Thomas Brock
Chairman at LIBERTY ALL-STAR GROWTH FUND, INC.
Profile
Thomas Wise Brock is currently the Chief Executive Officer at the US Securities & Exchange Commission.
He is also the Chairman of the Liberty All-Star Equity Fund and the Liberty All-Star Growth Fund, Inc. Additionally, he serves as a Director at the Grosvenor Registered Multi-Strategy Master Fund LLC.
Mr. Brock is an Independent Trustee at EQ Advisors Trust and a Professor at Columbia Business School.
He is also a Trustee at 1290 Funds and Elevation ETF Trust.
In his former positions, Mr. Brock served as the Chairman & Chief Executive Officer at Salomon Brothers Asset Management, Inc. He was the President, Chief Executive Officer & Director at Silver Bay Realty Trust Corp.
and the Chief Executive Officer at Stone Harbor Investment Partners LLC.
He also worked as a Director at Liberty All Star Growth Fund, Inc. and as a Trustee at Virtus Stone Harbor Emerging Markets Income Fund.
Mr. Brock was the Chief Administrative Officer at Salomon Brothers, Inc. and an Investment Officer-Fixed Income at Continental Bank (Chicago, Illinois).
Mr. Brock completed his undergraduate degree at Miami University and holds an MBA from the Kellogg School of Management.
Thomas Brock active positions
| Companies | Position | Start |
|---|---|---|
| LIBERTY ALL-STAR GROWTH FUND, INC. | Chairman | 2014-12-31 |
| LIBERTY ALL-STAR EQUITY FUND | Chairman | 2014-12-31 |
| Elevation ETF Trust | Director/Board Member | 2015-12-31 |
| 1290 Funds | Director/Board Member | 2015-12-31 |
| Columbia Business School | Corporate Officer/Principal | 1997-12-31 |
| EQ Advisors Trust | Director/Board Member | 2015-12-31 |
| Grosvenor Registered Multi-Strategy Master Fund LLC | Director/Board Member | 2009-12-15 |
| US Securities & Exchange Commission | Chief Executive Officer | - |
Former positions of Thomas Brock
| Companies | Position | End |
|---|---|---|
| SILVER BAY REALTY TRUST CORP | Chief Executive Officer | 2017-05-08 |
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Training of Thomas Brock
| Miami University | Undergraduate Degree |
| Kellogg School of Management | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 14 |
|---|---|
Liberty All-Star Equity Fund
 Liberty All-Star Equity Fund Investment Trusts/Mutual FundsMiscellaneous Liberty All Star Equity Fund operates as a diversified, closed-end management investment company. It seeks total investment return comprised of long-term capital appreciation and current income through investing primarily in a diversified portfolio of equity securities. The company was founded on October 31, 1986 and is headquartered in Denver, CO. | Miscellaneous |
| Liberty All Star Growth Fund, Inc. | Miscellaneous |
| EQ Advisors Trust | Miscellaneous |
| Salomon Brothers Asset Management, Inc. | Finance |
| Grosvenor Registered Multi-Strategy Master Fund LLC | Miscellaneous |
Liberty All-Star Growth Fund, Inc.
 Liberty All-Star Growth Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Liberty All-Star Growth Fund, Inc. operates as a closed-end investment fund/investment trust. Its investment objective is to seek long-term capital appreciation through investment primarily in a diversified portfolio of equity securities. The company was founded on March 14, 1986 and is headquartered in Denver, CO. | Miscellaneous |
Virtus Stone Harbor Emerging Markets Income Fund
 Virtus Stone Harbor Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous Virtus Stone Harbor Emerging Markets Income Fund is a closed-end management investment company, which aims to maximize total return through income on its investments and capital appreciation. Its portfolio of securities includes fixed income and other emerging instruments. The company was founded on December 22, 2010 and is headquartered in Greenfield, MA. | Miscellaneous |
Silver Bay Realty Trust Corp.
 Silver Bay Realty Trust Corp. Real Estate Investment TrustsFinance Silver Bay Realty Trust Corp. engages in the acquisition, renovation, leasing, and management of single-family properties for rental income and long-term capital appreciation. It owns single-family properties in Arizona, California, Florida, Georgia, Nevada, North Carolina, Ohio, South Carolina, and Texas. The company was founded in June 2012 and is headquartered in Plymouth, MN. | Finance |
| US Securities & Exchange Commission | Finance |
Stone Harbor Investment Partners LLC
 Stone Harbor Investment Partners LLC Investment ManagersFinance Stone Harbor Investment Partners LLC (Stone Harbor) is a registered investment advisor headquartered in New York City. The firm was founded by Peter Wilby in 2006 and was acquired in 2022 by Virtus Partners, Inc., a subsidiary of Virtus Investment Partner, Inc. (NASDAQ: VRTS), from SHIP Capital Partners LP. Stone Harbor provides portfolio management services to a wide variety of US and non-US institutional accounts. In addition, the firm is the investment adviser or sub-adviser to various pooled investment vehicles including US registered investment companies (open-end and closed-end funds), collective investment trusts, private funds and registered offshore funds such as Irish UCITS and Irish qualifying investor funds. | Finance |
| Salomon Brothers, Inc. | Finance |
| Continental Bank (Chicago, Illinois) | Finance |
| 1290 Funds | Miscellaneous |
| Elevation ETF Trust |
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