option underlying the award.

Remarks:

/s/ James A. Kirkland, as

01/27/2020

Attorney-in-Fact

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

  • Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Trimble Inc. published this content on 27 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 27 January 2020 23:34:09 UTC