James Conn
Director/Board Member at THE GABELLI UTILITY TRUST
Net worth: 109 852 $ as of 2024-03-30
Profile
James P.
Conn is currently the Lead Independent Director at Gabelli Equity Trust, Inc. and the Lead Independent Director at The Gabelli Multimedia Trust, Inc. He is also a Director at The Basic Fund, Altair Senior Housing Fund II (AEW) LLC, Altair-Commercial Real Estate Lending Fund II (Prime) LLC, Altair-Pacific Coast Capital Partners Equity VII LLC, Altair CMBS Fund LLC, Altair Secondaries Fund LLC, Altair Healthcare Real Estate Fund II LLC, Altair European Real Estate Fund II (HP) LLC, Altair Seed Co-Investment Fund LLC, Eagle Venture Capital 2022 Offshore Fund LLC, Ellsworth Growth & Income Fund Ltd., and Bancroft Fund Ltd.
In the past, he served as the Chief Investment Officer & Managing Director at Assured Guaranty Municipal Holdings, Inc., Director at First Republic Bank, Director at La Quinta Corp., Director at First Republic Preferred Capital Corp., Director at La Quinta Properties, Inc., Chief Investment Officer & Managing Director at Assured Guaranty Municipal Corp., Managing Director & Chief Investment Officer at Assurance Holdings, Inc., and Chief Investment Officer at Transamerica Corp.
He was also a Trustee at The Gabelli Global Gold Natural Resources & Income Trust, Trustee at Gabelli Global Deal Fund, and Lead Trustee at Gabelli Natural Resources Gold & Income Trust.
Mr. Conn obtained his undergraduate degree from Santa Clara University.
Known holdings in public companies
Company | Date | Number of shares | Valuation | Valuation date |
---|---|---|---|---|
2024-03-14 | 3,350 ( 0.01% ) | 18 961 $ | 2024-03-30 | |
2024-03-14 | 1,250 ( 0.02% ) | 18 225 $ | 2024-03-30 | |
BANCROFT FUND LTD
0.02% | 2023-12-30 | 1,000 ( 0.02% ) | 15 990 $ | 2024-03-30 |
GDL FUND
0.01% | 2024-03-14 | 2,000 ( 0.01% ) | 15 920 $ | 2024-03-30 |
2024-03-14 | 1,000 ( 0.01% ) | 10 240 $ | 2024-03-30 | |
2024-03-14 | 1,000 ( 0.01% ) | 8 120 $ | 2024-03-30 | |
GABELLI UTILITY TRUST
0.00% | 2024-03-14 | 1,307 ( 0.00% ) | 7 254 $ | 2024-03-30 |
GABELLI EQUITY TRUST INC
0.00% | 2023-12-30 | 1,100 ( 0.00% ) | 6 072 $ | 2024-03-30 |
2023-03-27 | 1,000 ( 0.01% ) | 5 210 $ | 2024-03-30 | |
2023-12-30 | 1,000 ( 0.00% ) | 3 860 $ | 2024-03-30 |
James Conn active positions
Companies | Position | Start |
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THE GABELLI UTILITY TRUST | Director/Board Member | 1999-07-08 |
THE GDL FUND | Director/Board Member | 2006-10-16 |
THE GABELLI GLOBAL UTILITY & INCOME TRUST | Director/Board Member | 2003-12-31 |
THE GABELLI HEALTHCARE & WELLNESS TRUST | Director/Board Member | 2010-04-13 |
THE GABELLI MULTIMEDIA TRUST INC. | Director/Board Member | 2009-10-28 |
THE GABELLI DIVIDEND & INCOME TRUST | Director/Board Member | 2002-12-31 |
THE GABELLI EQUITY TRUST INC. | Director/Board Member | 1989-05-14 |
GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST | Director/Board Member | 2008-08-19 |
BANCROFT FUND LTD. | Director/Board Member | 2014-12-31 |
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Former positions of James Conn
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Training of James Conn
Santa Clara University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Listed companies | 1 |
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FIRST REPUBLIC BANK | Finance |
Private companies | 32 |
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Gabelli Equity Trust, Inc.
Gabelli Equity Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous Gabelli Equity Trust, Inc. is a non-diversified closed-end management investment company. Its primary objective is long term growth of capital with income as a secondary objective. The fund will invest at least 80% of its assets in equity securities under normal market conditions. The company was founded on May 20, 1986 and is headquartered in Rye, NY. | Miscellaneous |
The Gabelli Multimedia Trust, Inc.
The Gabelli Multimedia Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous The Gabelli Multimedia Trust, Inc. operates as a closed-end management investment company. Its investment objective is for long term growth of capital, with income as a secondary. The Fund seeks opportunities for long-term growth presented in the global telecommunications, media, publishing and entertainment industries. It also invests in companies participating in emerging technological advances in interactive services and products. Gabelli Multimedia Trust was founded on March 31, 1994 and is headquartered in Rye, NY. | Miscellaneous |
Transamerica Corp.
Transamerica Corp. Life/Health InsuranceFinance Transamerica Corp. provides financial planning and insurance services. It offers life insurance, long term care, dental insurance, medicare solutions, commercial lending, retirement planning, leasing, annuities, and real estate services. The company was founded by Amadeo P. Giannini in 1904 and is headquartered in Cedar Rapids, IA. | Finance |
Ellsworth Growth & Income Fund Ltd.
Ellsworth Growth & Income Fund Ltd. Investment Trusts/Mutual FundsMiscellaneous Ellsworth Growth & Income Fund Ltd. operates as a closed-end investment fund, which engages in investing in convertible securities and common stock, with the objectives of providing income and the potential for capital appreciation. The company was founded on December 6, 1986 and is headquartered in Rye, NY. | Miscellaneous |
Bancroft Fund Ltd.
Bancroft Fund Ltd. Investment Trusts/Mutual FundsMiscellaneous Bancroft Fund Ltd. is a closed-end and diversified management investment company. It invests primarily in convertible securities with the objectives of providing income and the potential for capital appreciation. The company objective is to be relatively equal, over the long-term, due to the nature of the securities in which it invests. Bancroft Fund was founded on October 4, 1971 and is headquartered in Rye, NY. | Miscellaneous |
Assured Guaranty Municipal Holdings, Inc.
Assured Guaranty Municipal Holdings, Inc. Multi-Line InsuranceFinance Assured Guaranty Municipal Holdings, Inc. provides financial guaranty insurance. It provides financial guaranty insurance on debt obligations issued in the US public finance and global infrastructure markets, including bonds issued by US state or governmental authorities or notes issued to finance infrastructure projects. The company was founded in 1984 and is headquartered in New York, NY. | Finance |
Gabelli Utility Trust
Gabelli Utility Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Utility Trust is a closed-end diversified investment management company, which seeks long term growth of capital and income. It invests in companies that provide products, services, or equipment for the generation of electricity, gas, and water. The company was founded on July 9, 1999 and is headquartered in Rye, NY. | Miscellaneous |
La Quinta Corp. (Texas)
La Quinta Corp. (Texas) Hotels/Resorts/Cruise linesConsumer Services La Quinta Corp. engages in the operation of hotels in the United States. The company was founded in 1968 and is headquartered in Irving, TX. | Consumer Services |
First Republic Preferred Capital Corp.
First Republic Preferred Capital Corp. Real Estate Investment TrustsFinance First Republic Preferred Capital Corp. operates mortgage and real estate investment trusts. The company's principal business is acquiring, holding, financing and managing assets secured by real estate mortgages. First Republic Preferred Capital is a majority owned subsidiary of First Republic Bank, Inc. The company was founded in April 1999 and was headquartered in San Francisco, CA. | Finance |
La Quinta Properties, Inc.
La Quinta Properties, Inc. Real Estate Investment TrustsFinance La Quinta Properties, Inc. operates as a real estate investment trust which owns limited-service hotel properties. The firm also franchises its brands, which include La Quinta, La Quinta Inns, La Quinta Inn & Suites, Returns, and teLQuik to independent operators. The company is headquartered in Irving, TX. | Finance |
The Gabelli Dividend & Income Trust
The Gabelli Dividend & Income Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Dividend & Income Trust is a non-diversified, closed-end management investment company. It invests in sectors, such as financial services, energy and utilities, food and beverage, telecommunications, consumer products and healthcare. The company was founded on November 18, 2003 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Global Utility & Income Trust
Gabelli Global Utility & Income Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Global Utility & Income Trust is a non-diversified closed-end management investment company. Its investment objective is to seek consistent level of after-tax total return for its investors with an emphasis on qualified dividends by investing its assets in equity securities and income producing securities of domestic and foreign companies involved in the utilities industry and other industries that are expected to pay dividends periodically. The company was founded on March 8, 2004 and is headquartered in Rye, NY. | Miscellaneous |
The Gabelli Global Gold Natural Resources & Income Trust
The Gabelli Global Gold Natural Resources & Income Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Global Gold Natural Resources & Income Trust is a Closed-End Investment Fund/Investment Trust. It operates as a subsidiary of Gabelli Asset Management, Inc. It invests its assets mainly in securities of companies principally engaged in the exploration, mining, fabrication, processing, distribution or trading of gold or the financing, managing, controlling or operating of companies engaged in 'gold-related' activities. The fund was founded on March 31, 2005 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Global Deal Fund
Gabelli Global Deal Fund Investment Trusts/Mutual FundsMiscellaneous Gabelli Global Deal Fund operates as a Closed-End Investment Fund/Investment Trust. It invests primarily in securities of companies (both domestic and foreign) involved in publicly announced mergers, takeovers, tender offers and leveraged buyouts and, to a lesser extent, in corporate reorganizations involving stubs, spin-offs and liquidations. The fund was founded on January 26, 2007 and is headquartered in Rye, New York. | Miscellaneous |
Gabelli Natural Resources Gold & Income Trust
Gabelli Natural Resources Gold & Income Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Natural Resources Gold & Income Trust is a non-diversified, closed-end management investment company. Its primary investment objective is to provide a high level of current income from interest, dividends and option premiums. The Fund intends to invest at least 80% of its assets in income producing securities, such as equity, convertible and other securities of companies, which are engaged in the natural resources and gold industries. It intends to invest at least 25% of its assets in the securities of companies, which are engaged in the exploration, production or distribution of natural resources as well as related transportation companies and equipment manufacturers and at least 25% of investments in the securities of companies principally engaged in the exploration, mining, fabrication, processing, distribution or trading of gold or gold-related activities. The company was founded on June 26, 2008 and is headquartered in Rye, NY. | Miscellaneous |
The GDL Fund
The GDL Fund Investment Trusts/Mutual FundsMiscellaneous The GDL Fund is a diversified, closed-end management investment company. The company's primary investment objective is to achieve absolute returns in various market conditions without excessive risk of capital. It invests in securities of companies involved in publicly announced mergers, takeovers, tender offers and leveraged buyouts and to a lesser extent in corporate reorganizations involving stubs, spin-offs, and liquidations to achieve its objective. The company was founded on October 17, 2006 and is headquartered in Rye, NY. | Miscellaneous |
The Gabelli Global Small & Mid Cap Value Trust
The Gabelli Global Small & Mid Cap Value Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Global Small & Mid Cap Value Trust is a closed-end management investment trust. Its investment objective is long term capital growth. The company was founded on August 19, 2013 and is headquartered in Rye, NY. | Miscellaneous |
Assured Guaranty Municipal Corp.
Assured Guaranty Municipal Corp. Investment ManagersFinance Assured Guaranty Municipal Corp. provides financial services the focuses on municipal bonds and international infrastructure financing. It offers public finance, global infrastructure, global structured finance, and reinsurance. The company is headquartered in New York, NY. | Finance |
The Basic Fund
The Basic Fund Investment Trusts/Mutual FundsMiscellaneous The Basic Fund provides scholarship programs. It supports inner-city children by helping low-income families afford the cost of tuition at private schools in the Bay Area. The company was founded by Jim McCarthy, Arthur Rock, and John Walton in 1998 and is headquartered in Oakland, CA. | Miscellaneous |
The Gabelli Healthcare & WellnessRx Trust
The Gabelli Healthcare & WellnessRx Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Healthcare & WellnessRx Trust is a closed-end investment company. Its investment objective is long-term growth of capital. The fund invests its assets in equity securities and income producing securities of domestic and foreign companies in the healthcare and wellness industries. The company was founded on February 20, 2007 and is headquartered in Rye, NY. | Miscellaneous |
GAMCO Global Gold, Natural Resources & Income Trust
GAMCO Global Gold, Natural Resources & Income Trust Investment Trusts/Mutual FundsMiscellaneous GAMCO Global Gold, Natural Resources & Income Trust is a closed-end management company, which invests on companies engaged in the gold and natural resources industries. It aims to provide a high level of current income and to seek capital appreciation. The company was founded on January 4, 2005 and is headquartered in Rye, NY. | Miscellaneous |
Gamco Natural Resources, Gold & Income Trust | |
Altair Senior Housing Fund II (AEW) LLC
Altair Senior Housing Fund II (AEW) LLC Investment ManagersFinance Altair Senior Housing Fund II (AEW) LLC operates as a private equity fund. The company is headquartered in Los Angeles, CA. | Finance |
Altair-Commercial Real Estate Lending Fund II (Prime) LLC
Altair-Commercial Real Estate Lending Fund II (Prime) LLC Investment ManagersFinance Altair-Commercial Real Estate Lending Fund II (Prime) LLC operates as a private equity fund. The company is headquartered in Los Angeles, CA. | Finance |
Altair-Pacific Coast Capital Partners Equity VII LLC
Altair-Pacific Coast Capital Partners Equity VII LLC Investment ManagersFinance Altair-Pacific Coast Capital Partners Equity VII LLC operates as a private equity fund. The company is headquartered in Los Angeles, CA. | Finance |
Altair CMBS Fund LLC
Altair CMBS Fund LLC Investment ManagersFinance Altair CMBS Fund LLC provides pooled investment services. The company was founded in 2016 and is headquartered in Los Angeles, CA. | Finance |
Altair Secondaries Fund LLC
Altair Secondaries Fund LLC Investment ManagersFinance Altair Secondaries Fund LLC operates as a Private Equity Fund. The company was incorporated in 2016 and is headquartered in Los Angeles, CA. | Finance |
Altair Healthcare Real Estate Fund II LLC
Altair Healthcare Real Estate Fund II LLC Investment ManagersFinance Altair Healthcare Real Estate Fund II LLC operates as a private equity fund. The company is headquartered in Los Angeles, CA. | Finance |
Altair European Real Estate Fund II (HP) LLC
Altair European Real Estate Fund II (HP) LLC Investment ManagersFinance Altair European Real Estate Fund II (HP) LLC provides investment services. The company is headquartered in Los Angeles, CA. | Finance |
Altair Seed Co-Investment Fund LLC
Altair Seed Co-Investment Fund LLC Investment ManagersFinance Altair Seed Co-Investment Fund LLC acts as a private equity fund. The company is headquartered in Los Angeles, CA. | Finance |
Assurance Holdings, Inc.
Assurance Holdings, Inc. Insurance Brokers/ServicesFinance Assurance Holdings, Inc. operates as a full-service brokerage providing business insurance, employee benefits, private client insurance, and retirement services. The company was founded in 1961 and is headquartered in Schaumburg, IL. | Finance |
Eagle Venture Capital 2022 Offshore Fund LLC |
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