Profile
Jerry Mauricio served as the Chief Compliance Officer & Senior Vice President at Federal Home Loan Mortgage Corp.
from 2021 to 2022.
Prior to that, he held the same position at Capital One Investing LLC and Capital One Advisors LLC.
He obtained an undergraduate degree from The University of Texas at Austin.
Former positions of Jerry Mauricio
| Companies | Position | End |
|---|---|---|
| FEDERAL HOME LOAN MORTGAGE CORPORATION | Compliance Officer | 2022-05-31 |
Capital One Advisors LLC
 Capital One Advisors LLC Investment ManagersFinance Capital One Advisors LLC (do-business-as ShareBuilder 401k) is an investment management firm headquartered in Seattle, Washington. The firm was founded in 2005 and is a subsidiary of Capital One Holdings LLC, ultimately held by Capital One Financial Corp. (NYSE: COF). ShareBuilder 401k offers 401(k) plan design consulting, employee education, digital setup, and investment management services to any size business and their employees. | Compliance Officer | - |
Capital One Investing LLC
 Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Compliance Officer | - |
Training of Jerry Mauricio
| The University of Texas at Austin | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| FEDERAL HOME LOAN MORTGAGE CORPORATION | Finance |
| Private companies | 2 |
|---|---|
Capital One Investing LLC
Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Finance |
Capital One Advisors LLC
Capital One Advisors LLC Investment ManagersFinance Capital One Advisors LLC (do-business-as ShareBuilder 401k) is an investment management firm headquartered in Seattle, Washington. The firm was founded in 2005 and is a subsidiary of Capital One Holdings LLC, ultimately held by Capital One Financial Corp. (NYSE: COF). ShareBuilder 401k offers 401(k) plan design consulting, employee education, digital setup, and investment management services to any size business and their employees. | Finance |
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