Item 9.01. Financial Statements and Exhibits
Exhibits are filed herewith in connection with the Registration Statement on
Form S-3 (File Nos. 333-221324 and 333-221324-01) filed by
On
The purpose of this Current Report is to file with the
(d) Exhibits Exhibit No. Description Location 4.1 Form of Medium-Term Notes, Series A, Capped Filed herewith Leveraged Index Return Notes® Linked to the S&P 500® Index. 4.2 Form of Medium-Term Notes, Series A, Filed herewith Accelerated Return Notes® Linked to a Basket of Four Technology Sector Stocks. 4.3 Form of Medium-Term Notes, Series A, Filed herewith Accelerated Return Notes® Linked to a Basket of Three Financial Sector Stocks. 4.4 Form of Medium-Term Notes, Series A, Capped Filed herewith Leveraged Index Return Notes® Linked to the Russell 2000® Index. 4.5 Form of Medium-Term Notes, Series A, Capped Filed herewith Notes with Absolute Return Buffer Linked to the S&P 500® Index. 4.6 Form of Medium-Term Notes, Series A, Principal Filed herewith at Risk Securities Linked to the SPDR® S&P 500® ETF Trust due December 5, 2022. 4.7 Form of Medium-Term Notes, Series A, Principal Filed herewith at Risk Securities Linked to the S&P 500® Value Index due December 4, 2024. 4.8 Form of Medium-Term Notes, Series A, Principal Filed herewith at Risk Securities Linked to the Dow Jones Industrial Average® due December 4, 2025. 5.1 Opinion of Faegre Baker Daniels LLP regarding Filed herewith the Notes and the Guarantee. 23.1 Consent of Faegre Baker Daniels LLP. Included as part of Exhibit 5.1 104 The cover page from this Current Report on Form Filed herewith 8-K, formatted in Inline XBRL. 2
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