Ernest Bates
Sales & Marketing at AMERICAN SHARED HOSPITAL SERVICES
Net worth: 78 305 $ as of 2024-03-30
Profile
Ernest R.
Bates is currently the Director-Emeritus at Rochester Christian University and The Johns Hopkins University.
He is also the Vice President-International Sales & Marketing at American Shared Hospital Services since 2004.
Previously, he worked as the MD-Institutional Fixed Income Sales at HSBC Securities (USA), Inc. from 1993 to 2006 and as the Vice President-European Syndicate at Merrill Lynch International, Inc. from 1993 to 1999.
Mr. Bates completed his undergraduate degree at Brown University and holds an MBA from The Wharton School of the University of Pennsylvania.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2023-04-23 | 26,544 ( 0.42% ) | 78 305 $ | 2024-03-30 |
Ernest Bates active positions
| Companies | Position | Start |
|---|---|---|
| AMERICAN SHARED HOSPITAL SERVICES | Sales & Marketing | 2006-12-31 |
| Rochester Christian University | Director/Board Member | - |
| The Johns Hopkins University | Director/Board Member | - |
Former positions of Ernest Bates
| Companies | Position | End |
|---|---|---|
HSBC Securities (USA), Inc.
 HSBC Securities (USA), Inc. Investment Banks/BrokersFinance Founded in 1969, HSBC Securities (U.S.A.) Inc. is an SEC-registered brokerage firm and registered futures commission merchant located in New York City. The firm is a wholly-owned subsidiary of HSBC North America Holdings, Inc. and their ultimate parent is HSBC Holdings Plc. (NYSE: HBC). HSBC Securities (U.S.A.) is a member of FINRA, the NYSE and the SIPC. Their securities and annuity products are provided by registered representatives and insurance agents of HSBC Securities (U.S.A.). In California, HSBC Securities (U.S.A.) conducts insurance business as HSBC Securities Insurance Services. Insurance products are offered through insurance agents of HSBC Insurance Agency (U.S.A.) Inc., a wholly-owned subsidiary of HSBC Bank U.S.A. NA and an indirectly wholly-owned subsidiary of HSBC Holdings plc. The company also engages in investment banking underwriting, dealing and brokering of debt and equity securities and futures contracts and is a primary dealer in U.S. Government and federal agency securities. | Corporate Officer/Principal | 2005-12-31 |
Merrill Lynch International, Inc.
 Merrill Lynch International, Inc. Financial ConglomeratesFinance Merrill Lynch International, Inc. provides investment and financial services. The company was founded in 1976 and is headquartered in New York, NY. | Corporate Officer/Principal | 1998-12-31 |
Training of Ernest Bates
| Brown University | Undergraduate Degree |
| The Wharton School of the University of Pennsylvania | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| AMERICAN SHARED HOSPITAL SERVICES | Finance |
| Private companies | 2 |
|---|---|
HSBC Securities (USA), Inc.
HSBC Securities (USA), Inc. Investment Banks/BrokersFinance Founded in 1969, HSBC Securities (U.S.A.) Inc. is an SEC-registered brokerage firm and registered futures commission merchant located in New York City. The firm is a wholly-owned subsidiary of HSBC North America Holdings, Inc. and their ultimate parent is HSBC Holdings Plc. (NYSE: HBC). HSBC Securities (U.S.A.) is a member of FINRA, the NYSE and the SIPC. Their securities and annuity products are provided by registered representatives and insurance agents of HSBC Securities (U.S.A.). In California, HSBC Securities (U.S.A.) conducts insurance business as HSBC Securities Insurance Services. Insurance products are offered through insurance agents of HSBC Insurance Agency (U.S.A.) Inc., a wholly-owned subsidiary of HSBC Bank U.S.A. NA and an indirectly wholly-owned subsidiary of HSBC Holdings plc. The company also engages in investment banking underwriting, dealing and brokering of debt and equity securities and futures contracts and is a primary dealer in U.S. Government and federal agency securities. | Finance |
Merrill Lynch International, Inc.
Merrill Lynch International, Inc. Financial ConglomeratesFinance Merrill Lynch International, Inc. provides investment and financial services. The company was founded in 1976 and is headquartered in New York, NY. | Finance |
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