Michael Whitaker
Compliance Officer at The North Carolina Capital Management Trust
Profile
Michael H.
Whitaker is currently the Chief Compliance Officer at The North Carolina Capital Management Trust since 2008.
Previously, he held the same position at Allspring Income Opportunities Fund from 2016 to 2021, Allspring Multi-Sector Income Fund from 2016 to 2021, and Massachusetts Financial Services Co. from 2004 to 2006.
He also worked as a Compliance Officer at Fidelity Investments Money Management, Inc. from 2014 to 2016, FMR Co., Inc. from 2014 to 2016, and Fidelity Investments, Inc. from 2007 to 2016.
Additionally, he served as the Chief Compliance Officer & Senior Vice President at Massachusetts Financial Services Co. from 2006 to 2006 and as the Chief Compliance Officer at Allspring Utilities & High Income Fund and Allspring Global Dividend Opportunity Fund.
Michael Whitaker active positions
Companies | Position | Start |
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The North Carolina Capital Management Trust
The North Carolina Capital Management Trust Investment Trusts/Mutual FundsMiscellaneous North Carolina Capital Management Trust provides trust services. It manages investment of funds for local governments and public authorities in North Carolina. The company was founded in 1982 and is headquartered in Boston, MA. | Compliance Officer | 2007-12-31 |
Former positions of Michael Whitaker
Companies | Position | End |
---|---|---|
WELLS FARGO ADVANTAGE FUNDS - ALLSPRING INCOME OPPORTUNITIES FUND | Compliance Officer | 2021-01-01 |
ALLSPRING MULTI-SECTOR INCOME FUND | Compliance Officer | 2020-12-31 |
FMR Co., Inc.
FMR Co., Inc. Investment ManagersFinance FMR Co., Inc. (FMRC) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of Fidelity Management & Research Co. (FMR), which itself is wholly-owned by FMR LLC in the US. FMRC provides investment supervisory services, including sub-advisory services, to institutional accounts, principally open-end investment and ETFs. They also serves as sub-adviser to equity and high income mutual funds and institutional accounts, and equity and high income portions of mutual funds and institutional accounts, managed by FMR. | Compliance Officer | 2015-12-31 |
Fidelity Investments Money Management, Inc.
Fidelity Investments Money Management, Inc. Investment ManagersFinance Fidelity Investments Money Management, Inc. (FIMM) is an asset management firm headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of FMR LLC. FIMM serves as sub-advisor to fixed income mutual funds and institutional accounts, and fixed income portions of mutual funds and institutional accounts, managed by FMR or its affiliates. Their clients are generally mutual funds, ETFs or other institutional accounts. | Compliance Officer | 2015-12-31 |
Fidelity Investments, Inc.
Fidelity Investments, Inc. Financial ConglomeratesFinance Fidelity Investments, Inc. operates as a financial services company. The company is headquartered in Boston, MA. | Compliance Officer | 2015-12-31 |
Experiences
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Linked companies
Private companies | 9 |
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Massachusetts Financial Services Co.
Massachusetts Financial Services Co. Investment ManagersFinance Massachusetts Financial Services Co., do-business-as MFS Investment Management (MFS), is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1924 and is a subsidiary of Sun Life of Canada (US) Financial Services Holdings, Inc., ultimately held by Sun Life Financial, Inc. (TSE, NYSE: SLF) in Canada. The firm provides investment advisory and sub-advisory services to a range of institutional clients and pooled investment vehicles. MFS is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI). | Finance |
The North Carolina Capital Management Trust
The North Carolina Capital Management Trust Investment Trusts/Mutual FundsMiscellaneous North Carolina Capital Management Trust provides trust services. It manages investment of funds for local governments and public authorities in North Carolina. The company was founded in 1982 and is headquartered in Boston, MA. | Miscellaneous |
Fidelity Investments Money Management, Inc.
Fidelity Investments Money Management, Inc. Investment ManagersFinance Fidelity Investments Money Management, Inc. (FIMM) is an asset management firm headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of FMR LLC. FIMM serves as sub-advisor to fixed income mutual funds and institutional accounts, and fixed income portions of mutual funds and institutional accounts, managed by FMR or its affiliates. Their clients are generally mutual funds, ETFs or other institutional accounts. | Finance |
Allspring Income Opportunities Fund
Allspring Income Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Allspring Income Opportunities Fund operates as a closed-end management investment company. It seeks current income and capital appreciation through investment in below investment grade debt securities, loans, and preferred stocks. The company was founded on December 3, 2002 and is headquartered in San Francisco, CA. | Miscellaneous |
Allspring Utilities & High Income Fund
Allspring Utilities & High Income Fund Investment Trusts/Mutual FundsMiscellaneous Allspring Utilities & High Income Fund is a diversified closed-end management investment company. It seeks a level of current income and moderate capital growth, with an emphasis on providing tax-advantaged dividend income. The company was founded on February 4, 2004 and is headquartered in San Francisco, CA. | Miscellaneous |
FMR Co., Inc.
FMR Co., Inc. Investment ManagersFinance FMR Co., Inc. (FMRC) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of Fidelity Management & Research Co. (FMR), which itself is wholly-owned by FMR LLC in the US. FMRC provides investment supervisory services, including sub-advisory services, to institutional accounts, principally open-end investment and ETFs. They also serves as sub-adviser to equity and high income mutual funds and institutional accounts, and equity and high income portions of mutual funds and institutional accounts, managed by FMR. | Finance |
Allspring Multi-Sector Income Fund
Allspring Multi-Sector Income Fund Investment Trusts/Mutual FundsMiscellaneous Allspring Multi-Sector Income Fund operates as a diversified, closed-end management investment company. Its investment objective is to seek a high level of current income consistent with limiting its overall exposure to domestic interest rate risk. The company was founded on April 10, 2003 and is headquartered in Charlotte, CA. | Miscellaneous |
Allspring Global Dividend Opportunity Fund
Allspring Global Dividend Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Allspring Global Dividend Opportunity Fund operates as a closed-end investment fund. Its primary investment objective is to seek a high level of current income, and secondary objective is long-term growth of capital. The company was founded in 2006 and is headquartered in Charlotte, NC. | Miscellaneous |
Fidelity Investments, Inc.
Fidelity Investments, Inc. Financial ConglomeratesFinance Fidelity Investments, Inc. operates as a financial services company. The company is headquartered in Boston, MA. | Finance |
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